UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE
SECURITIES EXCHANGE ACT OF 1934
Filed by the Registrant x☒ Filed by a Party other than the Registrant ¨☐
Check the appropriate box:
☐ | Preliminary Proxy Statement |
☐ | Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
☒ | Definitive Proxy Statement |
☐ | Definitive Additional Materials |
☐ | Soliciting Material Pursuant to §240.14a-11(c) or §240.14a-12 |
MFS® SERIES TRUST I
MFS® SERIES TRUST II
MFS® SERIES TRUST III
MFS® SERIES TRUST IV
MFS® SERIES TRUST V
MFS® SERIES TRUST VI
MFS® SERIES TRUST VII
MFS® SERIES TRUST VIII
MFS® SERIES TRUST IX
MFS® SERIES TRUST X
MFS® SERIES TRUST XI
MFS® SERIES TRUST XII
MFS® SERIES TRUST XIII
MFS® SERIES TRUST XV
MFS® SERIES TRUST XVI
MFS® MUNICIPAL SERIES TRUST
MFS® INSTITUTIONAL TRUST
MASSACHUSETTS INVESTORS GROWTH STOCK FUND
MASSACHUSETTS INVESTORS TRUST
(Name of Registrant as Specified in Its Charter)
(Name of Person(s) Filing Proxy Statement, if other than the Registrants)
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IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE SHAREHOLDER MEETINGS TO BE HELD ON JANUARY 28, 2010MARCH 23, 2017.
THIS PROXY STATEMENT IS AVAILABLE AT https://www.proxy-direct.com/mfs20782mfs-28421
Massachusetts Investors Growth Stock Fund | MFS® | |
Massachusetts Investors Trust | MFS® | |
MFS® Absolute Return Fund | MFS® Lifetime Income Fund | |
MFS® Aggressive Growth Allocation Fund | MFS® Lifetime | |
MFS® Alabama Municipal Bond Fund | MFS® Lifetime | |
MFS® Arkansas Municipal Bond Fund | MFS® | |
MFS® Blended Research Core Equity Fund | MFS® Lifetime 2035 Fund | |
MFS® Blended Research Emerging Markets Equity Fund | MFS® Lifetime 2040 Fund | |
MFS® Blended Research Global Equity Fund | MFS® Lifetime 2045 Fund | |
MFS® Blended Research Growth Equity Fund | MFS® Lifetime 2050 Fund | |
MFS® Blended Research International Equity Fund | MFS® Lifetime 2055 Fund | |
MFS® Blended Research Mid Cap Equity Fund | MFS® Lifetime 2060 Fund | |
MFS® Blended Research Small Cap Equity Fund | MFS® Limited Maturity Fund | |
MFS® Blended Research Value Equity Fund | MFS® Low Volatility Equity Fund | |
MFS® California Municipal Bond Fund | MFS® Low Volatility Global Equity Fund | |
MFS® Commodity Strategy Fund | MFS® Managed Wealth Fund | |
MFS® Conservative Allocation Fund | MFS® Maryland Municipal Bond Fund | |
MFS® Corporate Bond Fund | MFS® Massachusetts Municipal Bond Fund | |
MFS® | MFS® Mid Cap Growth Fund | |
MFS® | MFS® Mid Cap Value Fund | |
MFS® | ||
MFS® Mississippi Municipal Bond Fund | ||
MFS® Emerging Markets Debt Local Currency Fund | MFS® Moderate Allocation Fund | |
MFS® Emerging Markets Equity Fund | MFS® Municipal High Income Fund | |
MFS® Equity Income Fund | MFS® Municipal Income Fund | |
MFS® Equity Opportunities Fund | MFS® Municipal Limited Maturity Fund | |
MFS® | ||
MFS® New Discovery Fund | ||
MFS® Global Bond Fund | MFS® New Discovery Value Fund | |
MFS® Global Equity Fund | MFS® New York Municipal Bond Fund | |
MFS® | MFS® North Carolina Municipal Bond Fund | |
MFS® Global | MFS® Pennsylvania Municipal Bond Fund | |
MFS® | ||
MFS® Research | ||
MFS® Global | MFS® | |
MFS® | MFS® | |
MFS® Global New Discovery Fund | MFS® Strategic Income Fund | |
MFS® Global Total Return Fund | MFS® Technology Fund | |
MFS® Government Securities Fund | MFS® Tennessee Municipal Bond Fund | |
MFS® Growth Allocation Fund | MFS® Total Return Fund | |
MFS® Growth Fund | MFS® | |
MFS® High Income Fund | MFS® | |
MFS® High Yield | MFS® | |
MFS® Inflation-Adjusted Bond Fund | MFS® | |
MFS® Institutional International Equity Fund | MFS® Value Fund | |
MFS® International Diversification Fund | MFS® | |
MFS® International | MFS® West Virginia Municipal Bond Fund | |
500 Boylston Street,111 Huntington Avenue, Boston, Massachusetts 0211602199
The Proxy Statement, the accompanying Notice of a Special Meeting of Shareholders and the proxy card are being made available without charge by following the instructions on your Notice of Internet Availability of Proxy Materials. In addition, shareholders can find important information about each MFS Fund in the Funds’ latest annual and semi-annual reports (if any) to shareholders. Upon request and without charge, the Trusts will furnish each person to whom the Notice of Internet Availability of Proxy Materials or the Proxy Statement is delivered with a copy of these reports. You may obtain copies of one or more reports without charge by telephoning toll-free (800) 225-2606 or by writing to the Trust at the address appearing above or on the Funds’ website atwww.MFS.com or by contacting MFS Service Center, Inc., each Fund’s transfer and shareholder servicing agent, at 111 Huntington Avenue, Boston, Massachusetts 02199.
NOTICE OF A SPECIAL MEETING OF SHAREHOLDERS
TO BE HELD ON JANUARY 28, 2010MARCH 23, 2017
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A Special Meeting of Shareholders of each of the above referenced funds (each, a “Fund” and collectively, the “Funds”) will be held at 500 Boylston Street,111 Huntington Avenue, Boston, Massachusetts 02116,02199, at 10:30 a.m. on Thursday, January 28, 2010,March 23, 2017, for the following purposes:
ITEM 1. | To elect |
ITEM 2. | To transact such other business as may properly come before the Meeting and any adjournments thereof. |
Each Fund will hold its meeting simultaneously with each other Fund. With respect to Item 1, all of the shareholders of Funds that are series of the same Trust will vote together as a single class.
THE TRUSTEES THAT OVERSEE YOUR FUND RECOMMEND
THAT YOU VOTE IN FAVOR OF ITEM 1.
Only a Fund’s shareholders of record on November 13, 2009January 6, 2017 will be entitled to vote at that Fund’s Meeting of Shareholders.
By order of the Board of TrusteesBYORDEROFTHE BOARDOF TRUSTEES
SUSAN S. NEWTONCHRISTOPHER R. BOHANE
Assistant Secretary and Assistant Clerk
December 7, 2009January 30, 2017
YOUR VOTE IS IMPORTANT. WE WOULD APPRECIATE YOUR PROMPTLY VOTING, SIGNING AND RETURNINGIF YOU DO NOT EXPECT TO ATTEND THE ENCLOSED PROXY OR RECORDINGMEETING, THEN PLEASE RECORD YOUR VOTING INSTRUCTIONS BY TELEPHONE OR VIA THE INTERNET BY FOLLOWING THE INSTRUCTIONS ON YOUR NOTICE OF INTERNET AVAILABILITY OF PROXY MATERIALS OR, IF YOU HAVE REQUESTED A PROXY CARD BY MAIL, YOU MAY VOTE BY COMPLETING, SIGNING, DATING AND RETURNING THE PROXY CARD. IF YOU VOTE BY TELEPHONE OR VIA THE INTERNET, YOU WILL BE ASKED TO ENTER A UNIQUE CODE THAT HAS BEEN ASSIGNED TO YOU, WHICH IS PRINTED ON THE NOTICE OF INTERNET AVAILABILITY OF PROXY MATERIALS OR YOUR PROXY CARD. THIS CODE IS DESIGNED TO CONFIRM YOUR IDENTITY, PROVIDE ACCESS TO THE VOTING SITE AND CONFIRM THAT YOUR INSTRUCTIONS ARE PROPERLY RECORDED. IF YOU HAVE ANY QUESTIONS REGARDING THE PROXY STATEMENT, PLEASE CALL (800) 225-2606. PLEASE GIVE YOUR VOTING INSTRUCTIONS OR SUBMIT YOUR PROXY CARD PROMPTLY, WHICH WILL HELP AVOID THE ADDITIONAL EXPENSE OF A SECOND SOLICITATION FOR YOUR TRUST. THE ENCLOSED ADDRESSED ENVELOPE REQUIRES NO POSTAGE AND IS PROVIDED FOR YOUR CONVENIENCE.
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Massachusetts Investors Growth Stock Fund | MFS® | |
Massachusetts Investors Trust | MFS® | |
MFS® Absolute Return Fund | MFS® Lifetime Income Fund | |
MFS® Aggressive Growth Allocation Fund | MFS® Lifetime | |
MFS® Alabama Municipal Bond Fund | MFS® Lifetime | |
MFS® Arkansas Municipal Bond Fund | MFS® | |
MFS® Blended Research Core Equity Fund | MFS® Lifetime 2035 Fund | |
MFS® Blended Research Emerging Markets Equity Fund | MFS® Lifetime 2040 Fund | |
MFS® Blended Research Global Equity Fund | MFS® Lifetime 2045 Fund | |
MFS® Blended Research Growth Equity Fund | MFS® Lifetime 2050 Fund | |
MFS® Blended Research International Equity Fund | MFS® Lifetime 2055 Fund | |
MFS® Blended Research Mid Cap Equity Fund | MFS® Lifetime 2060 Fund | |
MFS® Blended Research Small Cap Equity Fund | MFS® Limited Maturity Fund | |
MFS® Blended Research Value Equity Fund | MFS® Low Volatility Equity Fund | |
MFS® California Municipal Bond Fund | MFS® Low Volatility Global Equity Fund | |
MFS® Commodity Strategy Fund | MFS® Managed Wealth Fund | |
MFS® Conservative Allocation Fund | MFS® Maryland Municipal Bond Fund | |
MFS® Corporate Bond Fund | MFS® Massachusetts Municipal Bond Fund | |
MFS® | MFS® Mid Cap Growth Fund | |
MFS® | MFS® Mid Cap Value Fund | |
MFS® | ||
MFS® Mississippi Municipal Bond Fund | ||
MFS® Emerging Markets Debt Local Currency Fund | MFS® Moderate Allocation Fund | |
MFS® Emerging Markets Equity Fund | MFS® Municipal High Income Fund | |
MFS® Equity Income Fund | MFS® Municipal Income Fund | |
MFS® Equity Opportunities Fund | MFS® Municipal Limited Maturity Fund | |
MFS® | ||
MFS® New Discovery Fund | ||
MFS® Global Bond Fund | MFS® New Discovery Value Fund | |
MFS® Global Equity Fund | MFS® New York Municipal Bond Fund | |
MFS® | MFS® North Carolina Municipal Bond Fund | |
MFS® Global | MFS® Pennsylvania Municipal Bond Fund | |
MFS® | ||
MFS® Research | ||
MFS® Global | MFS® | |
MFS® | MFS® | |
MFS® Global New Discovery Fund | MFS® Strategic Income Fund | |
MFS® Global Total Return Fund | MFS® Technology Fund | |
MFS® Government Securities Fund | MFS® Tennessee Municipal Bond Fund | |
MFS® Growth Allocation Fund | MFS® Total Return Fund | |
MFS® Growth Fund | MFS® | |
MFS® High Income Fund | MFS® | |
MFS® High Yield | MFS® | |
MFS® Inflation-Adjusted Bond Fund | MFS® | |
MFS® Institutional International Equity Fund | MFS® Value Fund | |
MFS® International Diversification Fund | MFS® | |
MFS® International | MFS® West Virginia Municipal Bond Fund | |
PROXY STATEMENT
DECEMBER 7, 2009JANUARY 30, 2017
This Proxy Statement is furnished in connection with the solicitation of proxies by and on behalf of the Board of Trustees (the “Board”) of Massachusetts Investors Growth Stock Fund, Massachusetts Investors Trust, MFS Series Trust I, MFS Series Trust II, MFS Series Trust III, MFS Series Trust IV, MFS Series Trust V, MFS Series Trust VI, MFS Series Trust VII, MFS Series Trust VIII, MFS Series Trust IX, MFS Series Trust X, MFS Series Trust XI, MFS Series Trust XII, MFS Series Trust XIII, MFS Series Trust XV, MFS Series Trust XVI, MFS Institutional Trust and MFS Municipal Series Trust, (each, a “Trust” and collectively, the “Trusts”) to be used at the Meeting of Shareholders (the “Meeting”) of each fund that is a series of one of the Trusts (each, a “Fund” and collectively, the “Funds”) to be held at 10:30 a.m. on January 28, 2010March 23, 2017 at 500 Boylston Street,111 Huntington Avenue, Boston, Massachusetts 02116,02199, for the purposes set forth in the accompanying Notice of a Special Meeting of Shareholders (the “Notice”). IfInformation regarding the enclosed formBoard of
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proxy is executed and returned, it nevertheless may Trustees can be revoked prior to its exercise by a signed writing filed withfound in the proxy tabulation agent, Computershare Fund Services, 280 Oser Avenue, Hauppauge, NY 11788-3610, or delivered at the Meeting. Solicitationsection of proxies is being made by the mailing of the Notice and this Proxy Statement with its enclosures on or about December 7, 2009.entitled “Election of Trustees.”
Shareholders of record at the close of business on November 13, 2009January 6, 2017 will be entitled to one vote for each dollar of net asset value held on that date. Each fractional dollar amount will be entitled to a proportionate fractional vote. On November 13, 2009, the followingThe number of shares were outstanding for each Fund:
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Shares Outstanding | ||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class W | Class A1 | Class B1 | |||||||
Massachusetts Investors Growth Stock Fund | 180,934,884.968 | 20,506,699.784 | 18,410,965.620 | 4,733,834.691 | N/A | — | — | |||||||
Massachusetts Investors Trust | 143,933,470.310 | 9,959,320.978 | 11,244,195.086 | 3,890,632.178 | N/A | — | — | |||||||
MFS Aggressive Growth Allocation Fund | 29,481,644.549 | 11,949,900.148 | 11,350,182.097 | 1,838,365.311 | N/A | — | — | |||||||
MFS Alabama Municipal Bond Fund | 7,663,358.738 | 595,315.987 | N/A | N/A | N/A | — | — | |||||||
MFS Arkansas Municipal Bond Fund | 17,198,931.926 | 748,769.380 | N/A | N/A | N/A | — | — | |||||||
MFS Blended Research Core Equity Fund | 963,063.876 | 120,537.828 | 126,083.585 | 102,401.797 | N/A | — | — | |||||||
MFS Bond Fund | 59,640,226.380 | 5,302,482.435 | 8,254,521.165 | 3,940,543.287 | N/A | — | — | |||||||
MFS California Municipal Bond Fund | 57,188,474.553 | 3,112,385.387 | 6,649,979.628 | N/A | N/A | — | — | |||||||
Fund Name | Class 529A | Class 529B | Class 529C | Class R1 | Class R2 | Class R3 | Class R4 | |||||||
Massachusetts Investors Growth Stock Fund | 278,224.587 | 58,131.846 | 115,155.253 | 575,211.530 | 2,162,006.928 | 2,325,893.550 | 2,561,330.951 | |||||||
Massachusetts Investors Trust | 130,961.095 | 21,510.850 | 85,099.351 | 426,705.631 | 2,666,399.917 | 1,524,873.767 | 172,711.758 | |||||||
MFS Aggressive Growth Allocation Fund | 2,776,224.721 | 1,118,142.335 | 967,412.620 | 1,858,442.879 | 6,904,277.462 | 4,339,396.940 | 4,584,024.053 | |||||||
MFS Alabama Municipal Bond Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||
MFS Arkansas Municipal Bond Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||
MFS Blended Research Core Equity Fund | N/A | N/A | N/A | 7,381.377 | 7,385.344 | 7,258.658 | 7,260.570 | |||||||
MFS Bond Fund | N/A | N/A | N/A | 758,510.730 | 5,285,708.208 | 3,812,343.123 | 4,555,875.491 | |||||||
MFS California Municipal Bond Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
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Shares Outstanding | ||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class W | Class A1 | Class B1 | |||||||
MFS Cash Reserve Fund | 164,054,911.860 | 94,881,533.276 | 61,192,201.402 | N/A | N/A | — | — | |||||||
MFS Conservative Allocation Fund | 27,363,215.053 | 10,293,237.972 | 13,386,653.622 | 1,694,178.510 | N/A | — | — | |||||||
MFS Core Equity Fund | 39,493,229.665 | 5,683,958.105 | 4,931,084.936 | 1,080,743.817 | N/A | — | — | |||||||
MFS Core Growth Fund | 39,058,480.809 | 6,853,826.672 | 4,800,538.063 | 53,741,995.205 | 311,985.228 | — | — | |||||||
MFS Diversified Income Fund | 12,082,552.988 | N/A | 6,303,425.632 | 347,376.035 | N/A | — | — | |||||||
MFS Diversified Target Return Fund | 9,670,943.364 | 800,387.083 | 3,442,037.996 | 8,468,047.332 | 234,898.823 | — | — | |||||||
MFS Emerging Markets Debt Fund | 43,037,774.391 | 1,680,729.760 | 8,434,026.960 | 33,134,307.998 | 9,739,928.550 | — | — | |||||||
MFS Emerging Markets Equity Fund | 8,898,616.300 | 1,173,475.542 | 2,108,914.900 | 5,887,387.033 | N/A | — | — | |||||||
Fund Name | Class 529A | Class 529B | Class 529C | Class R1 | Class R2 | Class R3 | Class R4 | |||||||
MFS Cash Reserve Fund | 7,040,739.145 | 2,097,192.127 | 4,324,745.020 | 29,502,726.430 | 112,203,111.335 | 99,595,799.049 | 5,442,851.232 | |||||||
MFS Conservative Allocation Fund | 2,599,757.432 | 1,081,905.596 | 1,632,695.091 | 1,294,241.461 | 5,317,464.671 | 2,705,576.048 | 1,801,435.528 | |||||||
MFS Core Equity Fund | N/A | N/A | N/A | 276,762.480 | 1,105,167.368 | 1,840,036.126 | 116,240.482 | |||||||
MFS Core Growth Fund | N/A | N/A | N/A | 175,123.322 | 1,544,063.054 | 422,147.079 | 2,624,550.283 | |||||||
MFS Diversified Income Fund | N/A | N/A | N/A | 10,899.563 | 10,972.012 | 10,996.949 | 11,033.290 | |||||||
MFS Diversified Target Return Fund | N/A | N/A | N/A | 11,221.386 | 11,137.614 | 11,038.849 | 81,802.793 | |||||||
MFS Emerging Markets Debt Fund | N/A | N/A | N/A | 14,946.947 | 62,915.659 | 38,549.605 | 93,748.721 | |||||||
MFS Emerging Markets Equity Fund | N/A | N/A | N/A | 4,845.501 | 4,536.258 | 223,486.653 | 28,131.972 |
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Shares Outstanding | ||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class W | Class A1 | Class B1 | |||||||
MFS Florida Municipal Bond Fund | 4,862,606.625 | 513,225.948 | N/A | N/A | N/A | — | — | |||||||
MFS Georgia Municipal Bond Fund | 5,696,304.847 | 354,793.737 | N/A | N/A | N/A | — | — | |||||||
MFS Global Equity Fund | 14,032,543.997 | 1,580,148.769 | 1,513,482.112 | 1,471,211.505 | N/A | — | — | |||||||
MFS Global Growth Fund | 8,216,916.126 | 845,271.222 | 674,084.934 | 263,856.184 | N/A | — | — | |||||||
MFS Global Real Estate Fund | 10,000.000 | N/A | N/A | 8,608,795.118 | N/A | — | — | |||||||
MFS Global Total Return Fund | 34,869,197.581 | 4,161,237.362 | 12,274,368.559 | 1,283,885.490 | N/A | — | — | |||||||
MFS Government Money Market Fund | 35,026,321.381 | N/A | N/A | N/A | N/A | — | — | |||||||
MFS Government Securities Fund | 88,496,110.812 | 8,312,913.210 | 10,980,611.646 | 29,463,076.048 | N/A | — | — | |||||||
Fund Name | Class 529A | Class 529B | Class 529C | Class R1 | Class R2 | Class R3 | Class R4 | |||||||
MFS Florida Municipal Bond Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||
MFS Georgia Municipal Bond Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||
MFS Global Equity Fund | N/A | N/A | N/A | 222,326.486 | 995,259.590 | 552,237.552 | 30,960.298 | |||||||
MFS Global Growth Fund | N/A | N/A | N/A | 45,526.109 | 240,732.262 | 99,729.369 | 6,701.172 | |||||||
MFS Global Real Estate Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||
MFS Global Total Return Fund | N/A | N/A | N/A | 197,033.757 | 436,440.039 | 371,100.252 | 1,787,097.569 | |||||||
MFS Government Money Market Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||
MFS Government Securities Fund | N/A | N/A | N/A | 607,212.505 | 5,579,584.469 | 3,820,861.626 | 906,299.253 |
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Shares Outstanding | ||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class W | Class A1 | Class B1 | |||||||
MFS Growth Allocation Fund | 69,606,984.530 | 33,661,929.292 | 31,619,429.198 | 1,743,735.315 | N/A | — | — | |||||||
MFS Growth Fund | 44,450,621.749 | 5,138,863.381 | 3,126,294.687 | 2,278,738.542 | N/A | — | — | |||||||
MFS High Income Fund | 163,818,149.916 | 15,705,785.377 | 22,450,144.129 | 86,895,976.628 | N/A | — | — | |||||||
MFS High Yield Opportunities Fund | 61,742,367.699 | 8,940,565.891 | 15,020,693.138 | 3,706,543.996 | 82,799.804 | — | — | |||||||
MFS Inflation-Adjusted Bond Fund | 6,664,797.941 | 1,623,414.360 | 2,801,439.988 | 28,803,996.160 | N/A | — | — | |||||||
MFS International Diversification Fund | 99,869,669.020 | 10,518,510.058 | 35,259,315.522 | 7,230,470.541 | N/A | — | — | |||||||
MFS International Growth Fund | 13,840,466.167 | 929,630.384 | 1,471,088.481 | 39,486,500.307 | 1,061,374.656 | — | — | |||||||
MFS International New Discovery Fund | 71,978,226.183 | 5,880,476.772 | 9,842,402.855 | 33,826,394.065 | N/A | — | — | |||||||
Fund Name | Class 529A | Class 529B | Class 529C | Class R1 | Class R2 | Class R3 | Class R4 | |||||||
MFS Growth Allocation Fund | 4,480,393.343 | 2,690,265.239 | 2,044,425.016 | 3,170,318.113 | 12,571,527.555 | 7,190,907.384 | 3,945,149.558 | |||||||
MFS Growth Fund | N/A | N/A | N/A | 172,648.647 | 896,586.093 | 391,931.931 | 2,999,270.107 | |||||||
MFS High Income Fund | 259,004.049 | 91,975.944 | 139,286.898 | 403,292.387 | 1,495,991.186 | 2,845,882.353 | 44,408.322 | |||||||
MFS High Yield Opportunities Fund | N/A | N/A | N/A | 17,531.890 | 18,110.380 | 56,055.670 | 18,707.236 | |||||||
MFS Inflation-Adjusted Bond Fund | N/A | N/A | N/A | 72,910.062 | 384,948.390 | 182,243.472 | 24,884.367 | |||||||
MFS International Diversification Fund | 148,333.912 | 34,173.398 | 95,144.665 | 472,410.180 | 2,368,131.893 | 2,836,231.393 | 103,186.990 | |||||||
MFS International Growth Fund | N/A | N/A | N/A | 5,596.897 | �� | 56,744.632 | 229,668.359 | 930,420.206 | ||||||
MFS International New Discovery Fund | 153,724.837 | 41,862.733 | 44,198.076 | 150,707.921 | 2,312,225.545 | 924,668.154 | 1,249,779.080 |
Fund as of January 6,
Shares Outstanding | ||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class W | Class A1 | Class B1 | |||||||
MFS International Value Fund | 43,110,187.343 | 1,177,893.316 | 3,021,600.036 | 34,986,328.516 | 2,104,104.039 | — | — | |||||||
MFS Lifetime 2010 Fund | 737,280.293 | 181,102.038 | 302,113.323 | 51,193.824 | N/A | — | — | |||||||
MFS Lifetime 2020 Fund | 1,497,063.514 | 415,668.563 | 459,170.504 | 95,129.586 | N/A | — | — | |||||||
MFS Lifetime 2030 Fund | 767,043.638 | 255,340.923 | 159,393.060 | 205,072.930 | N/A | — | — | |||||||
MFS Lifetime 2040 Fund | 522,697.947 | 172,678.679 | 163,343.819 | 194,834.027 | N/A | — | — | |||||||
MFS Lifetime Retirement Income Fund | 1,200,989.757 | 192,976.283 | 766,023.790 | 25,417.422 | N/A | — | — | |||||||
MFS Limited Maturity Fund | 107,327,710.671 | 7,156,760.034 | 32,759,243.736 | 19,572,689.281 | N/A | — | — | |||||||
MFS Maryland Municipal Bond Fund | 9,383,381.612 | 664,785.214 | N/A | N/A | N/A | — | — | |||||||
Fund Name | Class 529A | Class 529B | Class 529C | Class R1 | Class R2 | Class R3 | Class R4 | |||||||
MFS International Value Fund | N/A | N/A | N/A | 4,961.973 | 1,247,297.224 | 1,416,572.036 | 2,324,037.238 | |||||||
MFS Lifetime 2010 Fund | N/A | N/A | N/A | 301,816.491 | 1,658,575.673 | 519,544.879 | 12,704.695 | |||||||
MFS Lifetime 2020 Fund | N/A | N/A | N/A | 917,873.590 | 4,300,872.553 | 1,449,597.393 | 27,372.684 | |||||||
MFS Lifetime 2030 Fund | N/A | N/A | N/A | 652,575.663 | 3,223,289.290 | 1,366,502.756 | 16,203.025 | |||||||
MFS Lifetime 2040 Fund | N/A | N/A | N/A | 389,549.479 | 2,501,288.055 | 558,829.285 | 20,244.883 | |||||||
MFS Lifetime Retirement Income Fund | N/A | N/A | N/A | 84,404.025 | 898,877.543 | 667,595.637 | 6,577.433 | |||||||
MFS Limited Maturity Fund | 1,745,035.439 | 263,743.599 | 1,335,622.239 | 182,206.877 | 926,107.968 | 68,950.281 | 36,650.832 | |||||||
MFS Maryland Municipal Bond Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
7
Shares Outstanding | ||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class W | Class A1 | Class B1 | |||||||
MFS Massachusetts Municipal Bond Fund | 20,035,846.409 | 1,434,357.406 | N/A | N/A | N/A | — | — | |||||||
MFS Mid Cap Growth Fund | 24,260,344.189 | 7,242,384.982 | 4,581,639.352 | 68,168,757.600 | N/A | — | — | |||||||
MFS Mid Cap Value Fund | 11,841,257.086 | 2,261,464.716 | 1,777,368.059 | 46,740,613.648 | N/A | — | — | |||||||
MFS Mississippi Municipal Bond Fund | 10,360,546.599 | 490,029.840 | N/A | N/A | N/A | — | — | |||||||
MFS Moderate Allocation Fund | 60,161,793.526 | 29,384,880.072 | 29,899,639.828 | 879,714.388 | N/A | — | — | |||||||
MFS Money Market Fund | 610,592,587.360 | N/A | N/A | 22.540 | N/A | — | — | |||||||
MFS Municipal High Income Fund | 191,410,293.498 | 9,828,698.325 | 28,190,651.019 | N/A | N/A | — | — | |||||||
Fund Name | Class 529A | Class 529B | Class 529C | Class R1 | Class R2 | Class R3 | Class R4 | |||||||
MFS Massachusetts Municipal Bond Fund | N/A | N/A | N/A | N/A | �� | N/A | N/A | N/A | ||||||
MFS Mid Cap Growth Fund | 83,225.754 | 39,444.480 | 36,022.168 | 316,311.275 | 691,835.963 | 245,685.667 | 21,628.349 | |||||||
MFS Mid Cap Value Fund | 80,633.722 | 20,649.027 | 42,242.778 | 175,371.990 | 1,159,382.370 | 91,686.362 | 14,895.116 | |||||||
MFS Mississippi Municipal Bond Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||
MFS Moderate Allocation Fund | 3,383,441.773 | 1,863,006.225 | 1,622,792.236 | 2,854,960.566 | 12,024,335.139 | 8,280,474.207 | 5,966,350.416 | |||||||
MFS Money Market Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||
MFS Municipal High Income Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
8
Shares Outstanding | ||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class W | Class A1 | Class B1 | |||||||
MFS Municipal Income Fund | 68,831,235.553 | 2,792,899.510 | 14,835,139.126 | N/A | N/A | 95,063,919.067 | 1,859,804.538 | |||||||
MFS Municipal Limited Maturity Fund | 45,861,367.071 | 976,625.047 | 10,152,692.582 | N/A | N/A | N/A | N/A | |||||||
MFS New Discovery Fund | 15,941,688.912 | 1,788,002.223 | 1,739,930.320 | 12,277,147.355 | N/A | N/A | N/A | |||||||
MFS New York Municipal Bond Fund | 17,099,277.504 | 1,447,963.717 | 2,646,270.139 | N/A | N/A | N/A | N/A | |||||||
MFS North Carolina Municipal Bond Fund | 27,784,812.347 | 1,055,301.846 | 4,952,823.433 | N/A | N/A | N/A | N/A | |||||||
MFS Pennsylvania Municipal Bond Fund | 10,294,591.133 | 2,170,270.358 | N/A | N/A | N/A | N/A | N/A | |||||||
MFS Research Bond Fund | 85,634,439.247 | 4,636,606.650 | 12,330,601.857 | 106,541,350.870 | 1,768,384.597 | N/A | N/A | |||||||
MFS Research Bond Fund J | N/A | 9,845,913.154 | N/A | N/A | N/A | N/A | N/A | |||||||
Fund Name | Class 529A | Class 529B | Class 529C | Class R1 | Class R2 | Class R3 | Class R4 | |||||||
MFS Municipal Income Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||
MFS Municipal Limited Maturity Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||
MFS New Discovery Fund | 91,051.435 | 11,162.538 | 26,407.836 | 289,156.724 | 705,138.349 | 222,973.064 | 2,693,090.348 | |||||||
MFS New York Municipal Bond Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||
MFS North Carolina Municipal Bond Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||
MFS Pennsylvania Municipal Bond Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||
MFS Research Bond Fund | 177,640.631 | 64,690.080 | 181,770.616 | 317,722.156 | 3,849,491.819 | 3,157,801.945 | 2,530,671.643 | |||||||
MFS Research Bond Fund J | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
9
Shares Outstanding | ||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class W | Class A1 | Class B1 | |||||||
MFS Research Fund | 57,475,979.403 | 3,326,761.371 | 4,371,617.193 | 25,210,481.901 | 6,352.007 | — | — | |||||||
MFS Research International Fund | 99,768,614.970 | 4,261,725.744 | 8,865,011.944 | 112,484,165.567 | 1,888,315.771 | — | — | |||||||
MFS Sector Rotational Fund | 10,612,166.608 | 969,488.969 | 3,674,700.484 | N/A | 1,227,712.242 | — | — | |||||||
MFS South Carolina Municipal Bond Fund | 12,491,456.808 | 893,718.039 | N/A | N/A | N/A | — | — | |||||||
MFS Strategic Income Fund | 30,028,760.765 | 6,387,925.334 | 6,157,666.368 | 469,856.358 | N/A | — | — | |||||||
MFS Technology Fund | 8,299,319.437 | 1,432,584.352 | 1,762,561.284 | 714,658.025 | N/A | — | — | |||||||
MFS Tennessee Municipal Bond Fund | 11,759,967.568 | 580,895.682 | N/A | N/A | N/A | — | — | |||||||
MFS Total Return Fund | 336,824,216.003 | 58,478,931.009 | 66,386,235.872 | 8,085,915.429 | N/A | — | — | |||||||
Fund Name | Class 529A | Class 529B | Class 529C | Class R1 | Class R2 | Class R3 | Class R4 | |||||||
MFS Research Fund | N/A | N/A | N/A | 155,272.460 | 411,923.023 | 245,874.388 | 18,024.620 | |||||||
MFS Research International Fund | 112,544.652 | 37,716.861 | 53,454.828 | 508,625.816 | 5,041,702.256 | 10,203,057.243 | 37,531,144.139 | |||||||
MFS Sector Rotational Fund | N/A | N/A | N/A | 5,458.515 | 5,458.515 | 5,370.569 | 98,862.275 | |||||||
MFS South Carolina Municipal Bond Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||
MFS Strategic Income Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||
MFS Technology Fund | N/A | N/A | N/A | 148,770.911 | 1,331,574.953 | 287,020.686 | 13,589.967 | |||||||
MFS Tennessee Municipal Bond Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||
MFS Total Return Fund | 654,678.012 | 356,225.636 | 320,842.079 | 1,303,985.324 | 11,899,190.831 | 11,186,692.578 | 21,467,310.621 |
10
Shares Outstanding | ||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class W | Class A1 | Class B1 | |||||||
MFS Utilities Fund | 112,999,871.599 | 14,270,324.441 | 21,870,330.514 | 2,823,504.706 | N/A | — | — | |||||||
MFS Value Fund | 246,290,856.174 | 17,708,574.358 | 40,938,231.548 | 130,023,113.769 | 60,903,906.511 | — | — | |||||||
MFS Virginia Municipal Bond Fund | 25,749,150.032 | 626,437.986 | 2,350,672.606 | N/A | N/A | — | — | |||||||
MFS West Virginia Municipal Bond Fund | 12,014,247.831 | 509,719.013 | N/A | N/A | N/A | — | — | |||||||
Fund Name | Class 529A | Class 529B | Class 529C | Class R1 | Class R2 | Class R3 | Class R4 | |||||||
MFS Utilities Fund | N/A | N/A | N/A | 712,517.340 | 4,496,721.559 | 18,133,561.806 | 929,788.248 | |||||||
MFS Value Fund | 260,089.620 | 60,563.147 | 90,616.232 | 1,677,734.633 | 16,539,030.179 | 19,567,778.566 | 42,156,264.323 | |||||||
MFS Virginia Municipal Bond Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||||||
MFS West Virginia Municipal Bond Fund | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
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2017 are set forth on Schedule A.
With respect to Item 1, each Trust will vote separately. This means that for each Trust, the votes of shareholders of all Funds that are series of that Trust will be voted together as a single class.
The mailing address of each Trust and of each Fund is 500 Boylston Street,111 Huntington Avenue, Boston, Massachusetts 02116. In addition to soliciting proxies by mail, the02199. The Trustees of the Trusts and employees of Massachusetts Financial Services Company (“MFS”), the Funds’ investment adviser and administrator, may solicit proxies in person or by telephone. The Notice of a Special Meeting of Shareholders, this Proxy Statement and the proxy card are being made available to shareholders of record on January 6, 2017, the record date, beginning on or about January 30, 2017. Upon request and without charge, the Trusts will furnish each person to whom this Proxy Statement or Notice of Internet Availability of Proxy Materials is delivered with a copy of the Funds’ latest annual and semi-annual reports (if any) to shareholders. You may obtain copies of one or more reports without charge by telephoning toll-free (800) 225-2606 or by writing to the Trust at the address appearing above or on the Funds’ website atwww.MFS.com or by contacting MFS Service Center, Inc., each Fund’s transfer and shareholder servicing agent, at 111 Huntington Avenue, Boston, Massachusetts 02199. Directions to the meeting in order to vote in person are available by telephoning (800) 225-2606. The expenses of the preparation of proxy statements and related materials, including printing and delivery costs, and vote solicitation are borne equally by the Funds and MFS.Funds.
The Trusts have engaged Computershare Fund ServicesTrust Company, N.A. (“Computershare”), the proxy tabulation agent, to provide shareholder meeting services including the distribution of the Notice of Internet Availability of Proxy Materials, this Proxy Statement and related materials to shareholders as well as vote solicitation and tracking.tracking. A proxy may be revoked prior to its exercise by a signed writing filed with Computershare, c/o Proxy Tabulator, PO Box 43130, Providence, Rhode Island02940-9915, or by attending the Meeting and voting in person. It is anticipated that the cost of these services will be $3,233,627approximately $7,065,534 and may increase substantially in the event that any vote is contested or increased solicitation efforts are required.
A copy of each Fund’s most recent annual report and semi-annual report may be obtained without charge at www.MFS.com or by contacting MFS Service Center, Inc., each Fund’s transfer and shareholder servicing agent, at 500 Boylston Street, Boston, Massachusetts 02116, or by telephoning toll-free (800) 225-2606. Directions to the meeting in order to vote in person are available by telephoning (800) 225-2606.
ITEM 1 — ELECTION–ELECTION OF TRUSTEES
The Board, which oversees each Fund,Trust, provides broad supervision over the affairs of each Trust and Fund. MFS is responsible for the investment management of each Fund’s assets and for providing a variety of other administrative services to each Fund. The officers of each Fund are responsible for its operations.
Effective January 1, 2010, the Board has fixed the number of Trustees of each Trust at twelve. The Nomination and Compensation Committee of each Board makes recommendations concerning the nominees for Trustees and consists solely ofThose Trustees who are not “interested persons” (as defined in the Investment Company Act of 1940, as amended (the “1940 Act”)) of the Funds or of MFS. Those Trustees who are not “interested persons” of the Fundsyour Trust or of MFS are referred to as “Independent Trustees” throughout this Proxy Statement. MFS is responsible for the investment management of each Trust’s assets and for providing a variety of other administrative services to each Trust. The officers of each Trust are responsible for its operations.
During the 2016 calendar year the Board was comprised of twelve trustees, ten of whom are Independent Trustees. As of the date hereof, the Board consists of nine trustees, seven of whom are Independent Trustees. An Independent Trustee serves as Chair of the Board. In addition, each of the seven standing Committees of the Board, to which the Board has delegated certain authority and oversight responsibilities, is comprised exclusively of Independent Trustees. For a description of the oversight functions of each of the Committees, see “Committees” below. In connection with each of the Board’s regular meetings, the Independent Trustees meet separately from MFS with their counsel and with the Trusts’ Independent Senior Officer, who is independent of MFS and advises the Independent Trustees regarding contract review, compliance and business matters. The Board reviews its leadership structure periodically and believes that its structure is appropriate to enable the Board to exercise its oversight of the Trusts.
The Funds have retained MFS as the Funds’ investment adviser and administrator. MFS provides each Fund with investment advisory services, and is responsible for day-to-day administration of the Funds and management of the risks that arise from the Funds’ investments and operations. Certain employees of MFS serve as the Trusts’ officers, including the Trusts’ principal executive officer and principal financial and accounting officer. The Board provides oversight of the services provided by MFS and its affiliates, including the risk management activities of MFS and its affiliates. In addition, each Committee of the Board provides oversight of risk management activities with respect to the particular activities within the Committee’s purview. In the course of providing oversight, the Board and the Committees receive a wide range of reports on the Trusts’ activities, including each Trusts’ investment portfolio, the compliance of the Trusts with applicable laws, and the Funds’ financial accounting and reporting. The Board and the relevant Committees meet periodically with MFS’ Chief Risk Officer and MFS’ Chief Investment Risk Officer to receive reports on MFS’ and its affiliates’ risk management activities, including their efforts to (i) identify key risks that could adversely affect the MFS Funds or MFS; (ii) implement processes and controls to mitigate such key risks; and (iii) monitor business and market conditions in order to facilitate the processes in (i) and (ii) above. In addition, the Board and the relevant Committees oversee the risk management activities related to the key risks associated with services provided by various non-affiliated service providers through the receipt of reports prepared by MFS, and, in certain circumstances, through the receipt of reports directly from service providers, such as in the case of each MFS Fund’s auditor, custodian, and pricing service providers. The Independent Trustees also meet regularly with the MFS Funds’ Chief Compliance Officer (who is also MFS’ Chief Compliance Officer) to receive reports regarding the compliance of the MFS Funds with the federal securities laws and the MFS Funds’ compliance policies and procedures. In addition, the Board meets periodically with the portfolio managers of the Funds to receive reports regarding the management of the Funds, including their investment risks.
The Board has fixed the number of Trustees of each Trust at eleven.The Nomination and Compensation Committee of each Board makes recommendations concerning the nominees for Trustees and consists solely of Independent Trustees. Each Nomination and Compensation Committee has recommended that the Board nominate for election by shareholders the nominees described in the following pages, and each Board has nominated such individuals. The Board recommends that you vote in favor of the election of the nominees.
The Funds do not hold annual shareholder meetings for the purpose of electing Trustees, and Trustees are not elected for fixed terms. This means that each Trustee will be elected to hold office until his or her successor is chosen and qualified or until his or her earlier death, resignation, retirement or removal. It is intended that
2
proxies not limited to the contrary will be voted in favor of electing RobertSteven E. Butler, Lawrence H. Cohn, M.D.,Buller, John A. Caroselli, Maureen R. Goldfarb, David H. Gunning, William R. Gutow, Michael Hegarty, John P. Kavanaugh, Robert J. Manning, Robert C. Pozen, J. Dale Sherratt,Clarence Otis, Jr., Maryanne L. Roepke, Robin A. Stelmach, and Laurie J. Thomsen and Robert W. Uek as Trustees of each Trust.
Each nominee has agreed to serve as a Trustee of each Trust if elected. If, before the Meeting, any nominee refuses or is unable to serve, or if any of the nominees is unavailable at the time of the Meeting, and such refusal or inability to serve or unavailability is not anticipated, the Trustees may vote for other nominees at their discretion, or the Trustees may fix the number of Trustees at fewer than twelveeleven for a Trust. Under the terms of each Trust’sthe Boards’ retirement policy, an independent Trustee shall retire at the Trustees have a mandatory retirementend of the calendar year in which he or she reaches the earlier of 75 years of age or 15 years of
12
73 years. service on the Board (or, in the case of an Independent Trustee who joined the Board prior to 2015, 20 years of service on the Board). Mr. Cohn and Mr. SherrattGunning will reach the Trusts’ mandatory retirement age in 20102017 and 2011, respectively. Each of Mr. Cohn and Mr. Sherratt is expected to retire as a Trustee of each Trust as ofeffective December 31, in the year in which he reaches the Trust’s mandatory retirement age.2017. The Board may appoint a replacement Trustee to replace him or choose to decrease the size of the Board at that time. For each Trust, the twelveeleven nominees for election as Trustees who receive the greatest number of shareholder votes will be elected as Trustees of the Trust.
TheUnless otherwise noted, the following table presents certain information as of January 1, 2017 regarding the nominees, andincluding the current Trustees of each Trust, standing for election, including their principal occupations, which, unless specific dates are shown, are of more than five years duration, although the titles may not have been the same throughout.
Name, | Position(s) | Trustee/Officer
| Principal During Years | Other Directorships(2) | ||||||||
INTERESTED | ||||||||||||
Robert J. Manning(3) ( | ||||||||||||
Trustee | February 2004 | Massachusetts Financial Services Company, Chairman, Executive Chairman (since | ||||||||||
N/A | ||||||||||||
Robin A. Stelmach(3) ( | Trustee | January | N/A |
13
INDEPENDENT TRUSTEES | ||||||||
David H. Gunning (age 74) | Trustee and Chair of Trustees | January 2004 | Private investor | Lincoln Electric Holdings, Inc., Director; Development Alternatives, Inc., Director/Non-Executive Chairman | ||||
Steven E. Buller ( | Trustee | N/A | ||||||
John A. Caroselli (age 63)(4) | Nominee | N/A | JC Global Advisors, LLC, President; and First Capital Corporation, Executive Vice President (until 2015) | N/A | ||||
Maureen R. Goldfarb ( | Trustee | January 2009 | Private | |||||
14
Michael Hegarty ( | Trustee | December 2004 | Private | Rouse Properties Inc., Director; Capmark Financial | ||||||
John P. Kavanaugh ( | Trustee | |||||||||
January 2009 | Private | N/A | ||||||||
Clarence Otis, Jr.(4) (age 61) | Nominee | N/A | Darden Restaurants, Inc., | VF Corporation, Director; Verizon Communications, Inc., Director; and |
3
Name, Age | Position(s) | Trustee/Officer Since(1) | Principal Occupations During the Past Five Years | Other Directorships(2) | ||||
Maryanne L. Roepke ( | Trustee | N/A | ||||||
Laurie J. Thomsen ( | Trustee | March 2005 | The Travelers Companies, |
15
(1) | Date first appointed to serve as Trustee of an MFS Fund. Each |
(2) | Directorships or trusteeships of companies required to report to the Securities and Exchange Commission |
(3) | “Interested person” of the Trust within the meaning of the Investment Company Act of 1940 |
(4) |
|
EachUnless otherwise noted, each current Trustee listed above served as a board member of 105138 funds within the MFS Family of Funds (the “MFS Funds”) as of January 1, 2009.date hereof. The address of each Trustee is c/o MFS, 500 Boylston Street,111 Huntington Avenue, Boston, Massachusetts 02116.02199.
The following provides an overview of the considerations that led the Board to conclude that each individual serving as a Trustee of the Trusts or each proposed nominee should serve as a Trustee. The current Trustees joined the Board at different points in time since 2004. Generally, no one factor was decisive in the original selection of an individual to join the Board. Among the factors the Board considered when concluding that an individual should serve on the Board were the following: (i) the individual’s business and professional experience and accomplishments; (ii) the individual’s ability to work effectively with the other members of the Board; (iii) the individual’s prior experience, if any, serving on the boards of public companies (including, where relevant, other investment companies) and other complex enterprises and organizations; and (iv) how the individual’s skills, experience and attributes would contribute to an appropriate mix of relevant skills and experience on the Board.
In respect of each current Trustee and each nominee, the individual’s substantial professional accomplishments and prior experience, including, in some cases, in fields related to the operations of the Trusts, were a significant factor in the determination that the individual should serve as a Trustee of the Trusts. Following is a summary of each current Trustee’s and each nominee’s professional experience and additional considerations that contributed to the Board’s conclusion that an individual should serve on the Board:
Steven E. Buller, CPA
Mr. Buller has substantial accounting, investment management, and executive experience at firms within the investment management industry. Mr. Buller was the Chief Financial Officer of BlackRock, Inc. (“BlackRock”), where he oversaw BlackRock’s tax department, internal audit and control functions, and the global corporate and investment company accounting policy. Prior to joining BlackRock, Mr. Buller was an auditor at Ernst & Young LLP for over 30 years, where he served as Global Director of Asset Management and as the audit partner for various investment company complexes. Mr. Buller was chairman of the Financial Accounting Standards Advisory Council until December 31, 2015 and was a member of the Standing Advisory Group of the Public Company Accounting Oversight Board until December 31, 2014. He has also served on the boards of BlackRock Finco UK, a privately-held company, and Person-to-Person, a community service organization.
John A. Caroselli
Mr. Caroselli has substantial senior executive experience in the financial services industry. Mr. Caroselli is the president of JC Global Advisors, LLC, where he provides consulting services with specialization in strategy development and execution, merger integration, market growth plan design and organizational development. He served as Executive Vice President and Chief Development Officer of First Capital Corporation, Executive Vice President and Chief Strategy Officer of KeySpan Corporation, and Executive Vice President of Corporate Development of AXA Financial. Mr. Caroselli also held senior officer positions with Chase Manhattan Corporation, Chemical Bank, and Manufacturers Hanover Trust. Mr. Caroselli currently serves on the boards of several non-profit organizations.
Maureen R. Goldfarb
Ms. Goldfarb has substantial executive and board experience at firms within the investment management industry. She was the Chief Executive Officer and Chairman of the Board of Trustees of the John Hancock Funds and an Executive Vice President of John Hancock Financial Services, Inc. Prior to joining John Hancock, Ms. Goldfarb was a Senior Vice President with Massachusetts Mutual Life Insurance Company. She also held various marketing, distribution, and portfolio management positions with other investment management firms. Ms. Goldfarb is a former member of the Board of Governors of the Investment Company Institute.
David H. Gunning
Mr. Gunning has substantial executive and board experience at publicly-traded and privately-held companies, including past service as the Vice Chairman and a director of Cleveland-Cliffs Inc. (now Cliffs Natural Resources Inc.), a director of Lincoln Electronic Holdings, Inc., and a director of Southwest Gas Corp. He is the former Chairman and Chief Executive Officer of Capitol American Financial Corp. Mr. Gunning is also a former partner and head of the corporate department of Jones Day, a large international law firm.
4
Michael Hegarty
Mr. Hegarty has substantial senior executive and board experience at firms within the financial services industry, as well as board experience at publicly-traded and privately held companies. He served as the Vice Chairman and Chief Operating Officer of AXA Financial and as the President and Chief Operating Officer of The Equitable Life Assurance Society. Mr. Hegarty also served as Vice Chairman of Chase Manhattan Corporation and Chemical Bank. He is a former director of AllianceBernstein, which serves as the general partner of a publicly-traded investment adviser, and a former trustee of investment companies in the EQ Advisers Trust family of funds.
John P. Kavanaugh
Mr. Kavanaugh has substantial executive, investment management, and board experience at firms within the investment management and mutual fund industry. He was the Chief Investment Officer of The Hanover Insurance Group, Inc., and the President and Chairman of Opus Investment Management, Inc., an investment adviser. Mr. Kavanaugh held research and portfolio management positions with Allmerica Financial and PruCapital, Inc. He is a Chartered Financial Analyst and currently serves on the board of the Independent Directors Council, a unit of the Investment Company Institute which serves the mutual fund independent director community.
Robert J. Manning
Mr. Manning is Executive Chairman of MFS (the Funds’ investment adviser) and in this capacity heads its Board of Directors. He has substantial executive and investment management experience, having worked for MFS for 30 years.
Clarence Otis, Jr.
Mr. Otis has substantial executive, financial, and board experience at publicly-traded and privately-held companies. Mr. Otis was the Chairman and Chief Executive Officer of Darden Restaurants, Inc., the world’s largest full-service restaurant company, and he previously served in other senior positions at Darden Restaurants, including Chief Financial Officer and Executive Vice President. Mr. Otis is a director of VF Corporation and Verizon Communications, Inc. He is a former director of the Federal Reserve Bank of Atlanta. Mr. Otis currently serves on the boards of several non-profit organizations.
Maryanne L. Roepke
Ms. Roepke has substantial executive and compliance experience within the investment management industry. She was a Senior Vice President and the Chief Compliance Officer of American Century Investments, Inc. (“American Century”), where she worked for over 30 years. She currently is a trustee of Rockhurst University. She is a former member of the Investment Company Institute’s Chief Compliance Officer Committee and Risk Management Advisory Committee.
Robin A. Stelmach
Ms. Stelmach is Vice Chair of MFS (the Funds’ investment adviser). Previously she was Executive Vice President and Chief Operating Officer of MFS and oversaw the company’s Global Investment Technology and Global Investment & Client Support departments, as well as the MFS Service Center.
Laurie J. Thomsen
Ms. Thomsen has substantial venture capital financing experience, as well as board experience at publicly-traded and privately-held companies. Ms. Thomsen was a co-founding General Partner of Prism Venture Partners, a venture capital firm investing in healthcare and technology companies, and served as an Executive Partner of New Profit, Inc., a venture philanthropy firm. Prior to that, she was a General Partner at Harbourvest Partners, a venture capital firm. Ms. Thomsen is a director of The Travelers Companies, Inc. and Dycom Industries, Inc.
Information about each Fund, including information about its investment adviser, principal underwriter and administrator, Independent Registered Public Accounting Firm, executive officers, and the interests of certain persons appears under “Fund Information” beginning on page 37.below.
Required Vote.Vote
For each Trust, approval of this matter as to any nominee will require the affirmative vote of shares representing a plurality of the Trust’s voting power entitled to be cast at the Meeting that are present in person or by proxy. Shareholders of all Funds of each Trust will vote together as a single class on this Item 1.
The Board, including the Independent Trustees,
unanimously recommends that the shareholders of the Funds
vote to elect each of the nominees as Trustees of each Trust.
16
Committees
Each Trust’s Board meets regularly throughout the year to discuss matters and to take certain actions relating to the Trust. Each Trust’s Board has several standing committees, which are described below. See Schedule CD for the number of meetings each standing committee held during each fund’sFund’s last fiscal year.(1)
Name of Committee | Functions | Current
| ||
AUDIT COMMITTEE | Oversees the accounting and auditing procedures of the | |||
COMPLIANCE | Oversees the development and implementation of the |
17
CONTRACTS REVIEW COMMITTEE | Requests, reviews, and considers the information deemed reasonably necessary to evaluate the terms of the investment advisory and principal underwriting agreements and the Plan of Distribution under Rule 12b-1 that | All Independent Trustees of the Board | ||||
NOMINATION AND COMPENSATION COMMITTEE | Recommends qualified candidates to the Board in the event that a position is vacated or created. The Committee will consider recommendations by shareholders when a vacancy exists. Shareholders wishing to recommend candidates for Trustee for consideration by the Committee may do so by writing to the | All Independent Trustees of the Board |
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PORTFOLIO TRADING AND MARKETING REVIEW COMMITTEE | Oversees the policies, procedures, and practices of the |
19
Name of Committee | Functions | Current
| ||
PRICING COMMITTEE | Oversees the determination of the value of the portfolio securities and other assets held by the |
20
SERVICES CONTRACTS COMMITTEE | Reviews and evaluates the contractual arrangements of the |
(1) | The Funds have different fiscal year ends. See Schedule |
(2) | Information about each committee member |
(3) | Audit Committee Financial Expert. |
(4) | Nominee Mr. Otis is expected to serve on the Audit Committee and Pricing Committee, and nominee Mr. Caroselli is expected to serve on the Compliance Committee and Services Contracts Committee. Both Messrs. Otis and Caroselli are also expected to serve on the Contracts Review Committee, Nomination and Compensation Committee, and the Portfolio Trading and Marketing Review Committee. |
* | Independent Trustees. |
The Trustees generally hold at least eight8 regular meetings each calendar year. These regular meetings generally take place over a two-day period. The performance and operations of each of the FundsTrusts is reviewed by the Trustees at each meeting and more in-depth reviews of particular FundsTrusts are conducted by the Trustees throughout the year. The Board of Trustees of each Trust held twelve8 meetings during the calendar year ended December 31, 2008. 2016.Each Trustee attended at least 75% of the Board and applicable committee meetings noted for each Trust during such Trust’s most recently completed fiscal year.Trust.
Nomination and Compensation Committee
The Trustees have adopted a written charter for the Nomination and Compensation Committee, a copy of which is included as Exhibit 1 to this Proxy Statement. The Trusts currently do not maintain a website on which the charter is available.
Each Trust’s Nomination and Compensation Committee consists only of Independent Trustees.
The Nomination and Compensation Committee requires that Trustee candidates have a college degree or equivalent business experience, but has not otherwise established specific, minimum qualifications that must be met by an individual to be considered by the Committee for nomination as a Trustee. The Nomination and Compensation Committee may take into account a wide variety of factors in considering Trustee candidates, including, but not limited to: (i) availability and commitment of a candidate to attend meetings and perform his or her responsibilities to the Board; (ii) relevant industry and related experience; (iii) educational background; (iv) financial expertise; (v) experience with corporate governance matters; (vi) an assessment of the candidate’s ability, judgment and expertise; (vii)(vi) overall diversity of the composition of the Board; (viii) the percentage of the Board represented by Independent Trustees and whether a candidate would qualify as an Independent Trustee under the 1940 Act; and (ix)(vii) such other factors as the Committee deems appropriate. While the Committee has not adopted a particular definition of diversity, when considering a nominee’s and the Board’s diversity, the Committee generally considers the manner in which each nominee’s professional experience, expertise in matters that are relevant to the oversight of the Funds (e.g., investment management, distribution, accounting, trading, compliance, legal), general leadership experience, and life experience (including with respect to gender and ethnicity) are complementary and, as a whole, contribute to the ability of the Board to oversee the Funds. The Nomination and Compensation Committee may consider candidates for Trustee recommended by each Trust’s current Trustees, officers or shareholders or by MFS or any other source deemed appropriate by the Nomination and Compensation Committee. The Nomination and Compensation Committee may, but is not required to, retain a third-party search firm at the applicable Trust’s expense to identify potential candidates.
The Nomination and Compensation Committee will review and consider nominees recommended by shareholders to serve as Trustee, provided that the recommending shareholder follows the Procedures for Shareholders to Submit Nominee Candidates, which are set forth as Appendix B to the Trusts’ Nomination and Compensation Committee Charter, attached to this Proxy Statement as Exhibit 1. Among other
21
requirements, these procedures provide that the recommending shareholder must submit any recommendation in writing to the Trust, to the attention of the Trust’s Secretary, at the address of the principal executive offices of the
7
Trust. Any recommendation must include certain biographical information and other information regarding the candidate and the recommending shareholder, and must include a written and signed consent of the candidate to be named as a nominee and to serve as a Trustee if elected. The Nomination and Compensation Committee takes the diversity of a particular nominee and the overall diversity of the Board into account when considering and evaluating nominees for trustee. The foregoing description is only a summary.
The Nomination and Compensation Committee has full discretion to reject nominees recommended by shareholders, and there is no assurance that any such person properly recommended and considered by the Committee will be nominated for election to the Board of a Trust.
Share Ownership
Name of Shareholder | Fund Name and Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned* | |||
J. Atwood Ives | MFS International Diversification Fund — Class 529A | 6,222.090 | 4.23% | |||
Robert J. Manning | MFS Limited Maturity Fund — Class A | 1,662,683.063 | 1.60% | |||
MFS Municipal Limited Maturity Fund — Class A | 1,292,975.087 | 3.19% | ||||
MFS Value Fund — Class 529A | 3,980.621 | 1.53% | ||||
Massachusetts Investors Growth Stock Fund — Class 529A | 6,109.894 | 2.15% |
Except as noted in the table above,below, as of SeptemberNovember 30, 2009,2016, the current Trustees, nominees and officers of each Trust represented in this proxy statement as a group owned less than 1% of the outstanding shares of any class of any Fund.Fund. Under the terms of the Board’s policy, each Independent Trustee is required to have invested on an aggregate basis, within two years of membership on the Board, an amount equal to his or her calendar year’s base retainer and meeting attendance fees in shares of the MFS Funds.
Name of Shareholder | Fund Name and Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
Robert J. Manning | MFS U.S. Government Money Market Fund | 9,000,000.0000 | 2.58 | % | ||||||
Robert J. Manning | Massachusetts Investors Growth Stock Fund-Class 529A | 7,022.2400 | 1.14 | % | ||||||
Robin A. Stelmach | MFS Limited Maturity Fund-Class I | 454,491.4730 | 1.18 | % |
The table below shows the dollar range of equity securities beneficially owned by each current Trustee and nominee on an aggregate basis, in all MFS fundsFunds overseen, or to be overseen, by the current Trustee and nominee as of SeptemberNovember 30, 2009.2016. The tables in Schedule DE show the dollar range of equity securities beneficially owned by each current Trustee and nominee in each Fund overseen or to be overseen, by the Trustee as of SeptemberNovember 30, 2009.2016.
The following dollar ranges apply:apply to the table below:
N. | None |
A. | $1 – $10,000 |
B. | $10,001 – $50,000 |
C. | $50,001 – $100,000 |
D. | Over $100,000 |
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Name of Trustees | Aggregate Dollar Range of Equity Securities in All MFS Funds Overseen or to be the Nominee | |||
| ||||
Robert J. Manning | D | |||
D | ||||
D | ||||
N | ||||
Maureen R. Goldfarb | D | |||
David H. Gunning | D | |||
Michael Hegarty | D | |||
John P. Kavanaugh | D | |||
N | ||||
Maryann L. Roepke | D | |||
Laurie J. Thomsen | D | |||
Did not serve on the Board as of November 30, 2016 and was not subject to the Board’s policy requiring each Independent Trustee to invest on an aggregate basis, within two years of membership on the Board, an amount equal to his or her calendar year’s base retainer and meeting attendance fees in shares of the MFS Funds |
8
Shareholder Communications with the Board of Trustees
The Board of Trustees of each Trust has adopted procedures by which shareholders may send communications to the Board. Shareholders may mail written communications to the Board of Trustees, [Name of Fund]Trust], c/o Massachusetts Financial Services Company, 500 Boylston Street,111 Huntington Avenue, Boston, Massachusetts 02116,02199, Attention: Frank Tarantino, Independent Chief Compliance Officer.Senior Officer (“ISO”) of the Fund. Shareholder communications must (i) be in writing and be signed by the shareholder, (ii) identify the FundMFS Trust to which they relate and (iii) identify the class and number of shares held by the shareholder. The Funds’ Independent Chief Compliance Officer (“ICCO”)ISO is responsible for reviewing all properly submitted shareholder communications. The ICCOISO shall either (i) provide a copy of each properly submitted shareholder communication to the Board at its next regularly scheduled meeting or (ii) if the ICCOISO determines that the communication requires more immediate attention, forward the communication to the Chair of the Trustees promptly after receipt. The ICCOISO may, in good faith, determine that a shareholder communication should not be provided to the Board because it is ministerial in nature (such as a request for FundTrust literature, share data or financial information). The ICCOISO may in such cases forward the communication to the appropriate party or parties at MFS. These procedures do not apply to (i) any communication from an officer or Trustee of athe Trust, (ii) any communication from an employee or agent of a Fund,the Trust, unless such communication is made solely in such employee’s or agent’s capacity as a shareholder or (iii) any shareholder proposal submitted pursuant to Rule 14a-8l4a-8 under the Securities Exchange Act of 1934, as amended, or any communication made in connection with such a proposal. Each Trust’s Trustees are not required to attend the Funds’Trust’s shareholder meetings or to otherwise make themselves available to shareholders for communications, other than pursuant to the aforementioned procedures.
Each Trust’s Declaration of Trust currently provides that the Trust will indemnify its Trustees and officers against liabilities and expenses incurred in connection with litigation in which they may be involved
23
because of their offices with the Trust, unless it is finally adjudicated or, in case of a settlement, it has been determined by Trustees not involved in the matter or independent legal counsel, that they have not acted in good faith in the reasonable belief that their actions were in the best interests of the Trust or that they engaged in willful misfeasance or acted with bad faith, gross negligence or reckless disregard of the duties involved in the conduct of their offices.
Trustee Compensation Table
The tables below show (i) the cash compensation paid to the Trustees by each Fund for its most recently completed fiscal year and (ii) the total cash compensation received by each Trustee from the MFS fund complex for calendar year 2008.2016. Interested Trustees receive no compensation from the Funds for their services as Trustees. The table includes information for Mr. Ives, who isMessrs. Robert Butler, William Gutow and Robert Uek, each of whom retired effective December 31, 2016 under the Board’s mandatory retirement policy. This table does not standinginclude information for reelection.Messrs. Caroselli and Otis because they did not serve as a Trustee of the Board during any Fund’s recently completed fiscal year or during the calendar year 2016.
Compensation with respect to Funds with a fiscal year end of January 31, 2016:
MFS Global Equity Fund(5) | MFS Global Growth Fund(5) | MFS Global Total Return Fund(5) | |||||||||||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | |||||||||||||||
Robert E. Butler | $ | 1,944 | N/A | $ | 1,136 | N/A | $ | 1,966 | N/A | ||||||||||||
Lawrence H. Cohn, M.D | $ | 1,808 | $ | (4,858 | ) | $ | 1,067 | $ | (4,056 | ) | $ | 1,814 | $ | (4,060 | ) | ||||||
Maureen F. Goldfarb(2) | $0 | N/A | $0 | N/A | $0 | N/A | |||||||||||||||
David H. Gunning | $ | 1,937 | N/A | $ | 1,132 | N/A | $ | 1,948 | N/A | ||||||||||||
William R. Gutow | $ | 1,815 | N/A | $ | 1,070 | N/A | $ | 1,820 | N/A | ||||||||||||
Michael Hegarty | $ | 1,896 | N/A | $ | 1,112 | N/A | $ | 1,912 | N/A | ||||||||||||
J. Atwood Ives | $ | 2,291 | $0 | $ | 1,313 | $0 | $ | 2,317 | $0 | ||||||||||||
John P. Kavanaugh(2) | $0 | N/A | $0 | N/A | $0 | N/A | |||||||||||||||
Lawrence T. Perera(3) | $ | 1,797 | $0 | $ | 1,061 | $0 | $ | 1,803 | $0 | ||||||||||||
J. Dale Sherratt | $ | 1,990 | $ | (4,495 | ) | $ | 1,160 | $ | (3,753 | ) | $ | 1,996 | $ | (3,751 | ) | ||||||
Laurie J. Thomsen | $ | 1,959 | N/A | $ | 1,144 | N/A | $ | 1,974 | N/A | ||||||||||||
Robert W. Uek | $ | 2,000 | N/A | $ | 1,164 | N/A | $ | 2,016 | N/A |
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MFS Diversified Target Return Fund(5) | MFS Inflation-Adjusted Bond Fund(5) | MFS Sector Rotational Fund(5) | |||||||||||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | |||||||||||||||
Robert E. Butler | $152 | N/A | $162 | N/A | $990 | N/A | |||||||||||||||
Lawrence H. Cohn, M.D | $122 | $0 | $146 | $0 | $903 | $0 | |||||||||||||||
Maureen F. Goldfarb(2) | $0 | N/A | $0 | N/A | $0 | N/A | |||||||||||||||
David H. Gunning | $143 | N/A | $158 | N/A | $965 | N/A | |||||||||||||||
William R. Gutow | $123 | N/A | $146 | N/A | $906 | N/A | |||||||||||||||
Michael Hegarty | $140 | N/A | $156 | N/A | $959 | N/A | |||||||||||||||
J. Atwood Ives | $199 | $0 | $191 | $0 | $1,137 | $0 | |||||||||||||||
John P. Kavanaugh(2) | $0 | N/A | $0 | N/A | $0 | N/A | |||||||||||||||
Lawrence T. Perera(3) | $121 | $0 | $145 | $0 | $898 | $0 | |||||||||||||||
J. Dale Sherratt | $146 | $0 | $160 | $0 | $978 | $0 | |||||||||||||||
Laurie J. Thomsen | $148 | N/A | $161 | N/A | $983 | N/A | |||||||||||||||
Robert W. Uek | $155 | N/A | $165 | N/A | $1,002 | N/A | |||||||||||||||
MFS Strategic Income Fund(5) | MFS Utilities Fund(5) | Massachussetts Investors Growth Stock Fund(6) | |||||||||||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | |||||||||||||||
Robert E. Butler | $ | 1,115 | N/A | $ | 5,634 | N/A | $ | 12,389 | N/A | ||||||||||||
Lawrence H. Cohn, M.D | $ | 1,059 | $ | (515 | ) | $ | 4,852 | $ | (8,503 | ) | $ | 11,265 | $0 | ||||||||
Maureen F. Goldfarb(2) | $0 | N/A | $0 | N/A | $0 | N/A | |||||||||||||||
David H. Gunning | $ | 1,112 | N/A | $ | 5,499 | N/A | $ | 12,177 | N/A | ||||||||||||
William R. Gutow | $ | 1,062 | N/A | $ | 4,885 | N/A | $ | 11,316 | N/A | ||||||||||||
Michael Hegarty | $ | 1,095 | N/A | $ | 5,364 | N/A | $ | 12,008 | N/A | ||||||||||||
J. Atwood Ives | $ | 1,257 | $0 | $ | 7,280 | $0 | $ | 14,684 | $ | (26,512 | ) | ||||||||||
John P. Kavanaugh(2) | $0 | N/A | $0 | N/A | $0 | N/A | |||||||||||||||
Lawrence T. Perera(3) | $ | 1,055 | $0 | $ | 4,803 | $0 | $ | 11,223 | $ | (29,177 | ) | ||||||||||
J. Dale Sherratt | $ | 1,133 | $ | (476 | ) | $ | 5,707 | $ | (7,902 | ) | $ | 12,455 | $0 | ||||||||
Laurie J. Thomsen | $ | 1,121 | N/A | $ | 5,645 | N/A | $ | 12,364 | N/A | ||||||||||||
Robert W. Uek | $ | 1,138 | N/A | $ | 5,847 | N/A | $ | 12,649 | N/A |
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MFS Growth Fund(6) | Massachusetts Investors Trust | MFS High Income Fund | ||||||||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||||||||
Robert E. Butler | $5,480 | N/A | $6,231 | N/A | $3,102 | N/A | ||||||||||||
Lawrence H. Cohn, M.D | $4,833 | $0 | $5,122 | $0 | $2,829 | $0 | ||||||||||||
Maureen F. Goldfarb(2) | $0 | N/A | $0 | N/A | $10 | N/A | ||||||||||||
David H. Gunning | $5,350 | N/A | $5,861 | N/A | $3,014 | N/A | ||||||||||||
William R. Gutow | $4,861 | N/A | $5,166 | N/A | $2,839 | N/A | ||||||||||||
Michael Hegarty | $5,259 | N/A | $5,860 | N/A | $3,013 | N/A | ||||||||||||
J. Atwood Ives | $6,774 | $(544 | ) | $8,032 | $ | (22,171 | ) | $3,520 | $ | (6,616 | ) | |||||||
John P. Kavanaugh(2) | $0 | N/A | $0 | N/A | $20 | N/A | ||||||||||||
Lawrence T. Perera(3) | $4,807 | $ | (4,054 | ) | $5,083 | $ | (24,431 | ) | $2,819 | $ | (7,260 | ) | ||||||
J. Dale Sherratt | $5,502 | $0 | $6,039 | $0 | $3,056 | $0 | ||||||||||||
Laurie J. Thomsen | $5,460 | N/A | $6,088 | N/A | $3,079 | N/A | ||||||||||||
Robert W. Uek | $5,622 | N/A | $6,330 | N/A | $3,136 | N/A | ||||||||||||
MFS High Yield Opportunity Fund | MFS Municipal High Income Fund | MFS Government Securities Fund | ||||||||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||||||||
Robert E. Butler | $2,038 | N/A | $4,368 | N/A | $3,404 | N/A | ||||||||||||
Lawrence H. Cohn, M.D | $1,854 | $0 | $3,872 | $0 | $2,927 | $0 | ||||||||||||
Maureen F. Goldfarb(2) | $6 | N/A | $19 | N/A | $22 | N/A | ||||||||||||
David H. Gunning | $1,979 | N/A | $4,203 | N/A | $3,241 | N/A | ||||||||||||
William R. Gutow | $1,860 | N/A | $3,892 | N/A | $2,949 | N/A | ||||||||||||
Michael Hegarty | $1,978 | N/A | $4,203 | N/A | $3,244 | N/A | ||||||||||||
J. Atwood Ives | $2,322 | $(1,032 | ) | $5,114 | $0 | $4,103 | $1,655 | |||||||||||
John P. Kavanaugh(2) | $12 | N/A | $39 | N/A | $45 | N/A | ||||||||||||
Lawrence T. Perera(3) | $1,848 | $(1,149 | ) | $3,856 | $0 | $2,913 | $1,962 | |||||||||||
J. Dale Sherratt | $2,006 | $0 | $4,284 | $0 | $3,324 | $0 | ||||||||||||
Laurie J. Thomsen | $2,022 | N/A | $4,325 | N/A | $3,364 | N/A | ||||||||||||
Robert W. Uek | $2,061 | N/A | $4,428 | N/A | $3,462 | N/A |
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MFS Diversified Income Fund | MFS Global Real Estate Fund(7) | MFS Alabama Municipal Bond Fund | ||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||
Robert E. Butler | $1,157 | N/A | $0 | N/A | $360 | N/A | ||||||
Lawrence H. Cohn, M.D | $1,085 | $0 | $0 | $0 | $333 | $0 | ||||||
Maureen F. Goldfarb(2) | $2 | N/A | $0 | N/A | $45 | N/A | ||||||
David H. Gunning | $1,134 | N/A | $0 | N/A | $358 | N/A | ||||||
William R. Gutow | $1,087 | N/A | $0 | N/A | $334 | N/A | ||||||
Michael Hegarty | $1,134 | N/A | $0 | N/A | $352 | N/A | ||||||
J. Atwood Ives | $1,270 | $0 | $0 | $0 | $391 | $0 | ||||||
John P. Kavanaugh(2) | $5 | N/A | $0 | N/A | $46 | N/A | ||||||
Lawrence T. Perera(3) | $1,082 | $0 | $0 | $0 | $288 | $0 | ||||||
J. Dale Sherratt | $1,145 | $0 | $0 | $0 | $356 | $0 | ||||||
Laurie J. Thomsen | $1,151 | N/A | $0 | N/A | $356 | N/A | ||||||
Robert W. Uek | $1,166 | N/A | $0 | N/A | $363 | N/A | ||||||
MFS Arkansas Municipal Bond Fund | MFS California Municipal Bond Fund | MFS Florida Municipal Bond Fund | ||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||
Robert E. Butler | $607 | N/A | $1,255 | N/A | $326 | N/A | ||||||
Lawrence H. Cohn, M.D | $556 | $0 | $1,126 | $0 | $306 | $0 | ||||||
Maureen F. Goldfarb(2) | $77 | N/A | $157 | N/A | $21 | N/A | ||||||
David H. Gunning | $604 | N/A | $1,246 | N/A | $324 | N/A | ||||||
William R. Gutow | $558 | N/A | $1,131 | N/A | $307 | N/A | ||||||
Michael Hegarty | $591 | N/A | $1,215 | N/A | $320 | N/A | ||||||
J. Atwood Ives | $665 | $0 | $1,405 | $0 | $348 | $0 | ||||||
John P. Kavanaugh(2) | $79 | N/A | $162 | N/A | $22 | N/A | ||||||
Lawrence T. Perera(3) | $480 | $0 | $970 | $0 | $285 | $0 | ||||||
J. Dale Sherratt | $599 | $0 | $1,234 | $0 | $323 | $0 | ||||||
Laurie J. Thomsen | $600 | N/A | $1,237 | N/A | $323 | N/A | ||||||
Robert W. Uek | $613 | N/A | $1,271 | N/A | $328 | N/A |
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MFS Georgia Municipal Bond Fund | MFS Maryland Municipal Bond Fund | MFS Massachusetts Municipal Bond Fund | ||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||
Robert E. Butler | $349 | N/A | $560 | N/A | $1,100 | N/A | ||||||
Lawrence H. Cohn, M.D | $329 | $0 | $522 | $0 | $1,028 | $0 | ||||||
Maureen F. Goldfarb(2) | $44 | N/A | $47 | N/A | $81 | N/A | ||||||
David H. Gunning | $348 | N/A | $558 | N/A | $1,095 | N/A | ||||||
William R. Gutow | $330 | N/A | $523 | N/A | $1,031 | N/A | ||||||
Michael Hegarty | $343 | N/A | $548 | N/A | $1,077 | N/A | ||||||
J. Atwood Ives | $372 | $0 | $605 | $0 | $1,183 | $0 | ||||||
John P. Kavanaugh(2) | $45 | N/A | $49 | N/A | $84 | N/A | ||||||
Lawrence T. Perera(3) | $285 | $0 | $475 | $0 | $948 | $0 | ||||||
J. Dale Sherratt | $346 | $0 | $554 | $0 | $1,088 | $0 | ||||||
Laurie J. Thomsen | $346 | N/A | $555 | N/A | $1,090 | N/A | ||||||
Robert W. Uek | $352 | N/A | $565 | N/A | $1,109 | N/A | ||||||
MFS Mississippi Municipal Bond Fund | MFS New York Municipal Bond Fund | MFS North Carolina Municpal Bond Fund | ||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||
Robert E. Butler | $369 | N/A | $633 | N/A | $1,226 | N/A | ||||||
Lawrence H. Cohn, M.D | $337 | $0 | $566 | $0 | $1,116 | $0 | ||||||
Maureen F. Goldfarb(2) | $47 | N/A | $81 | N/A | $155 | N/A | ||||||
David H. Gunning | $368 | N/A | $631 | N/A | $1,220 | N/A | ||||||
William R. Gutow | $338 | N/A | $569 | N/A | $1,121 | N/A | ||||||
Michael Hegarty | $359 | N/A | $612 | N/A | $1,192 | N/A | ||||||
J. Atwood Ives | $406 | $0 | $706 | $0 | $1,349 | $0 | ||||||
John P. Kavanaugh(2) | $48 | N/A | $84 | N/A | $160 | N/A | ||||||
Lawrence T. Perera(3) | $290 | $0 | $486 | $0 | $962 | $0 | ||||||
J. Dale Sherratt | $364 | $0 | $623 | $0 | $1,208 | $0 | ||||||
Laurie J. Thomsen | $365 | N/A | $623 | N/A | $1,210 | N/A | ||||||
Robert W. Uek | $373 | N/A | $642 | N/A | $1,240 | N/A |
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MFS Pennsylvania Municipal Bond Fund | MFS South Carolina Municipal Bond Fund | MFS Tennessee Municipal Bond Fund | ||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||
Robert E. Butler | $559 | N/A | $607 | N/A | $589 | N/A | ||||||
Lawrence H. Cohn, M.D | $522 | $0 | $555 | $0 | $549 | $0 | ||||||
Maureen F. Goldfarb(2) | $48 | N/A | $76 | N/A | $74 | N/A | ||||||
David H. Gunning | $557 | N/A | $603 | N/A | $587 | N/A | ||||||
William R. Gutow | $523 | N/A | $558 | N/A | $551 | N/A | ||||||
Michael Hegarty | $548 | N/A | $591 | N/A | $577 | N/A | ||||||
J. Atwood Ives | $602 | $0 | $665 | $0 | $634 | $0 | ||||||
John P. Kavanaugh(2) | $49 | N/A | $78 | N/A | $76 | N/A | ||||||
Lawrence T. Perera(3) | $474 | $0 | $480 | $0 | $475 | $0 | ||||||
J. Dale Sherratt | $553 | $0 | $598 | $0 | $583 | $0 | ||||||
Laurie J. Thomsen | $554 | N/A | $599 | N/A | $583 | N/A | ||||||
Robert W. Uek | $564 | N/A | $613 | N/A | $594 | N/A | ||||||
MFS Virginia Municipal Bond Fund | MFS West Virginia Municipal Bond Fund | MFS Municipal Income Fund | ||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||
Robert E. Butler | $1,208 | N/A | $596 | N/A | $3,398 | N/A | ||||||
Lawrence H. Cohn, M.D | $1,109 | $0 | $551 | $0 | $2,962 | $0 | ||||||
Maureen F. Goldfarb(2) | $152 | N/A | $75 | N/A | $433 | N/A | ||||||
David H. Gunning | $1,202 | N/A | $593 | N/A | $3,375 | N/A | ||||||
William R. Gutow | $1,113 | N/A | $553 | N/A | $2,981 | N/A | ||||||
Michael Hegarty | $1,177 | N/A | $582 | N/A | $3,262 | N/A | ||||||
J. Atwood Ives | $1,320 | $0 | $646 | $0 | $3,886 | $0 | ||||||
John P. Kavanaugh(2) | $157 | N/A | $77 | N/A | $452 | N/A | ||||||
Lawrence T. Perera(3) | $958 | $0 | $477 | $0 | $2,534 | $0 | ||||||
J. Dale Sherratt | $1,192 | $0 | $588 | $0 | $3,328 | $0 | ||||||
Laurie J. Thomsen | $1,193 | N/A | $589 | N/A | $3,333 | N/A | ||||||
Robert W. Uek | $1,220 | N/A | $601 | N/A | $3,452 | N/A |
29
MFS Lifetime Retirement Income Fund | MFS Lifetime 2010 Fund | MFS Lifetime 2020 Fund | |||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | |||||||
Robert E. Butler | $170 | N/A | $177 | N/A | $403 | N/A | |||||||
Lawrence H. Cohn, M.D | $163 | $0 | $166 | $0 | $376 | $0 | |||||||
Maureen F. Goldfarb(2) | $38 | N/A | $39 | N/A | $88 | N/A | |||||||
David H. Gunning | $171 | N/A | $179 | N/A | $406 | N/A | |||||||
William R. Gutow | $163 | N/A | $166 | N/A | $377 | N/A | |||||||
Michael Hegarty | $168 | N/A | $174 | N/A | $395 | N/A | |||||||
J. Atwood Ives | $176 | $0 | $188 | $0 | $430 | $0 | |||||||
John P. Kavanaugh(2) | $38 | N/A | $40 | N/A | $89 | N/A | |||||||
Lawrence T. Perera(3) | $125 | $0 | $127 | $0 | $287 | $0 | |||||||
J. Dale Sherratt | $169 | $0 | $176 | $0 | $399 | $0 | |||||||
Laurie J. Thomsen | $169 | N/A | $175 | N/A | $398 | N/A | |||||||
Robert W. Uek | $171 | N/A | $179 | N/A | $407 | N/A | |||||||
MFS Lifetime 2030 Fund | MFS Lifetime 2040 Fund | MFS Bond Fund | |||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | |||||||
Robert E. Butler | $186 | N/A | $174 | N/A | $3,507 | N/A | |||||||
Lawrence H. Cohn, M.D | $169 | $0 | $164 | $0 | $3,092 | $0 | |||||||
Maureen F. Goldfarb(2) | $40 | N/A | $38 | N/A | $580 | N/A | |||||||
David H. Gunning | $187 | N/A | $176 | N/A | $3,551 | N/A | |||||||
William R. Gutow | $170 | N/A | $165 | N/A | $3,106 | N/A | |||||||
Michael Hegarty | $181 | N/A | $172 | N/A | $3,387 | N/A | |||||||
J. Atwood Ives | $203 | $0 | $184 | $0 | $3,925 | $(1,549 | ) | ||||||
John P. Kavanaugh(2) | $41 | N/A | $39 | N/A | $594 | N/A | |||||||
Lawrence T. Perera(3) | $129 | $0 | $126 | $0 | $2,515 | $(2,047 | ) | ||||||
J. Dale Sherratt | $183 | $0 | $173 | $0 | $3,444 | $0 | |||||||
Laurie J. Thomsen | $183 | N/A | $173 | N/A | $3,435 | N/A | |||||||
Robert W. Uek | $188 | N/A | $176 | N/A | $3,564 | N/A |
30
MFS Limited Maturity Fund | MFS Municipal Limited Maturity Fund | MFS Research Bond Fund | ||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||
Robert E. Butler | $2,446 | N/A | $854 | N/A | $6,628 | N/A | ||||||
Lawrence H. Cohn, M.D | $2,182 | $0 | $781 | $0 | $5,718 | $0 | ||||||
Maureen F. Goldfarb(2) | $544 | N/A | $298 | N/A | $1,416 | N/A | ||||||
David H. Gunning | $2,493 | N/A | $878 | N/A | $6,696 | N/A | ||||||
William R. Gutow | $2,191 | N/A | $784 | N/A | $5,749 | N/A | ||||||
Michael Hegarty | $2,372 | N/A | $835 | N/A | $6,361 | N/A | ||||||
J. Atwood Ives | $2,689 | $0 | $909 | $0 | $7,572 | $0 | ||||||
John P. Kavanaugh(2) | $554 | N/A | $302 | N/A | $1,449 | N/A | ||||||
Lawrence T. Perera(3) | $1,640 | $0 | $484 | $0 | $4,305 | $0 | ||||||
J. Dale Sherratt | $2,408 | $0 | $845 | $0 | $6,487 | $0 | ||||||
Laurie J. Thomsen | $2,397 | N/A | $839 | N/A | $6,474 | N/A | ||||||
Robert W. Uek | $2,484 | N/A | $866 | N/A | $6,750 | N/A | ||||||
MFS Research Bond Fund J | MFS Conservative Allocation Fund | MFS Moderate Allocation Fund | ||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||
Robert E. Butler | $606 | N/A | $2,232 | N/A | $5,363 | N/A | ||||||
Lawrence H. Cohn, M.D | $565 | $0 | $1,976 | $0 | $4,710 | $0 | ||||||
Maureen F. Goldfarb(2) | $90 | N/A | $792 | N/A | $1,665 | N/A | ||||||
David H. Gunning | $607 | N/A | $2,323 | N/A | $5,553 | N/A | ||||||
William R. Gutow | $567 | N/A | $1,986 | N/A | $4,734 | N/A | ||||||
Michael Hegarty | $594 | N/A | $2,158 | N/A | $5,167 | N/A | ||||||
J. Atwood Ives | $651 | $0 | $2,382 | $0 | $5,782 | $0 | ||||||
John P. Kavanaugh(2) | $92 | N/A | $802 | N/A | $1,688 | N/A | ||||||
Lawrence T. Perera(3) | $475 | $0 | $1,186 | $0 | $3,046 | $0 | ||||||
J. Dale Sherratt | $599 | $0 | $2,191 | $0 | $5,250 | $0 | ||||||
Laurie J. Thomsen | $599 | N/A | $2,168 | N/A | $5,200 | N/A | ||||||
Robert W. Uek | $611 | N/A | $2,261 | N/A | $5,428 | N/A |
31
MFS Growth Allocation Fund | MFS Aggressive Growth Allocation Fund | MFS International Diversification Fund | ||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||
Robert E. Butler | $5,479 | N/A | $2,929 | N/A | $4,976 | N/A | ||||||
Lawrence H. Cohn, M.D | $4,757 | $0 | $2,600 | $0 | $4,327 | $0 | ||||||
Maureen F. Goldfarb(2) | $1,685 | N/A | $804 | N/A | $1,271 | N/A | ||||||
David H. Gunning | $5,671 | N/A | $3,009 | N/A | $5,101 | N/A | ||||||
William R. Gutow | $4,781 | N/A | $2,611 | N/A | $4,347 | N/A | ||||||
Michael Hegarty | $5,260 | N/A | $2,827 | N/A | $4,772 | N/A | ||||||
J. Atwood Ives | $5,962 | $0 | $3,155 | $0 | $5,455 | $0 | ||||||
John P. Kavanaugh(2) | $1,709 | N/A | $814 | N/A | $1,291 | N/A | ||||||
Lawrence T. Perera(3) | $3,070 | $0 | $1,795 | $0 | $3,050 | $0 | ||||||
J. Dale Sherratt | $5,350 | $0 | $2,869 | $0 | $4,852 | $0 | ||||||
Laurie J. Thomsen | $5,298 | N/A | $2,847 | N/A | $4,816 | N/A | ||||||
Robert W. Uek | $5,547 | N/A | $2,958 | N/A | $5,029 | N/A | ||||||
MFS Emerging Markets Equity Fund | MFS International Growth Fund | MFS International Value Fund | ||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||
Robert E. Butler | $1,756 | N/A | $2,935 | N/A | $3,014 | N/A | ||||||
Lawrence H. Cohn, M.D | $1,609 | $0 | $2,610 | $0 | $2,655 | $0 | ||||||
Maureen F. Goldfarb(2) | $456 | N/A | $818 | N/A | $859 | N/A | ||||||
David H. Gunning | $1,791 | N/A | $3,038 | N/A | $3,169 | N/A | ||||||
William R. Gutow | $1,613 | N/A | $2,619 | N/A | $2,666 | N/A | ||||||
Michael Hegarty | $1,711 | N/A | $2,839 | N/A | $2,914 | N/A | ||||||
J. Atwood Ives | $1,858 | $0 | $3,138 | $0 | $3,205 | $0 | ||||||
John P. Kavanaugh(2) | $460 | N/A | $828 | N/A | $870 | N/A | ||||||
Lawrence T. Perera(3) | $1,151 | $0 | $1,789 | $0 | $1,795 | $0 | ||||||
J. Dale Sherratt | $1,727 | $0 | $2,876 | $0 | $2,954 | $0 | ||||||
Laurie J. Thomsen | $1,718 | N/A | $2,850 | N/A | $2,916 | N/A | ||||||
Robert W. Uek | $1,768 | N/A | $2,966 | N/A | $3,054 | N/A |
32
MFS Emerging Markets Debt Fund | MFS Cash Reserve Fund | MFS Core Equity Fund | ||||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||||
Robert E. Butler | $1,367 | N/A | $2,010 | N/A | $2,571 | N/A | ||||||||
Lawrence H. Cohn, M.D | $1,216 | $0 | $1,763 | $0 | $2,350 | $(1,949 | ) | |||||||
Maureen F. Goldfarb(2) | $654 | N/A | $1,316 | N/A | $1,283 | N/A | ||||||||
David H. Gunning | $1,514 | N/A | $2,245 | N/A | $2,769 | N/A | ||||||||
William R. Gutow | $1,221 | N/A | $1,774 | N/A | $2,359 | N/A | ||||||||
Michael Hegarty | $1,339 | N/A | $1,963 | N/A | $2,527 | N/A | ||||||||
J. Atwood Ives | $1,388 | $0 | $2,033 | $0 | $2,613 | $(7,933 | ) | |||||||
John P. Kavanaugh(2) | $659 | N/A | $1,327 | N/A | $1,291 | N/A | ||||||||
Lawrence T. Perera(3) | $562 | $0 | $458 | $0 | $1,076 | $0 | ||||||||
J. Dale Sherratt | $1,355 | $0 | $1,992 | $0 | $2,553 | $(1,801 | ) | |||||||
Laurie J. Thomsen | $1,322 | N/A | $1,938 | N/A | $2,508 | N/A | ||||||||
Robert W. Uek | $1,399 | N/A | $2,063 | N/A | $2,618 | N/A | ||||||||
MFS Core Growth Fund | MFS New Discovery Fund | MFS Research International Fund | ||||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||||
Robert E. Butler | $4,458 | N/A | $1,611 | N/A | $8,546 | N/A | ||||||||
Lawrence H. Cohn, M.D | $3,941 | $(10,764 | ) | $1,474 | $0 | $7,522 | $(3,473 | ) | ||||||
Maureen F. Goldfarb(2) | $2,119 | N/A | $784 | N/A | $3,641 | N/A | ||||||||
David H. Gunning | $4,943 | N/A | $1,765 | N/A | $9,434 | N/A | ||||||||
William R. Gutow | $3,961 | N/A | $1,479 | N/A | $7,563 | N/A | ||||||||
Michael Hegarty | $4,358 | N/A | $1,588 | N/A | $8,338 | N/A | ||||||||
J. Atwood Ives | $4,532 | $0 | $1,610 | $0 | $8,764 | $0 | ||||||||
John P. Kavanaugh(2) | $2,139 | N/A | $788 | N/A | $3,682 | N/A | ||||||||
Lawrence T. Perera(3) | $1,842 | $0 | $695 | $0 | $3,922 | $0 | ||||||||
J. Dale Sherratt | $4,419 | $(9,967 | ) | $1,602 | $0 | $8,463 | $(3,208 | ) | ||||||
Laurie J. Thomsen | $4,309 | N/A | $1,567 | N/A | $8,261 | N/A | ||||||||
Robert W. Uek | $4,569 | N/A | $1,642 | N/A | $8,760 | N/A |
33
MFS Technology Fund | MFS Value Fund | MFS Government Money Market Fund | ||||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||||
Robert E. Butler | $459 | N/A | $15,773 | N/A | $434 | N/A | ||||||||
Lawrence H. Cohn, M.D | $429 | $(3,723 | ) | $12,984 | $0 | $405 | $0 | |||||||
Maureen F. Goldfarb(2) | $226 | N/A | $8,416 | N/A | $344 | N/A | ||||||||
David H. Gunning | $492 | N/A | $18,479 | N/A | $446 | N/A | ||||||||
William R. Gutow | $430 | N/A | $13,094 | N/A | $407 | N/A | ||||||||
Michael Hegarty | $454 | N/A | $15,248 | N/A | $427 | N/A | ||||||||
J. Atwood Ives | $460 | $0 | $16,078 | $0 | $449 | $0 | ||||||||
John P. Kavanaugh(2) | $227 | N/A | $8,523 | N/A | $346 | N/A | ||||||||
Lawrence T. Perera(3) | $204 | $0 | $4,678 | $0 | $63 | $0 | ||||||||
J. Dale Sherratt | $457 | $(3,439 | ) | $15,566 | $0 | $431 | $0 | |||||||
Laurie J. Thomsen | $450 | N/A | $14,951 | N/A | $428 | N/A | ||||||||
Robert W. Uek | $466 | N/A | $16,377 | N/A | $439 | N/A | ||||||||
MFS Mid Cap Growth Fund | MFS Money Market Fund | MFS International New Discovery Fund | ||||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||||
Robert E. Butler | $2,592 | N/A | $3,406 | N/A | $5,909 | N/A | ||||||||
Lawrence H. Cohn, M.D | $2,362 | $0 | $3,053 | $0 | $5,193 | $0 | ||||||||
Maureen F. Goldfarb(2) | $1,295 | N/A | $1,948 | N/A | $3,324 | N/A | ||||||||
David H. Gunning | $2,806 | N/A | $3,671 | N/A | $6,603 | N/A | ||||||||
William R. Gutow | $2,371 | N/A | $3,069 | N/A | $5,218 | N/A | ||||||||
Michael Hegarty | $2,546 | N/A | $3,327 | N/A | $5,774 | N/A | ||||||||
J. Atwood Ives | $2,627 | $(8,463 | ) | $3,508 | $0 | $6,007 | $(531 | ) | ||||||
John P. Kavanaugh(2) | $1,304 | N/A | $1,964 | N/A | $3,349 | N/A | ||||||||
Lawrence T. Perera(3) | $1,076 | $0 | $1,122 | $0 | $1,894 | $(1,184 | ) | |||||||
J. Dale Sherratt | $2,574 | $0 | $3,376 | $0 | $5,855 | $0 | ||||||||
Laurie J. Thomsen | $2,526 | N/A | $3,314 | N/A | $5,698 | N/A | ||||||||
Robert W. Uek | $2,641 | N/A | $3,477 | N/A | $6,064 | N/A |
34
MFS Mid Cap Value Fund | MFS Research Fund | MFS Total Return Fund | ||||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||||
Robert E. Butler | $2,427 | N/A | $5,800 | N/A | $16,303 | N/A | ||||||||
Lawrence H. Cohn, M.D | $2,218 | $0 | $5,139 | $0 | $13,852 | $0 | ||||||||
Maureen F. Goldfarb(2) | $1,511 | N/A | $3,295 | N/A | $9,367 | N/A | ||||||||
David H. Gunning | $2,646 | N/A | $6,460 | N/A | $18,750 | N/A | ||||||||
William R. Gutow | $2,226 | N/A | $5,165 | N/A | $13,944 | N/A | ||||||||
Michael Hegarty | $2,390 | N/A | $5,678 | N/A | $15,849 | N/A | ||||||||
J. Atwood Ives | $2,436 | $0 | $5,854 | $(9,263 | ) | $16,515 | $(3,128 | ) | ||||||
John P. Kavanaugh(2) | $1,518 | N/A | $3,320 | N/A | $9,460 | N/A | ||||||||
Lawrence T. Perera(3) | $715 | $0 | $1,870 | $(18,236 | ) | $4,577 | $(7,930 | ) | ||||||
J. Dale Sherratt | $2,412 | $0 | $5,752 | $0 | $16,126 | $0 | ||||||||
Laurie J. Thomsen | $2,363 | N/A | $5,602 | N/A | $15,570 | N/A | ||||||||
Robert W. Uek | $2,473 | N/A | $5,944 | N/A | $16,839 | N/A | ||||||||
MFS Blended Research Core Equity Fund | ||||||||||||||
Name of Trustee(1) | Trustee Fees from the Fund | Retirement Benefits Accrued As Part of Fund Expense | ||||||||||||
Robert E. Butler | $324 | N/A | ||||||||||||
Lawrence H. Cohn, M.D | $313 | $0 | ||||||||||||
Maureen F. Goldfarb(2) | $112 | N/A | ||||||||||||
David H. Gunning | $331 | N/A | ||||||||||||
William R. Gutow | $313 | N/A | ||||||||||||
Michael Hegarty | $321 | N/A | ||||||||||||
J. Atwood Ives | $329 | $0 | ||||||||||||
John P. Kavanaugh(2) | $113 | N/A | ||||||||||||
Lawrence T. Perera(3) | $201 | $0 | ||||||||||||
J. Dale Sherratt | $323 | $0 | ||||||||||||
Laurie J. Thomsen | $321 | N/A | ||||||||||||
Robert W. Uek | $326 | N/A |
35
Name and Position | ||||||||||||||||||||||||||||||||||||||||||||
Interested Trustees | Independent Trustees | |||||||||||||||||||||||||||||||||||||||||||
Aggregate Compensation | Robert J. Manning | Robin A. Stelmach | Steven E. Buller | Robert E. Butler* | Maureen R. Goldfarb | David H. Gunning | William R. Gutow* | Michael Hegarty | John P. Kavanaugh | Maryanne L. Roepke | Laurie J. Thomsen | Robert W. Uek* | ||||||||||||||||||||||||||||||||
MFS Global High Yield Fund | Not Applicable | Not Applicable | $1,544 | $1,568 | $1,566 | $1,686 | $1,544 | $1,566 | $1,546 | $1,546 | $1,568 | $1,582 | ||||||||||||||||||||||||||||||||
MFS High Income Fund | Not Applicable | Not Applicable | $2,447 | $2,517 | $2,510 | $2,856 | $2,447 | $2,510 | $2,454 | $2,454 | $2,517 | $2,556 | ||||||||||||||||||||||||||||||||
MFS High Yield Pooled Portfolio | Not Applicable | Not Applicable | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | $0 | ||||||||||||||||||||||||||||||||
MFS Municipal High Income Fund | Not Applicable | Not Applicable | $4,206 | $4,356 | $4,343 | $5,102 | $4,205 | $4,343 | $4,218 | $4,218 | $4,356 | $4,442 | ||||||||||||||||||||||||||||||||
Retirement Benefits Accrued as Part of Fund Expense | Not Applicable | Not Applicable | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | |
* | ||
| the Fund | |
9
Compensation with respect to Funds with a fiscal year end of February 29, 2016:
Name and Position | ||||||||||||||||||||||||||||||||||||||||||||
Interested Trustees | Independent Trustees | |||||||||||||||||||||||||||||||||||||||||||
Aggregate Compensation | Robert J. Manning | Robin A. Stelmach | Steven E. Buller | Robert E. Butler* | Maureen R. Goldfarb | David H. Gunning | William R. Gutow* | Michael Hegarty | John P. Kavanaugh | Maryanne L. Roepke | Laurie J. Thomsen | Robert W. Uek* | ||||||||||||||||||||||||||||||||
MFS Diversified Income Fund | Not Applicable | Not Applicable | $4,280 | $4,419 | $4,419 | $5,185 | $4,280 | $4,419 | $4,280 | $4,280 | $4,419 | $4,506 | ||||||||||||||||||||||||||||||||
MFS Government Securities Fund | Not Applicable | Not Applicable | $4,145 | $4,240 | $4,240 | $4,766 | $4,145 | $4,240 | $4,145 | $4,145 | $4,240 | $4,300 | ||||||||||||||||||||||||||||||||
MFS New Discovery Value Fund | Not Applicable | Not Applicable | $943 | $959 | $959 | $1,050 | $943 | $959 | $943 | $943 | $959 | $969 | ||||||||||||||||||||||||||||||||
Retirement Benefits Accrued as Part of Fund Expense | Not Applicable | Not Applicable | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | |
* | Messrs. Butler, Gutow and Uek retired as Trustees of the Fund on December 31, 2016. |
Compensation with respect to Funds with a fiscal year end of March 31, 2016:
Name and Position | ||||||||||||||||||||||||||||||||||||||||||||
Interested Trustees | Independent Trustees | |||||||||||||||||||||||||||||||||||||||||||
Aggregate Compensation | Robert J. Manning | Robin A. Stelmach | Steven E. Buller | Robert E. Butler* | Maureen R. Goldfarb | David H. Gunning | William R. Gutow* | Michael Hegarty | John P. Kavanaugh | Maryanne L. Roepke | Laurie J. Thomsen | Robert W. Uek* | ||||||||||||||||||||||||||||||||
MFS Alabama Municipal Bond Fund | Not Applicable | Not Applicable | $277 | $279 | $279 | $291 | $276 | $279 | $277 | $277 | $279 | $280 | ||||||||||||||||||||||||||||||||
MFS Arkansas Municipal Bond Fund | Not Applicable | Not Applicable | $469 | $478 | $476 | $517 | $469 | $476 | $470 | $470 | $477 | $481 | ||||||||||||||||||||||||||||||||
MFS California Municipal Bond Fund | Not Applicable | Not Applicable | $933 | $947 | $944 | $1,015 | $931 | $944 | $934 | $934 | $946 | $952 | ||||||||||||||||||||||||||||||||
MFS Georgia Municipal Bond Fund | Not Applicable | Not Applicable | $278 | $280 | $280 | $294 | $277 | $280 | $278 | $278 | $280 | $282 | ||||||||||||||||||||||||||||||||
MFS Maryland Municipal Bond Fund | Not Applicable | Not Applicable | $281 | $285 | $285 | $305 | $281 | $285 | $282 | $282 | $285 | $287 | ||||||||||||||||||||||||||||||||
MFS Massachusetts Municipal Bond Fund | Not Applicable | Not Applicable | $923 | $934 | $932 | $987 | $922 | $932 | $924 | $924 | $933 | $938 | ||||||||||||||||||||||||||||||||
MFS Mississippi Municipal Bond Fund | Not Applicable | Not Applicable | $281 | $285 | $285 | $305 | $281 | $285 | $282 | $282 | $285 | $287 | ||||||||||||||||||||||||||||||||
MFS Municipal Income Fund | Not Applicable | Not Applicable | $4,153 | $4,258 | $4,239 | $4,763 | $4,143 | $4,239 | $4,162 | $4,162 | $4,248 | $4,298 | ||||||||||||||||||||||||||||||||
MFS New York Municipal Bond Fund | Not Applicable | Not Applicable | $473 | $483 | $481 | $528 | $472 | $481 | $474 | $474 | $482 | $486 | ||||||||||||||||||||||||||||||||
MFS North Carolina Municipal Bond Fund | Not Applicable | Not Applicable | $939 | $956 | $952 | $1,034 | $938 | $952 | $941 | $941 | $954 | $962 | ||||||||||||||||||||||||||||||||
MFS Pennsylvania Municipal Bond Fund | Not Applicable | Not Applicable | $462 | $468 | $467 | $495 | $462 | $467 | $463 | $463 | $467 | $470 | ||||||||||||||||||||||||||||||||
MFS South Carolina Municipal Bond Fund | Not Applicable | Not Applicable | $470 | $479 | $477 | $519 | $469 | $477 | $471 | $471 | $478 | $482 | ||||||||||||||||||||||||||||||||
MFS Tennessee Municipal Bond Fund | Not Applicable | Not Applicable | $460 | $465 | $464 | $489 | $460 | $464 | $461 | $461 | $465 | $467 | ||||||||||||||||||||||||||||||||
MFS Virginia Municipal Bond Fund | Not Applicable | Not Applicable | $930 | $944 | $941 | $1,008 | $929 | $941 | $932 | $932 | $943 | $949 | ||||||||||||||||||||||||||||||||
MFS West Virginia Municipal Bond Fund | Not Applicable | Not Applicable | $463 | $469 | $468 | $497 | $462 | $468 | $463 | $463 | $468 | $471 | ||||||||||||||||||||||||||||||||
Retirement Benefits Accrued as Part of Fund Expense | Not Applicable | Not Applicable | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | |
* | Messrs. Butler, Gutow and Uek retired as Trustees of the Fund on December 31, 2016. |
10
Compensation with respect to Funds with a fiscal year end of April 30, 2016:
Name and Position | ||||||||||||||||||||||||||||||||||||||||||||
Interested Trustees | Independent Trustees | |||||||||||||||||||||||||||||||||||||||||||
Aggregate Compensation | Robert J. Manning | Robin A. Stelmach | Steven E. Buller | Robert E. Butler | Maureen R. Goldfarb | David H. Gunning | William R. Gutow | Michael Hegarty | John P. Kavanaugh | Maryanne L. Roepke | Laurie J. Thomsen | Robert W. Uek | ||||||||||||||||||||||||||||||||
MFS Corporate Bond Fund | Not Applicable | Not Applicable | $4,301 | $4,437 | $4,412 | $5,093 | $4,288 | $4,412 | $4,313 | $4,313 | $4,424 | $4,489 | ||||||||||||||||||||||||||||||||
MFS Lifetime 2020 Fund | Not Applicable | Not Applicable | $955 | $972 | $969 | $1,055 | $953 | $969 | $956 | $956 | $970 | $979 | ||||||||||||||||||||||||||||||||
MFS Lifetime 2025 Fund | Not Applicable | Not Applicable | $471 | $478 | $476 | $509 | $471 | $476 | $472 | $472 | $477 | $480 | ||||||||||||||||||||||||||||||||
MFS Lifetime 2030 Fund | Not Applicable | Not Applicable | $962 | $982 | $978 | $1,077 | $960 | $978 | $964 | $964 | $980 | $989 | ||||||||||||||||||||||||||||||||
MFS Lifetime 2035 Fund | Not Applicable | Not Applicable | $337 | $342 | $341 | $368 | $337 | $341 | $338 | $338 | $342 | $345 | ||||||||||||||||||||||||||||||||
MFS Lifetime 2040 Fund | Not Applicable | Not Applicable | $948 | $963 | $961 | $1,036 | $947 | $961 | $950 | $950 | $962 | $969 | ||||||||||||||||||||||||||||||||
MFS Lifetime 2045 Fund | Not Applicable | Not Applicable | $171 | $175 | $174 | $190 | $171 | $174 | $172 | $172 | $174 | $176 | ||||||||||||||||||||||||||||||||
MFS Lifetime 2050 Fund | Not Applicable | Not Applicable | $335 | $340 | $339 | $363 | $335 | $339 | $336 | $336 | $340 | $342 | ||||||||||||||||||||||||||||||||
MFS Lifetime 2055 Fund | Not Applicable | Not Applicable | $122 | $123 | $123 | $126 | $122 | $123 | $123 | $123 | $123 | $123 | ||||||||||||||||||||||||||||||||
MFS Lifetime 2060 Fund1 | Not Applicable | Not Applicable | $33 | $33 | $33 | $33 | $33 | $33 | $33 | $33 | $33 | $33 | ||||||||||||||||||||||||||||||||
MFS Lifetime Income Fund | Not Applicable | Not Applicable | $1,147 | $1,173 | $1,169 | $1,298 | $1,145 | $1,169 | $1,150 | $1,150 | $1,171 | $1,183 | ||||||||||||||||||||||||||||||||
MFS Limited Maturity Fund | Not Applicable | Not Applicable | $3,116 | $3,186 | $3,173 | $3,525 | $3,109 | $3,173 | $3,122 | $3,122 | $3,180 | $3,213 | ||||||||||||||||||||||||||||||||
MFS Municipal Limited Maturity Fund | Not Applicable | Not Applicable | $3,127 | $3,201 | $3,188 | $3,560 | $3,120 | $3,188 | $3,133 | $3,133 | $3,194 | $3,230 | ||||||||||||||||||||||||||||||||
MFS Total Return Bond Fund | Not Applicable | Not Applicable | $4,541 | $4,759 | $4,718 | $5,809 | $4,520 | $4,718 | $4,561 | $4,561 | $4,738 | $4,842 | ||||||||||||||||||||||||||||||||
Retirement Benefits Accrued as Part of Fund Expense1 | Not Applicable | Not Applicable | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | |
|
* | Messrs. Butler, Gutow and Uek retired as Trustees of the Fund on December 31, 2016. |
Compensation with respect to Funds with a fiscal year end of May 31, 2016:
Name and Position | ||||||||||||||||||||||||||||||||||||||||||||
Interested Trustees | Independent Trustees | |||||||||||||||||||||||||||||||||||||||||||
Aggregate Compensation | Robert J. Manning | Robin A. Stelmach | Steven E. Buller | Robert E. Butler* | Maureen R. Goldfarb | David H. Gunning | William R. Gutow* | Michael Hegarty | John P. Kavanaugh | Maryanne L. Roepke | Laurie J. Thomsen | Robert W. Uek* | ||||||||||||||||||||||||||||||||
MFS Absolute Return Fund | Not Applicable | Not Applicable | $946 | $957 | $955 | $1,005 | $945 | $955 | $947 | $947 | $955 | $960 | ||||||||||||||||||||||||||||||||
MFS Aggressive Growth Allocation Fund | Not Applicable | Not Applicable | $3,407 | $3,489 | $3,474 | $3,878 | $3,400 | $3,474 | $3,414 | $3,414 | $3,482 | $3,520 | ||||||||||||||||||||||||||||||||
MFS Blended Research Growth Equity Fund1 | Not Applicable | Not Applicable | $131 | $131 | $131 | $132 | $131 | $131 | $131 | $131 | $131 | $131 | ||||||||||||||||||||||||||||||||
MFS Blended Research Mid Cap Equity Fund1 | Not Applicable | Not Applicable | $192 | $194 | $194 | $208 | $192 | $194 | $192 | $192 | $194 | $196 | ||||||||||||||||||||||||||||||||
MFS Blended Research Small Cap Equity Fund1 | Not Applicable | Not Applicable | $131 | $131 | $131 | $132 | $131 | $131 | $131 | $131 | $131 | $131 | ||||||||||||||||||||||||||||||||
MFS Blended Research Value Equity Fund1 | Not Applicable | Not Applicable | $131 | $131 | $131 | $132 | $131 | $131 | $131 | $131 | $131 | $131 |
11
Name and Position | ||||||||||||||||||||||||||||||||||||||||||||
Interested Trustees | Independent Trustees | |||||||||||||||||||||||||||||||||||||||||||
Aggregate Compensation | Robert J. Manning | Robin A. Stelmach | Steven E. Buller | Robert E. Butler* | Maureen R. Goldfarb | David H. Gunning | William R. Gutow* | Michael Hegarty | John P. Kavanaugh | Maryanne L. Roepke | Laurie J. Thomsen | Robert W. Uek* | ||||||||||||||||||||||||||||||||
MFS Conservative Allocation Fund | Not Applicable | Not Applicable | $4,386 | $4,532 | $4,505 | $5,236 | $4,372 | $4,505 | $4,399 | $4,399 | $4,518 | $4,588 | ||||||||||||||||||||||||||||||||
MFS Emerging Markets Equity Fund | Not Applicable | Not Applicable | $1,648 | $1,684 | $1,677 | $1,857 | $1,645 | $1,677 | $1,651 | $1,651 | $1,681 | $1,698 | ||||||||||||||||||||||||||||||||
MFS Growth Allocation Fund | Not Applicable | Not Applicable | $9,174 | $9,425 | $9,380 | $10,636 | $9,151 | $9,380 | $9,197 | $9,197 | $9,403 | $9,523 | ||||||||||||||||||||||||||||||||
MFS International Diversification Fund | Not Applicable | Not Applicable | $4,592 | $4,810 | $4,771 | $5,859 | $4,572 | $4,771 | $4,612 | $4,612 | $4,790 | $4,894 | ||||||||||||||||||||||||||||||||
MFS International Growth Fund | Not Applicable | Not Applicable | $4,525 | $4,719 | $4,684 | $5,657 | $4,507 | $4,684 | $4,543 | $4,543 | $4,702 | $4,795 | ||||||||||||||||||||||||||||||||
MFS International Value Fund | Not Applicable | Not Applicable | $17,528 | $18,750 | $18,526 | $24,630 | $17,415 | $18,526 | $17,641 | $17,641 | $18,639 | $19,220 | ||||||||||||||||||||||||||||||||
MFS Managed Wealth Fund | Not Applicable | Not Applicable | $192 | $195 | $195 | $208 | $192 | $195 | $193 | $193 | $195 | $196 | ||||||||||||||||||||||||||||||||
MFS Moderate Allocation Fund | Not Applicable | Not Applicable | $9,331 | $9,636 | $9,581 | $11,106 | $9,303 | $9,581 | $9,359 | $9,359 | $9,608 | $9,754 | ||||||||||||||||||||||||||||||||
Retirement Benefits Accrued as Part of Fund Expense | Not Applicable | Not Applicable | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | |
|
|
Compensation with respect to Funds with a fiscal year end of June 30, 2016:
Name and Position | ||||||||||||||||||||||||||||||||||||||||||||
Interested Trustees | Independent Trustees | |||||||||||||||||||||||||||||||||||||||||||
Aggregate Compensation | Robert J. Manning | Robin A. Stelmach | Steven E. Buller | Robert E. Butler | Maureen R. Goldfarb | David H. Gunning | William R. Gutow | Michael Hegarty | John P. Kavanaugh | Maryanne L. Roepke | Laurie J. Thomsen | Robert W. Uek | ||||||||||||||||||||||||||||||||
MFS Global Multi-Asset Fund | Not Applicable | Not Applicable | $127 | $129 | $128 | $134 | $127 | $128 | $127 | $128 | $127 | $129 | ||||||||||||||||||||||||||||||||
MFS Institutional International Equity Fund | Not Applicable | Not Applicable | $9,626 | $9,991 | $9,925 | $11,751 | $9,592 | $9,925 | $9,659 | $9,659 | $9,958 | $10,132 | ||||||||||||||||||||||||||||||||
Retirement Benefits Accrued as Part of Fund Expense | Not Applicable | Not Applicable | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | |
* | Messrs. Butler, Gutow and Uek retired as Trustees of the Fund on December 31, 2016. |
Compensation with respect to Funds with a fiscal year end of July 31, 2016:
Name and Position | ||||||||||||||||||||||||||||||||||||||||||||
Interested Trustees | Independent Trustees | |||||||||||||||||||||||||||||||||||||||||||
Aggregate Compensation | Robert J. Manning | Robin A. Stelmach | Steven E. Buller | Robert E. Butler* | Maureen R. Goldfarb | David H. Gunning | William R. Gutow* | Michael Hegarty | John P. Kavanaugh | Maryanne L. Roepke | Laurie J. Thomsen | Robert W. Uek* | ||||||||||||||||||||||||||||||||
MFS Emerging Markets Debt Fund | Not Applicable | Not Applicable | $6,311 | $6,515 | $6,442 | $7,461 | $6,256 | $6,442 | $6,312 | $6,330 | $6,461 | $6,558 | ||||||||||||||||||||||||||||||||
MFS Equity Income Fun | Not Applicable | Not Applicable | $428 | $435 | $433 | $468 | $426 | $433 | $428 | $429 | $433 | $437 | ||||||||||||||||||||||||||||||||
Retirement Benefits Accrued as Part of Fund Expense | Not Applicable | Not Applicable | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | |
* | Messrs. Butler, Gutow and Uek retired as Trustees of the Fund on December 31, 2016. |
12
Compensation with respect to Funds with a fiscal year end of August 31, 2016:
Name and Position | ||||||||||||||||||||||||||||||||||||||||||||
Interested Trustees | Independent Trustees | |||||||||||||||||||||||||||||||||||||||||||
Aggregate Compensation | Robert J. Manning | Robin A. Stelmach | Steven E. Buller | Robert E. Butler* | Maureen R. Goldfarb | David H. Gunning | William R. Gutow* | Michael Hegarty | John P. Kavanaugh | Maryanne L. Roepke | Laurie J. Thomsen | Robert W. Uek* | ||||||||||||||||||||||||||||||||
MFS Blended Research Emerging Markets Equity Fund1 | Not Applicable | Not Applicable | $131 | $132 | $132 | $133 | $131 | $132 | $131 | $131 | $132 | $132 | ||||||||||||||||||||||||||||||||
MFS Blended Research Global Equity Fund1 | Not Applicable | Not Applicable | $131 | $132 | $132 | $133 | $131 | $132 | $131 | $131 | $132 | $132 | ||||||||||||||||||||||||||||||||
MFS Blended Research International Equity Fund1 | Not Applicable | Not Applicable | $131 | $132 | $132 | $133 | $131 | $132 | $131 | $131 | $132 | $132 | ||||||||||||||||||||||||||||||||
MFS Core Equity Fund | Not Applicable | Not Applicable | $2,623 | $2,687 | $2,662 | $2,981 | $2,604 | $2,662 | $2,622 | $2,629 | $2,668 | $2,699 | ||||||||||||||||||||||||||||||||
MFS Global New Discovery Fund | Not Applicable | Not Applicable | $129 | $131 | $130 | $136 | $129 | $130 | $129 | $130 | $130 | $131 | ||||||||||||||||||||||||||||||||
MFS Global Real Estate Fund | Not Applicable | Not Applicable | $1,014 | $1,037 | $1,029 | $1,144 | $1,008 | $1,029 | $1,014 | $1,016 | $1,031 | $1,042 | ||||||||||||||||||||||||||||||||
MFS Low Volatility Equity Fund | Not Applicable | Not Applicable | $131 | $133 | $132 | $141 | $131 | $132 | $131 | $131 | $132 | $133 | ||||||||||||||||||||||||||||||||
MFS Low Volatility Global Equity Fund | Not Applicable | Not Applicable | $133 | $136 | $135 | $147 | $133 | $135 | $133 | $134 | $135 | $136 | ||||||||||||||||||||||||||||||||
MFS Mid Cap Growth Fund | Not Applicable | Not Applicable | $3,539 | $3,628 | $3,595 | $4,041 | $3,514 | $3,595 | $3,538 | $3,547 | $3,603 | $3,646 | ||||||||||||||||||||||||||||||||
MFS New Discovery Fund | Not Applicable | Not Applicable | $2,897 | $2,956 | $2,935 | $3,227 | $2,882 | $2,935 | $2,898 | $2,902 | $2,941 | $2,968 | ||||||||||||||||||||||||||||||||
MFS Research International Fund | Not Applicable | Not Applicable | $9,681 | $10,006 | $9,890 | $11,511 | $9,595 | $9,890 | $9,684 | $9,712 | $9,920 | $10,074 | ||||||||||||||||||||||||||||||||
MFS Technology Fund | Not Applicable | Not Applicable | $1,013 | $1,035 | $1,026 | $1,138 | $1,006 | $1,026 | $1,012 | $1,015 | $1,028 | $1,039 | ||||||||||||||||||||||||||||||||
MFS U.S. Government Cash Reserve Fund | Not Applicable | Not Applicable | $992 | $1,007 | $1,002 | $1,080 | $987 | $1,002 | $992 | $993 | $1,003 | $1,010 | ||||||||||||||||||||||||||||||||
MFS U.S. Government Money Market Fund | Not Applicable | Not Applicable | $995 | $1,013 | $1,007 | $1,092 | $991 | $1,007 | $996 | $997 | $1,008 | $1,016 | ||||||||||||||||||||||||||||||||
MFS Value Fund | Not Applicable | Not Applicable | $19,722 | $21,449 | $20,813 | $29,464 | $19,237 | $20,813 | $19,711 | $19,876 | $20,966 | $21,796 | ||||||||||||||||||||||||||||||||
Retirement Benefits Accrued as Part of Fund Expense | Not Applicable | Not Applicable | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | |
1 | Estimated amounts for the fiscal year ended August 31, 2017. |
* | Messrs. Butler, Gutow and Uek retired as Trustees of the Fund on December 31, 2016. |
Compensation with respect to Funds with a fiscal year end of September 30, 2016:
Name and Position | ||||||||||||||||||||||||||||||||||||||||||||
Interested Trustees | Independent Trustees | |||||||||||||||||||||||||||||||||||||||||||
Aggregate Compensation Paid by | Robert J. Manning | Robin A. Stelmach | Steven E. Buller | Robert E. Butler* | Maureen R. Goldfarb | David H. Gunning | William R. Gutow* | Michael Hegarty | John P. Kavanaugh | Maryanne L. Roepke | Laurie J. Thomsen | Robert W. Uek* | ||||||||||||||||||||||||||||||||
MFS Blended Research Core Equity Fund | Not Applicable | Not Applicable | $1,751 | $1,796 | $1,780 | $2,009 | $1,738 | $1,780 | $1,750 | $1,754 | $1,783 | $1,806 | ||||||||||||||||||||||||||||||||
MFS International New Discovery Fund | Not Applicable | Not Applicable | $4,825 | $5,053 | $4,971 | $6,101 | $4,765 | $4,971 | $4,828 | $4,847 | $4,993 | $5,099 | ||||||||||||||||||||||||||||||||
MFS Mid Cap Value Fund | Not Applicable | Not Applicable | $4,803 | $5,019 | $4,940 | $6,034 | $4,741 | $4,940 | $4,798 | $4,820 | $4,958 | $5,065 | ||||||||||||||||||||||||||||||||
MFS Research Fund | Not Applicable | Not Applicable | $4,844 | $5,077 | $4,991 | $6,151 | $4,780 | $4,991 | $4,845 | $4,866 | $5,013 | $5,123 |
13
Name and Position | ||||||||||||||||||||||||||||||||||||||||||||
Interested Trustees | Independent Trustees | |||||||||||||||||||||||||||||||||||||||||||
Aggregate Compensation | Robert J. Manning | Robin A. Stelmach | Steven E. Buller | Robert E. Butler* | Maureen R. Goldfarb | David H. Gunning | William R. Gutow* | Michael Hegarty | John P. Kavanaugh | Maryanne L. Roepke | Laurie J. Thomsen | Robert W. Uek* | ||||||||||||||||||||||||||||||||
MFS Total Return Fund | Not Applicable | Not Applicable | $9,860 | $10,202 | $10,078 | $11,790 | $9,766 | $10,078 | $9,859 | $9,891 | $10,108 | $10,272 | ||||||||||||||||||||||||||||||||
Retirement Benefits Accrued as Part of Fund Expense | Not Applicable | Not Applicable | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | |
* | Messrs. Butler, Gutow and Uek retired as Trustees of the Fund on December 31, 2016. |
Compensation with respect to Funds with a fiscal year end of October 31, 2016:
Name and Position | ||||||||||||||||||||||||||||||||||||||||||||
Interested Trustees | Independent Trustees | |||||||||||||||||||||||||||||||||||||||||||
Aggregate Compensation | Robert J. Manning | Robin A. Stelmach | Steven E. Buller | Robert E. Butler* | Maureen R. Goldfarb | David H. Gunning | William R. Gutow* | Michael Hegarty | John P. Kavanaugh | Maryanne L. Roepke | Laurie J. Thomsen | Robert W. Uek* | ||||||||||||||||||||||||||||||||
MFS Commodity Strategy Fund | Not Applicable | Not Applicable | $1,499 | $1,523 | $1,513 | $1,632 | $1,491 | $1,513 | $1,499 | $1,501 | $1,515 | $1,527 | ||||||||||||||||||||||||||||||||
MFS Emerging Markets Debt Local Currency Fund | Not Applicable | Not Applicable | $889 | $903 | $897 | $965 | $885 | $897 | $889 | $890 | $898 | $905 | ||||||||||||||||||||||||||||||||
MFS Equity Opportunities Fund | Not Applicable | Not Applicable | $984 | $1,004 | $996 | $1,096 | $978 | $996 | $984 | $986 | $998 | $1,007 | ||||||||||||||||||||||||||||||||
MFS Global Alternative Strategy Fund | Not Applicable | Not Applicable | $1,446 | $1,477 | $1,464 | $1,617 | $1,436 | $1,464 | $1,446 | $1,449 | $1,468 | $1,481 | ||||||||||||||||||||||||||||||||
MFS Global Equity Fund | Not Applicable | Not Applicable | $3,947 | $4,041 | $4,003 | $4,470 | $3,918 | $4,003 | $3,946 | $3,956 | $4,012 | $4,056 | ||||||||||||||||||||||||||||||||
MFS Global Growth Fund | Not Applicable | Not Applicable | $875 | $884 | $880 | $926 | $872 | $880 | $875 | $876 | $881 | $885 | ||||||||||||||||||||||||||||||||
MFS Global Total Return Fund | Not Applicable | Not Applicable | $2,397 | $2,468 | $2,439 | $2,792 | $2,375 | $2,439 | $2,396 | $2,404 | $2,446 | $2,479 | ||||||||||||||||||||||||||||||||
MFS Inflation-Adjusted Bond Fund | Not Applicable | Not Applicable | $2,341 | $2,394 | $2,372 | $2,635 | $2,325 | $2,372 | $2,341 | $2,347 | $2,378 | $2,402 | ||||||||||||||||||||||||||||||||
MFS Strategic Income Fund | Not Applicable | Not Applicable | $886 | $899 | $894 | $957 | $882 | $894 | $886 | $887 | $895 | $901 | ||||||||||||||||||||||||||||||||
MFS Utilities Fund | Not Applicable | Not Applicable | $4,793 | $4,987 | $4,907 | $5,867 | $4,733 | $4,907 | $4,793 | $4,813 | $4,927 | $5,016 | ||||||||||||||||||||||||||||||||
Retirement Benefits Accrued as Part of Fund Expense | Not Applicable | Not Applicable | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | |
* | Messrs. Butler, Gutow and Uek retired as Trustees of the Fund on December 31, 2016. |
Compensation with respect to Funds with a fiscal year end of November 30, 2016:
Name and Position | ||||||||||||||||||||||||||||||||||||||||||||
Interested Trustees | Independent Trustees | |||||||||||||||||||||||||||||||||||||||||||
Aggregate Compensation | Robert J. Manning | Robin A. Stelmach | Steven E. Buller | Robert E. Butler* | Maureen R. Goldfarb | David H. Gunning | William R. Gutow* | Michael Hegarty | John P. Kavanaugh | Maryanne L. Roepke | Laurie J. Thomsen | Robert W. Uek* | ||||||||||||||||||||||||||||||||
Massachusetts Investors Growth Stock Fund | Not Applicable | Not Applicable | $9,895 | $10,212 | $10,095 | $11,669 | $9,808 | $10,095 | $9,897 | $9,925 | $10,125 | $10,274 | ||||||||||||||||||||||||||||||||
MFS Global Bond Fund | Not Applicable | Not Applicable | $1,729 | $1,761 | $1,749 | $1,908 | $1,720 | $1,749 | $1,729 | $1,732 | $1,752 | $1,767 | ||||||||||||||||||||||||||||||||
MFS Growth Fund | Not Applicable | Not Applicable | $11,465 | $12,041 | $11,832 | $14,707 | $11,308 | $11,832 | $11,466 | $11,518 | $11,885 | $12,159 | ||||||||||||||||||||||||||||||||
Retirement Benefits Accrued as Part of Fund Expense | Not Applicable | Not Applicable | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | |
* | Messrs. Butler, Gutow and Uek retired as Trustees of the Fund on December 31, 2016. |
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Compensation with respect to Funds with a fiscal year end of December 31, 2016:
Name and Position | ||||||||||||||||||||||||||||||||||||||||||||
Interested Trustees | Independent Trustees | |||||||||||||||||||||||||||||||||||||||||||
Aggregate Compensation | Robert J. Manning | Robin A. Stelmach | Steven E. Buller | Robert E. Butler* | Maureen R. Goldfarb | David H. Gunning | William R. Gutow* | Michael Hegarty | John P. Kavanaugh | Maryanne L. Roepke | Laurie J. Thomsen | Robert W. Uek* | ||||||||||||||||||||||||||||||||
Massachusetts Investors Trust | Not Applicable | Not Applicable | $9,973 | $10,270 | $10,129 | $11,583 | $9,864 | $10,129 | $9,979 | $10,005 | $10,161 | $10,294 | ||||||||||||||||||||||||||||||||
Retirement Benefits Accrued as Part of Fund Expense | Not Applicable | Not Applicable | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | | | Not Applicable | |
* | Messrs. Butler, Gutow and Uek retired as Trustees of the Fund on December 31, 2016. |
Total cash compensation received by each Trustee from the MFS fund complex for calendar year 2016 is as follows:
Name and Position | ||||||||||||||||||||||||||||||||||||||||||||
Interested Trustees | Independent Trustees | |||||||||||||||||||||||||||||||||||||||||||
Robert J. Manning | Robin A. Stelmach | Steven E. Buller | Robert E. Butler* | Maureen R. Goldfarb | David H. Gunning | William R. Gutow* | Michael Hegarty | John P. Kavanaugh | Maryanne L. Roepke | Laurie J. Thomsen | Robert W. Uek* | |||||||||||||||||||||||||||||||||
Total Trustee Compensation Paid by Fund Complex1 | Not Applicable | Not Applicable | $356,238 | $367,238 | $362,238 | $417,238 | $352,238 | $362,238 | $356,238 | $357,238 | $363,238 | $368,488 |
For the calendar year |
|
|
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Retirement Benefit Deferral Plan — Under a Retirement Benefit Deferral Plan, certain Trustees have deferred benefits from a prior retirement plan. The value of the benefits is periodically readjusted as though the Trustee had invested an equivalent amount in Class A shares of the Fund(s) designated by such Trustee. The value of the deferred benefits will be paid to the Trustees upon retirement or thereafter. The plan does not obligate a Fund to retain the services of any Trustee or pay any particular level of compensation to any Trustee. The plan is not funded and a Fund’s obligation to pay the Trustee’s deferred compensation is a general unsecured obligation.
Lawrence T. Perera retired on December 31, 2008 and has received the following payments in 2009 under the Retirement Benefit Deferral Plan:
| ||
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FUND INFORMATION
This section provides certain information about each Fund, including information about its investment adviser, principal underwriter and administrator, Independent Registered Public Accounting Firm, executive officers and the identity of persons holding more than 5% of the outstanding shares of any class of any Fund.
Investment Adviser, Principal Underwriter and Administrator
Each Fund engages as its investment adviser and administrator MFS, a Delaware corporation with offices at 500 Boylston Street,111 Huntington Avenue, Boston, Massachusetts 02116.02199. Each Fund engages as its principal underwriter MFS Fund Distributors, Inc. (“MFD”), a Delaware corporation with offices at 500 Boylston Street,111 Huntington Avenue, Boston, Massachusetts 02116.02199. MFS and its predecessor organizations have a history of money management dating from 1924. MFS is a majority owned subsidiary of Sun Life of Canada (U.S.) Financial Services Holdings, Inc., which in turn is aan indirect majority-owned subsidiary of Sun Life Financial (U.S.) Holdings, Inc., 500 Boylston Street, Boston, Massachusetts 02116, which in turn is a wholly-owned subsidiary of Sun Life Assurance Company of Canada — U.S. Operations Holdings, Inc., One Sun Life Executive Park, Wellesley Hills, Massachusetts 02481 (“Sun Life U.S. Operations”) (a diversified financial services company). Sun Life U.S. Operations is a wholly-owned subsidiary of Sun Life Financial Corp., 150 King Street West, Toronto, Canada MSH 1J9, which in turn is a wholly-owned subsidiary of Sun Life Financial Inc.
Independent Registered Public Accounting Firm
The Independent Registered Public Accounting Firm and fiscal year end for each Fund are listed in Schedule A.B.
No Independent Registered Public Accounting Firm has a direct or material indirect interest in a Fund.
The Funds do not expect representatives of Ernst & Young LLP or Deloitte & Touche LLP to be present at the Meetings, but they will have the opportunity to make a statement if they wish, and they will be available should any matter arise requiring their presence.
To the extent required by applicable regulations, pre-approval by the Audit Committee of the Board is needed for all audit and permissible non-audit services rendered by the Independent Registered Public Accounting Firm to each FundTrust and all permissible non-audit services rendered by the Independent Registered Public Accounting Firm to MFS and any entity controlling, controlled by or under common control with MFS that provides ongoing services to a FundTrust (including MFS Service Center, Inc.) (each, a “Service Affiliate”) if the services relate directly to the operations and financial reporting of such Fund.Trust. Pre-approval is currently on an engagement-by-engagement basis. In the event pre-approval of such services is necessary between regular meetings of the Audit Committee and it is not practical to wait to seek pre-approval at the next regular meeting of the Audit Committee, pre-approval of such services may be referred to the Chair of the Audit Committee; provided that the Chair may not pre-approve any individual engagement for such services exceeding $50,000 or multiple engagements for such services in the aggregate exceeding $100,000 between such regular meetings of the Audit Committee. Any engagement pre-approved by the Chair between regular meetings of the Audit Committee shall be presented for ratification by the entire Audit Committee at its next regularly scheduled meeting.
Schedule BC attached hereto includes tables that set forth for each Fund (in order of fiscal year end), for each Fund’s two most recent fiscal years, the fees billed by each Fund’s Independent Registered Public Accounting Firm for (a) all audit and non-audit services provided directly to the Fund and (b) those
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non-audit services provided to the Fund’s Service Affiliates that relate directly to the Fund’s operations and financial reporting under the following captions:
(i) | Audit Fees |
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(ii) | Audit-Related Fees |
(iii) | Tax Fees |
(iv) | All Other Fees |
Schedule BC attached hereto also sets forth the aggregate fees billed by each Independent Registered Public Accounting Firm, for each Fund’s two most recent fiscal years, for non-audit services rendered to each Fund and to each Fund’s Service Affiliates. During the periods indicated in the tables attached hereto as Schedule C, no services described above under “Audit- Related Fees,” “Tax Fees” or “All Other Fees” were approved pursuant to thede minimis exception set forth in paragraph (c)(7)(i)(C) of Rule 2-01 of Regulation S-X.
The Audit Committee has considered whether the provision by a Fund’s Independent Registered Public Accounting Firm of non-audit services to the Fund’s Service Affiliates that were not pre-approved by the Audit Committee (because such services did not relate directly to the operations and financial reporting of the Fund) was compatible with maintaining the independence of the Independent Registered Public Accounting Firm as the Fund’s principal auditor.
Executive Officers
The following table provides information as of January 1, 2017 about the current executive officers of each Trust, including their principal occupations, which, unless specific dates are shown, are of more than five years’ duration, although the titles may not have been the same throughout. Each officer will hold office until his or her successor is chosen and qualified, or until he or she retires, resigns or is removed from office.
Name, | Position(s) Held | Officer Since(1) | Principal Occupations During the Past | |||
OFFICERS | ||||||
( | Massachusetts Financial Services Company, |
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(Age 48) | |||||||||
( | Assistant Secretary and Assistant Clerk | September 2012 | Massachusetts Financial Services Company, Vice President and Senior Counsel; Deutsche Investment Management Americas Inc. (financial service provider), Director and Senior Counsel (until 2012) | ||||||
Ethan D. Corey(3) (Age 53) | Assistant Secretary and Assistant Clerk | July 2005 | Massachusetts Financial Services Company, Senior Vice President and Associate General Counsel | ||||||
David L. DiLorenzo(3) (Age 48) | President | July 2005 | Massachusetts Financial Services Company, Senior Vice President | ||||||
Brian E. Langenfeld(3) (Age 43) | Assistant Secretary and Assistant Clerk | June 2006 | Massachusetts Financial Services Company, Vice President and Senior Counsel | ||||||
Susan A. Pereira(3) (Age 46) | Assistant Secretary and Assistant Clerk | July 2005 | Massachusetts Financial Services Company, Vice President and Senior Counsel | ||||||
( | |||||||||
Assistant Treasurer | Massachusetts Financial Services Company, Vice | ||||||||
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Mark N. Polebaum(3) ( | Secretary and Clerk | January 2006 | Massachusetts Financial Services Company, Executive Vice President, General Counsel and Secretary | |||
Matthew A. Stowe(3) (Age 42) | Assistant Secretary and Assistant Clerk | October 2014 | Massachusetts Financial Services Company, Vice President and Assistant General Counsel | |||
Frank L. Tarantino ( | Independent | June 2004 | Tarantino LLC (provider of compliance services), Principal | |||
Richard S. Weitzel(3) ( | Assistant Secretary and Assistant Clerk | October 2007 | Massachusetts Financial Services Company, Senior Vice President and | |||
Martin J. Wolin (Age 49) | Chief Compliance Officer | July 2015 | Massachusetts Financial Services Company, Senior Vice President and Chief Compliance Officer (since | |||
James O. Yost(3) ( | September 1990 | Massachusetts Financial Services Company, Senior Vice President |
(1) | Date first appointed to serve as |
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(2) |
|
(3) | “Interested person” of the Trust within the meaning of the 1940 Act, as a result of position with MFS. The address of MFS is |
Each Fund’s officers held comparable positions with the 105138 funds in the MFS Family of Funds, and with certain affiliates of MFS as of January 1, 2009.date hereof. The address of each officer is c/o MFS, 500 Boylston Street,111 Huntington Avenue, Boston, Massachusetts 02116.02199.
Interests of Certain Persons
Schedule EF attached hereto sets forth, as of SeptemberNovember 30, 2009,2016, to the best knowledge of each Fund, the shareholders who beneficially owned more than 5% of the outstanding shares of each class of such Fund.
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FURTHER INFORMATION ABOUT VOTING AND THE MEETING
Manner of Voting Proxies
All proxies received by management will be voted on all matters presented at the Meeting, and if not limited to the contrary, will be voted FOR the election of RobertSteven E. Butler, Lawrence H. Cohn, M.D.,Buller, John A. Caroselli, Maureen R. Goldfarb, David H. Gunning, William R. Gutow, Michael Hegarty, John P. Kavanaugh, Robert J. Manning, Robert C. Pozen, J. Dale Sherratt,Clarence Otis, Jr., Maryanne L. Roepke, Robin A. Stelmach, and Laurie J. Thomsen and Robert W. Uek as Trustees of the Trust (if still available for election).
All proxies received, including proxies that reflect (i) broker non-votes (i.e., shares held by brokers or nominees as to which (a) instructions have not been received from the beneficial owners or the persons entitled to vote, and (b) the broker or nominee does not have discretionary voting power on a particular matter), (ii) abstentions or (iii) the withholding of authority to vote, will be counted as shares that are present on a particular matter for purposes of determining the presence of a quorum for that matter. Shares representing a majority of a Trust’s voting power entitled to be cast at the Meeting that are present in person or represented by proxy constitutes a quorum. With respect to the election of Trustees, neither abstentions nor withholding authority to vote have any effect on the outcome of the voting.
Each shareholder of a Fund is entitled to one vote for each dollar of net asset value (number of shares of the Fund owned by such shareholder, times net asset value per share) of the Fund that such shareholder owns at the close of business on November 13, 2009,January 6, 2017, on each matter on which the shareholder is entitled to vote. Each fractional dollar amount is entitled to a proportionate fractional vote.
Each Fund will reimburse the record holders of its shares for their expenses incurred in sendingproviding proxy material to and obtaining voting instructions from beneficial owners.
Each Fund knows of no other matters to be brought before the Meeting. If, however, because of any unexpected occurrence, any nominee is not available for election or if any other matters properly come before the Meeting, it is each Fund’s intention that proxies not limited to the contrary will be voted in accordance with the judgment of the persons named in the enclosed form of proxy.proxy materials.
Instructions for Voting Proxies
The giving of a proxy will not affect a shareholder’s right to vote in person should the shareholder decide to attend the Meeting. Please refer to your proxy card or Notice of Internet Availability of Proxy Materials for instructions on voting by telephone or Internet. To record your vote via automated telephone service, call the toll-free number listed on your proxy card or follow the instructions found on the Notice of Internet Availability of Proxy Materials. When receiving your instructions by telephone, the representative may ask you for your full name and address to confirm that you have received the Notice of Internet Availability of Proxy Materials in the mail. If the information you provide matches the information provided to Computershare by the Trust, then a representative can record your instructions over the phone. To use the Internet, please access the Internet address listed on your proxy card and/or Notice of Internet Availability of Proxy Materials and follow the instructions on the website. As the meeting date approaches, you may receive a call from a representative of the Trust, Computershare or its affiliates if the Trust has not yet received your vote. If you wish to participate in the Meeting, but do not wish to give a proxy by telephone or via the Internet, you can request a copy of a full set of proxy materials, which includes a proxy card and/or voting instructions. To vote proxies or submit voting instructions by mail, please mark, sign, date, and return the enclosed proxy card received with the Proxy Statement by following the instructions printed on the card. Please refer to your proxy card, for instructions on voting by telephone or internet.you can attend the Meeting in person.
Submission of Proposals
Each of the Funds is part of a Massachusetts business trust, and as such is not required to hold annual meetings of shareholders. However, the Trustees may from time to time schedule special meetings. Shareholder proposals for inclusion in a Fund’s proxy statement for any subsequent meeting must be received by the applicable Fund a reasonable period of time prior to any such meeting.
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Additional Information
Because all shareholders of Funds that are series of the same Trust will vote together as a single class with respect to the election of Trustees, the Meeting of shareholders of each Fund is called to be held at the same time as the Meeting of shareholders of each of the other Funds. It is anticipated that all Meetings will be held simultaneously.
Each of the MFS Aggressive Growth Allocation Fund the MFS Conservative Allocation Fund, the MFS Growth Allocation Fund, the MFS Moderate Allocation Fund, the MFS International Diversification Fund, the MFS Lifetime Retirement Income Fund, the MFS Lifetime 2010 Fund, the MFS Lifetime 2020 Fund, the MFS Lifetime 2030 Fund and the MFS Lifetime 2040 Fund (collectively, the “MFS Allocation Funds”) ownthat owns shares of certain other MFS Funds (each, an “underlying fund”). Each MFS Allocationanother Fund will vote its shares of each underlying fund (other than the MFS Global Real EstateHigh Yield Pooled Portfolio and the MFS Commodity Strategy Fund) (the “underlying fund”) will vote shares in the same proportion as those underlying fund shareholders unaffiliated with the Funds. Each Fund that owns shares of the MFS Allocation Funds.High Yield Pooled Portfolio and the MFS Commodity Strategy Fund will vote such shares in the same proportion as the shareholders of the other Funds that are series of MFS Series Trust III and MFS Series Trust XV, respectively.
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With regard to a proposal other than the election of Trustees (if any), if any shareholder at the Meeting objects to the holding of simultaneous Meetings and moves for an adjournment of that Meeting to a time promptly after the simultaneous Meetings, the persons named as proxies will vote in favor of such adjournment with respect to such other proposals.
Half of theThe expense of the preparation printing and mailing of the enclosed form of proxy, the Notice and this Proxy Statement and anyrelated materials, including printing and delivery costs, the solicitation of proxies, and the tabulation costs, will be borne on a proportional basis by the Funds. The remaining half of the expenses will be borne by MFS.
Only one copy of thisthe Notice of Internet Availability of Proxy StatementMaterials may be mailed to youa household, even if you hold multiple accounts withinmore than one person in a Fund.household is a Fund shareholder of record, unless the applicable Fund has received contrary instructions from one or more of the shareholders. If you need additional copies of thisthe Notice of Internet Availability of Proxy StatementMaterials and you are thea holder of record of your shares, please call 800-225-2606. If your shares are held in broker street name, please contact Computershare Fundyour financial service firm to obtain additional copies of the Notice of Internet Availability of Proxy Materials. Additional copies of the Notice of Internet Availability of Proxy Materials will be delivered promptly upon request. If in the future you do not want the mailing of notices of internet availability of proxy materials, proxy statements and information statements to be combined with those of other members of your household, or if you have received multiple copies of the Notice of Internet Availability of Proxy Materials and want future mailings to be combined with those of other members of your household, please contact MFS in writing at Massachusetts Financial Services Company, 111 Huntington Avenue, Boston, Massachusetts 02199, or by telephone at 1-866-880-8631.800-225-2606, or contact your financial service firm.
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IT IS IMPORTANT THAT PROXIESYOUR SHARES BE RETURNED PROMPTLYREPRESENTED AT THE MEETING IN PERSON OR BY PROXY
December 7, 2009January 30, 2017
Massachusetts Investors Growth Stock Fund | MFS® | |
Massachusetts Investors Trust | MFS® | |
MFS® Absolute Return Fund | MFS® Lifetime Income Fund | |
MFS® Aggressive Growth Allocation Fund | MFS® Lifetime | |
MFS® Alabama Municipal Bond Fund | MFS® Lifetime | |
MFS® Arkansas Municipal Bond Fund | MFS® | |
MFS® Blended Research Core Equity Fund | MFS® Lifetime 2035 Fund | |
MFS® Blended Research Emerging Markets Equity Fund | MFS® Lifetime 2040 Fund | |
MFS® Blended Research Global Equity Fund | MFS® Lifetime 2045 Fund | |
MFS® Blended Research Growth Equity Fund | MFS® Lifetime 2050 Fund | |
MFS® Blended Research International Equity Fund | MFS® Lifetime 2055 Fund | |
MFS® Blended Research Mid Cap Equity Fund | MFS® Lifetime 2060 Fund | |
MFS® Blended Research Small Cap Equity Fund | MFS® Limited Maturity Fund | |
MFS® Blended Research Value Equity Fund | MFS® Low Volatility Equity Fund | |
MFS® California Municipal Bond Fund | MFS® Low Volatility Global Equity Fund | |
MFS® Commodity Strategy Fund | MFS® Managed Wealth Fund | |
MFS® Conservative Allocation Fund | MFS® Maryland Municipal Bond Fund | |
MFS® Corporate Bond Fund | MFS® Massachusetts Municipal Bond Fund | |
MFS® | MFS® Mid Cap Growth Fund | |
MFS® | MFS® Mid Cap Value Fund | |
MFS® | ||
MFS® Mississippi Municipal Bond Fund | ||
MFS® Emerging Markets Debt Local Currency Fund | MFS® Moderate Allocation Fund | |
MFS® Emerging Markets Equity Fund | MFS® Municipal High Income Fund | |
MFS® Equity Income Fund | MFS® Municipal Income Fund | |
MFS® Equity Opportunities Fund | MFS® Municipal Limited Maturity Fund | |
MFS® | ||
MFS® New Discovery Fund | ||
MFS® Global Bond Fund | MFS® New Discovery Value Fund | |
MFS® Global Equity Fund | MFS® New York Municipal Bond Fund | |
MFS® | MFS® North Carolina Municipal Bond Fund | |
MFS® Global | MFS® Pennsylvania Municipal Bond Fund | |
MFS® | ||
MFS® Research | ||
MFS® Global | MFS® | |
MFS® | MFS® | |
MFS® Global New Discovery Fund | MFS® Strategic Income Fund | |
MFS® Global Total Return Fund | MFS® Technology Fund | |
MFS® Government Securities Fund | MFS® Tennessee Municipal Bond Fund | |
MFS® Growth Allocation Fund | MFS® Total Return Fund | |
MFS® Growth Fund | MFS® | |
MFS® High Income Fund | MFS® | |
MFS® High Yield | MFS® | |
MFS® Inflation-Adjusted Bond Fund | MFS® | |
MFS® Institutional International Equity Fund | MFS® Value Fund | |
MFS® International Diversification Fund | MFS® | |
MFS® International | MFS® West Virginia Municipal Bond Fund | |
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Exhibit 1
MFS Funds Board
Nomination and Compensation Committee Charter
(Adopted (Adopted as of July 20, 2004)
Revised December 14, 2010 (Appendix B)
The Board of Trustees (the “Board”) of each of the Trusts listed in Appendix A hereto, as the same may be periodically updated (each a “Trust” and, collectively, the “Trusts”), has adopted this Charter to govern the activities of the Nomination and Compensation Committee (the “Committee”) of the particular Board on behalf of each series of a Trust and each Trust which is itself a single series (each such series a “Fund” and, collectively, the “Funds”). This Charter applies separately to each Trust and its particular Board and Committee, and shall be interpreted accordingly.
Statement of Purposes and Responsibilities
The Committee is responsible for (i) determining requisite standards or qualifications for nominees to serve as trustees on the Board, (ii) identifying possible candidates to become members of the Board in the event that a trustee position is vacated or created and/or in contemplation of a shareholders’ meeting at which one or more trustees is to be elected, and (iii) considering and evaluating such candidates and recommending trustee nominees for the Board’s approval.
In addition, the Committee is responsible for recommending for approval by the Board the structure and levels of compensation and other related benefits to be paid or provided by the Funds to Board members (“Independent Trustees”) who are not “interested persons” of the Trust, as defined in Section 2(a)(19) of the Investment Company Act of 1940, as amended (the “1940 Act”).
Organization and Governance
The Committee shall be comprised of all of the Independent Trustees on the Board, and shall not include any members who are not Independent Trustees.
One or more members of the Committee may be designated by the Board as the Committee’s chair or co-chair, as the case may be. The Committee may delegate any portion of itits authority or responsibilities to a sub-committee of one or more members.
The Committee will not have regularly scheduled meetings. Committee meetings shall be held as and when the Committee or the Board determines necessary or appropriate in accordance with the Trust’s By-Laws. The Chair of the Trustees, the chair or vice-chair of the Committee or a majority of the members of the Committee are authorized to call a meeting of the Committee and send notice thereof or direct that such notice be sent.
A majority of the members of the Committee shall constitute a quorum for the transaction of business at any meeting of the Committee. The action of a majority of the members of the Committee present at a meeting at which a quorum is present shall be the action of the Committee. The Committee may also take action by written consent of a majority of the Committee members. The Committee may meet by means of a telephone conference circuit or similar communications equipment by means of which all persons participating in the meeting can hear each other.
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Committee Duties and Responsibilities
The duties and responsibilities of the Committee include:
Nomination
1. To determine requisite standards or qualifications for trustees nominees. The Committee currently requires at minimum that trustee candidates have a college degree or equivalent business and related industry experience.
1. | To determine requisite standards or qualifications for trustees nominees. The Committee currently requires at minimum that trustee candidates have a college degree or equivalent business and related industry experience. |
2. To identify potential candidates to become members of the Board in the event that a trustee position is vacated or created and/or in contemplation of a shareholders’ meeting at which one or more trustees is to be elected. The Committee may consider candidates recommended by one or more of the following sources: (i) the Fund’s current Trustees, (ii) the Fund’s officers, (iii) the Fund’s investment adviser(s), (iv) the Fund’s shareholders (see 4. below) and (v) any other source the Committee deems to be appropriate. The Committee may, but is not required to, retain a third party search firm at the Fund’s expense to identify potential candidates.
2. | To identify potential candidates to become members of the Board in the event that a trustee position is vacated or created and/or in contemplation of a shareholders’ meeting at which one or more trustees is to be elected. The Committee may consider candidates recommended by one or more of the following sources: (i) the Fund’s current Trustees,(ii) the Fund’s officers, (iii) the Fund’s investment adviser(s), (iv) the Fund’s shareholders (see 4. below) and (v) any other source the Committee deems to be appropriate. The Committee may, but is not required to, retain a third party search firm at the Fund’s expense to identify potential candidates. |
3. To consider and evaluate candidates identified in 2. above and recommend trustee nominees for the Board’s approval. In considering and evaluating candidates, the Committee may take into account a wide variety of factors, including (but not limited to): (i) availability and commitment of a candidate to attend meetings and perform his or her responsibilities on the Board, (ii) relevant business and related industry experience, (iii) educational background, (iv) financial expertise, (v) experience with corporate governance matters, (vi) an assessment of the candidate’s ability, judgment and expertise, (vii) overall diversity of the Board’s composition, (viii) the percentage of the Board represented by Independent Trustees and whether a candidate would qualify as an Independent Trustee under the 1940 Act, and (ix) such other factors as the Committee deems appropriate.
3. | To consider and evaluate candidates identified in 2. above and recommend trustee nominees for the Board’s approval. In considering and evaluating candidates, the Committee may take into account a wide variety of factors, including (but not limited to): (i) availability and commitment of a candidate to attend meetings and perform his or her responsibilities on the Board, (ii) relevant business and related industry experience, (iii) educational background, (iv) financial expertise, (v) experience with corporate governance matters, (vi) an assessment of the candidate’s ability, judgment and expertise, (vii) overall diversity of the Board’s composition, (viii) the percentage of the Board represented by Independent Trustees and whether a candidate would qualify as an Independent Trustee under the 1940 Act, and (ix) such other factors as the Committee deems appropriate. |
4. To consider and evaluate nominee candidates properly submitted by shareholders on the same basis as it considers and evaluates candidates recommended by other sources. Appendix B to this Charter, as it may be amended from time to time by the Committee, sets forth procedures that must be followed by shareholders to properly submit a nominee candidate to the Committee (recommendations not properly submitted in accordance with Appendix B will not be considered by the Committee).
4. | To consider and evaluate nominee candidates properly submitted by shareholders on the same basis as it considers and evaluates candidates recommended by other sources. Appendix B to this Charter, as it may be amended from time to time by the Committee, sets forth procedures that must be followed by shareholders to properly submit a nominee candidate to the Committee (recommendations not properly submitted in accordance with Appendix B will not be considered by the Committee). |
Compensation
1. To recommend for approval by the Board the structure and levels of compensation and any related benefits to be paid or provided by the Funds to the Independent Trustees for their services on the Board and any Committees of the Board.
2. In formulating the Committee’s recommendations in 1. above, to periodically (and at least annually) review and assess the compensation and any related benefits paid or provided by the Funds to the Independent Trustees based upon facts and circumstances applicable to the Funds, relevant industry practice, the goal of attracting and retaining highly qualified individuals to serve as Independent Trustees and such other factors that the Committee deems appropriate.
General
1. To make such other recommendations and reports to the Board within the scope of the Committee’s functions.
2. To discharge any other duties or responsibilities delegated to the Committee by the Board from time to time.
1. | To recommend for approval by the Board the structure and levels of compensation and any related benefits to be paid or provided by the Funds to the Independent Trustees for their services on the Board and any Committees of the Board. |
45
2. | In formulating the Committee’s recommendations in 1. above, to periodically (and at least annually) review and assess the compensation and any related benefits paid or provided by the Funds to the Independent Trustees based upon facts and circumstances applicable to the Funds, relevant industry practice, the goal of attracting and retaining highly qualified individuals to serve as Independent Trustees and such other factors that the Committee deems appropriate. |
General
1. | To make such other recommendations and reports to the Board within the scope of the Committee’s functions. |
2. | To discharge any other duties or responsibilities delegated to the Committee by the Board from time to time. |
21
Appendix A to Exhibit 1
Trusts Covered by the Charter
(As of OctoberJanuary 1, 2009)2013)
MFS Series Trust I
MFS Series Trust II
MFS Series Trust III
MFS Series Trust IV
MFS Series Trust V
MFS Series Trust VI
MFS Series Trust VII
MFS Series Trust VIII
MFS Series Trust IX
MFS Series Trust X
MFS Series Trust XI
MFS Series Trust XII
MFS Series Trust XIII
MFS Series Trust XIV
MFS Series Trust XV
MFS Municipal Series Trust
MFS Institutional Trust
MFS Growth Opportunities Fund
Massachusetts Investors Growth Stock Fund
Massachusetts Investors Trust
MFS California Insured Municipal Fund
MFS Charter Income Trust
MFS Government Markets Income Trust
MFS High Income Municipal Trust
MFS High Yield Municipal Trust
MFS InterMarket Income Trust I
MFS Intermediate High Income Fund
MFS Intermediate Income Trust
MFS Investment Grade Municipal Trust
MFS Multimarket Income Trust
MFS Municipal Income Trust
MFS Special Value Trust
MFS Series Trust I |
MFS Series Trust II |
MFS Series Trust III |
MFS Series Trust IV |
MFS Series Trust V |
MFS Series Trust VI |
MFS Series Trust VII |
MFS Series Trust VIII |
MFS Series Trust IX |
MFS Series Trust X |
MFS Series Trust XI |
MFS Series Trust XII |
MFS Series Trust XIII |
MFS Series Trust XIV |
MFS Series Trust XV |
MFS Series Trust XVI |
MFS Municipal Series Trust |
MFS Institutional Trust |
Massachusetts Investors Growth Stock Fund |
Massachusetts Investors Trust |
MFS California Municipal Fund |
MFS Charter Income Trust |
MFS Government Markets Income Trust |
MFS High Income Municipal Trust |
MFS High Yield Municipal Trust |
MFS InterMarket Income Trust I |
MFS Intermediate High Income Fund |
MFS Intermediate Income Trust |
MFS Investment Grade Municipal Trust |
MFS Multimarket Income Trust |
MFS Municipal Income Trust |
MFS Special Value Trust |
MFS Variable Insurance Trust |
MFS Variable Insurance Trust II |
MFS Variable Insurance Trust III |
46
Appendix B to Exhibit 1
Procedures for Shareholders to Submit Nominee Candidates
(As of July 20, 2004)December 14, 2010)
A shareholder must follow the following procedures in order to properly submit a recommendation for a trustee nominee for the Committee’s consideration:
1. The shareholder must submit any such recommendation in writing to the applicable Trust(s), to the attention of the Secretary, at the address of the principal executive offices of the Trust(s).
1. | The shareholder must submit any such recommendation in writing to the applicable Trust(s), to the attention of the Secretary, at the address of the principal executive offices of the Trust(s). |
2. The shareholder recommendation must include, with respect to each applicable Trust:
2. | The shareholder recommendation must include, with respect to each applicable Trust: |
(i) a statement in writing setting forth (A) the name, date of birth, business address and residence address of the person recommended by the shareholder (the “candidate”); and (B) whether the recommending shareholder believes that the candidate is or will be an “interested person” of the Trust (as defined in the Investment Company Act of 1940, as amended) and, if not an “interested person,” information regarding the candidate that will be sufficient for the Trust to make such determination and, if applicable, similar information regarding whether the candidate would satisfy the standards for independence of a Board member under listing standards of the New York Stock Exchange or other applicable securities exchange.
(i) | a statement in writing setting forth (A) the name, date of birth, business address and residence address of the person recommended by the shareholder (the “candidate”); and (B) whether the recommending shareholder believes that the candidate is or will be an “interested person” of the Trust (as defined in the Investment Company Act of 1940, as amended) and, if not an “interested person,” information regarding the candidate that will be sufficient for the Trust to make such determination and, if applicable, similar information regarding whether the candidate would satisfy the standards for independence of a Board member under listing standards of the New York Stock Exchange or other applicable securities exchange. |
(ii) the written and manually signed consent of the candidate to be named as a nominee and to serve as a Trustee if elected;
(ii) | the written and manually signed consent of the candidate to be named as a nominee and to serve as a Trustee if elected; |
(iii) the recommending shareholder’s name as it appears on the Trust’s books and the class or series and number of all shares of the Trust owned beneficially and of record by the recommending shareholder (as evidenced to the Committee’s satisfaction by a recent brokerage or account statement); and
(iii) | the recommending shareholder’s name as it appears on the Trust’s books and the class or series and number of all shares of the Trust owned beneficially and of record by the recommending shareholder (as evidenced to the Committee’s satisfaction by a recent brokerage or account statement); and |
(iv) a description of all arrangements or understandings between the recommending shareholder and the candidate and any other person or persons (including their names) pursuant to which the recommendation is being made by the recommending shareholder.
(iv) | a description of all arrangements or understandings between the recommending shareholder and the candidate and any other person or persons (including their names) pursuant to which the recommendation is being made by the recommending shareholder. |
In addition, the Committee will require that the recommendation conform to any requirements in the applicable Trust’s by-laws, and may require the candidate to furnish such other information as it may reasonably require or deem necessary to determine the eligibility of such candidate to serve on the Board and information regarding the candidate that would be required to be disclosed if the candidate were a nominee in a proxy statement or other filing required to be made in connection with solicitation of proxies for election of Trustees.
47
Schedule A
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class A1 | Class B1 | Class R1 | |||||||||||||||||||||
Massachusetts Investors Growth Stock Fund | 140,928,037.093 | 2,983,552.466 | 11,428,606.069 | 29,733,617.199 | N/A* | N/A* | 1,490,386.202 | |||||||||||||||||||||
Massachusetts Investors Trust | 116,540,984.914 | 2,788,643.849 | 11,036,374.157 | 55,932,591.789 | N/A* | N/A* | 296,123.139 | |||||||||||||||||||||
MFS Absolute Return Fund | 286,185.770 | 48,065.487 | 143,646.917 | 69,558.118 | N/A* | N/A* | 5,408.979 | |||||||||||||||||||||
MFS Aggressive Growth Allocation Fund | 37,314,263.273 | 3,390,021.982 | 14,099,994.042 | 4,827,430.886 | N/A* | N/A* | 926,811.193 | |||||||||||||||||||||
MFS Alabama Municipal Bond Fund | 5,524,764.567 | 46,922.577 | N/A* | 280,256.610 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Arkansas Municipal Bond Fund | 15,286,447.896 | 621,592.560 | N/A* | 681,812.530 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Blended Research Core Equity Fund | 12,203,369.627 | 913,018.832 | 3,409,041.309 | 15,125,537.286 | N/A* | N/A* | 609,846.247 | |||||||||||||||||||||
MFS Blended Research Emerging Markets Equity Fund | 114,951.452 | 11,108.901 | 19,373.308 | 59,307.952 | N/A* | N/A* | 5,051.886 | |||||||||||||||||||||
MFS Blended Research Global Equity Fund | 24,705.081 | 5,062.496 | 10,180.520 | 100,786.603 | N/A* | N/A* | 5,062.496 | |||||||||||||||||||||
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class R2 | Class R3 | Class R4 | Class R6 | Class 529A | Class 529B | Class 529C | |||||||||||||||||||||
Massachusetts Investors Growth Stock Fund | 8,281,912.377 | 18,912,213.904 | 30,786,577.378 | 25,158,905.115 | 659,620.789 | 28,762.137 | 244,521.382 | |||||||||||||||||||||
Massachusetts Investors Trust | 5,716,521.176 | 11,314,263.039 | 1,938,844.655 | 4,219,841.284 | 321,941.063 | 18,316.292 | 110,956.819 | |||||||||||||||||||||
MFS Absolute Return Fund | 5,403.199 | 5,538.043 | 5,440.540 | 21,085,600.346 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Aggressive Growth Allocation Fund | 3,787,120.797 | 7,012,698.336 | 3,284,986.617 | N/A* | 5,992,036.974 | 280,895.755 | 1,725,727.198 | |||||||||||||||||||||
MFS Alabama Municipal Bond Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Arkansas Municipal Bond Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Blended Research Core Equity Fund | 1,592,281.786 | 4,553,849.840 | 1,771,805.066 | 8,328,981.343 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Blended Research Emerging Markets Equity Fund | 5,070.686 | 5,086.625 | 5,102.598 | 863,966.182 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Blended Research Global Equity Fund | 5,093.706 | 5,109.397 | 5,125.114 | 266,543.475 | N/A* | N/A* | N/A* | |||||||||||||||||||||
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class A1 | Class B1 | Class R1 | |||||||||||||||||||||
MFS Blended Research Growth Equity Fund | 66,769.272 | 14,838.714 | 6,396.329 | 47,713.547 | N/A* | N/A* | 5,003.006 | |||||||||||||||||||||
MFS Blended Research International Equity Fund | 23,923.577 | 5,967.228 | 5,115.082 | 79,195.204 | N/A* | N/A* | 5,047.412 | |||||||||||||||||||||
MFS Blended Research Mid Cap Equity Fund | 7,104.569 | 5,005.252 | 5,005.252 | 5,022.950 | N/A* | N/A* | 5,005.252 | |||||||||||||||||||||
MFS Blended Research Small Cap Equity Fund | 268,438.997 | 20,040.499 | 18,923.519 | 62,360.341 | N/A* | N/A* | 5,158.546 | |||||||||||||||||||||
MFS Blended Research Value Equity Fund | 77,849.285 | 10,328.111 | 39,143.082 | 38,302.236 | N/A* | N/A* | 5,033.209 | |||||||||||||||||||||
MFS California Municipal Bond Fund | 43,219,420.805 | 480,784.888 | 5,849,588.730 | 3,223,116.974 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Commodity Strategy Fund | 8,206.250 | N/A* | N/A* | 8,245.534 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Conservative Allocation Fund | 92,954,287.695 | 9,708,529.381 | 47,480,705.075 | 15,761,900.331 | N/A* | N/A* | 1,074,391.402 | |||||||||||||||||||||
MFS Corporate Bond Fund | 124,264,046.403 | 4,764,012.487 | 18,606,234.762 | 86,677,897.141 | N/A* | N/A* | 497,576.846 |
Schedule A-1
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class R2 | Class R3 | Class R4 | Class R6 | Class 529A | Class 529B | Class 529C | |||||||||||||||||||||
MFS Blended Research Growth Equity Fund | 5,010.395 | 5,020.971 | 5,036.400 | 10,123,465.560 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Blended Research International Equity Fund | 5,057.094 | 5,058.891 | 5,089.238 | 17,023,344.008 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Blended Research Mid Cap Equity Fund | 5,014.115 | 5,018.506 | 5,022.950 | 16,638,089.064 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Blended Research Small Cap Equity Fund | 5,026.457 | 5,033.421 | 5,048.051 | 3,626,378.624 | 15,290.674 | 4,689.540 | 4,716.594 | |||||||||||||||||||||
MFS Blended Research Value Equity Fund | 5,052.971 | 5,068.034 | 5,083.156 | 9,190,446.594 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS California Municipal Bond Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Commodity Strategy Fund | N/A* | N/A* | N/A* | 94,900,728.619 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Conservative Allocation Fund | 6,495,386.459 | 10,315,346.826 | 8,515,051.476 | N/A* | 6,658,186.638 | 439,805.812 | 3,022,365.136 | |||||||||||||||||||||
MFS Corporate Bond Fund | 3,997,547.133 | 4,602,963.036 | 11,453,961.663 | 3,869,054.539 | N/A* | N/A* | N/A* | |||||||||||||||||||||
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class A1 | Class B1 | Class R1 | |||||||||||||||||||||
MFS Core Equity Fund | 34,871,372.420 | 1,176,702.869 | 3,750,188.907 | 3,418,675.259 | N/A* | N/A* | 124,892.357 | |||||||||||||||||||||
MFS Diversified Income Fund | 130,279,204.004 | N/A* | 85,904,522.768 | 87,483,506.609 | N/A* | N/A* | 99,734.175 | |||||||||||||||||||||
MFS Emerging Markets Debt Fund | 34,690,180.567 | 2,041,525.426 | 13,747,986.947 | 272,254,304.654 | N/A* | N/A* | 62,578.182 | |||||||||||||||||||||
MFS Emerging Markets Debt Local Currency Fund | 394,327.307 | 29,734.889 | 72,150.715 | 201,118.288 | N/A* | N/A* | 8,181.631 | |||||||||||||||||||||
MFS Emerging Markets Equity Fund | 3,994,642.943 | 225,233.135 | 835,739.950 | 857,369.633 | N/A* | N/A* | 16,980.649 | |||||||||||||||||||||
MFS Equity Income Fund | 9,099,924.491 | 295,639.385 | 1,503,451.970 | 1,259,086.468 | N/A* | N/A* | 5,443.827 | |||||||||||||||||||||
MFS Equity Opportunities Fund | 6,857,757.035 | 465,242.555 | 3,531,525.850 | 3,832,201.359 | N/A* | N/A* | 8,370.483 | |||||||||||||||||||||
MFS Georgia Municipal Bond Fund | 5,600,632.750 | 110,912.149 | N/A* | 538,319.904 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Global Bond Fund | 1,375,550.413 | 124,772.467 | 251,791.003 | 416,439.854 | N/A* | N/A* | 8,194.432 | |||||||||||||||||||||
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class R2 | Class R3 | Class R4 | Class R6 | Class 529A | Class 529B | Class 529C | |||||||||||||||||||||
MFS Core Equity Fund | 581,750.512 | 2,705,449.305 | 726,255.195 | 10,590,830.127 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Diversified Income Fund | 344,337.067 | 1,575,583.642 | 492,570.166 | 1,220,727.367 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Emerging Markets Debt Fund | 1,681,441.229 | 3,355,129.247 | 4,502,391.166 | 54,654,373.120 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Emerging Markets Debt Local Currency Fund | 7,892.203 | 43,807.823 | 7,946.375 | 46,015,634.948 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Emerging Markets Equity Fund | 170,323.997 | 60,406.553 | 160,510.628 | 24,693,843.741 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Equity Income Fund | 6,266.858 | 8,641.204 | 4,053.507 | 105,615.137 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Equity Opportunities Fund | 57,020.153 | 54,334.866 | 222,468.452 | 346,299.798 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Georgia Municipal Bond Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Global Bond Fund | 8,131.274 | 9,673.818 | 6,044.087 | 72,445,586.665 | N/A* | N/A* | N/A* | |||||||||||||||||||||
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class A1 | Class B1 | Class R1 | |||||||||||||||||||||
MFS Global Equity Fund | 18,311,173.057 | 764,110.125 | 4,857,032.378 | 23,805,307.024 | N/A* | N/A* | 86,802.605 | |||||||||||||||||||||
MFS Global Growth Fund | 5,247,362.067 | 159,959.770 | 450,441.586 | 746,815.908 | N/A* | N/A* | 27,360.573 | |||||||||||||||||||||
MFS Global Multi-Asset Fund | 567,701.388 | 73,495.677 | 160,057.891 | 1,509,586.546 | N/A* | N/A* | 7,763.596 | |||||||||||||||||||||
MFS Global Real Estate Fund | 1,508,109.665 | 126,217.265 | 346,877.812 | 3,650,901.731 | N/A* | N/A* | 8,197.995 | |||||||||||||||||||||
MFS Global Alternative Strategy Fund | 10,136,962.495 | 768,002.433 | 3,977,774.654 | 27,767,166.754 | N/A* | N/A* | 34,608.395 | |||||||||||||||||||||
MFS Global High Yield Fund | 37,769,462.163 | 2,436,554.183 | 10,723,079.535 | 14,786,001.024 | N/A* | N/A* | 16,527.386 | |||||||||||||||||||||
MFS Global New Discovery Fund | 679,195.051 | 78,066.329 | 318,888.006 | 399,303.156 | N/A* | N/A* | 4,026.023 | |||||||||||||||||||||
MFS Global Total Return Fund | 48,208,037.786 | 3,184,888.156 | 21,246,046.279 | 31,453,405.783 | N/A* | N/A* | 172,066.179 | |||||||||||||||||||||
MFS Government Securities Fund | 70,612,152.808 | 1,943,822.525 | 4,481,034.161 | 5,079,869.470 | N/A* | N/A* | 326,897.615 |
Schedule A-2
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class R2 | Class R3 | Class R4 | Class R6 | Class 529A | Class 529B | Class 529C | |||||||||||||||||||||
MFS Global Equity Fund | 1,366,191.778 | 2,767,919.535 | 3,235,979.345 | 15,986,731.817 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Global Growth Fund | 86,160.840 | 121,574.256 | 16,147.752 | 239,405.166 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Global Multi-Asset Fund | 6,451.027 | 146,444.974 | 5,792.865 | 73,910.442 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Global Real Estate Fund | 33,644.051 | 22,479.284 | 94,777.265 | 30,521,764.822 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Global Alternative Strategy Fund | 140,751.721 | 94,924.741 | 26,988.297 | 582,983.330 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Global High Yield Fund | 33,789.990 | 1,446,453.308 | 1,120,484.974 | 687,685.115 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Global New Discovery Fund | 6,072.351 | 5,290.239 | 3,352.875 | 145,925.725 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Global Total Return Fund | 1,356,789.033 | 1,071,514.781 | 243,298.827 | 12,510,929.695 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Government Securities Fund | 11,649,202.713 | 9,846,153.367 | 6,753,607.721 | 105,024,616.025 | N/A* | N/A* | N/A* | |||||||||||||||||||||
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class A1 | Class B1 | Class R1 | |||||||||||||||||||||
MFS Growth Allocation Fund | 149,722,676.667 | 13,217,038.702 | 53,216,943.602 | 6,373,234.710 | N/A* | N/A* | 1,986,226.823 | |||||||||||||||||||||
MFS Growth Fund | 60,247,812.722 | 2,136,100.953 | 9,820,534.752 | 56,937,789.943 | N/A* | N/A* | 212,406.939 | |||||||||||||||||||||
MFS High Income Fund | 150,878,881.429 | 6,351,127.929 | 19,256,553.934 | 34,935,077.629 | N/A* | N/A* | 329,934.383 | |||||||||||||||||||||
MFS Inflation-Adjusted Bond Fund | 4,761,888.692 | 971,765.836 | 1,141,768.658 | 1,645,994.083 | N/A* | N/A* | 31,158.732 | |||||||||||||||||||||
MFS International Diversification Fund | 145,626,969.071 | 2,051,151.805 | 28,609,580.423 | 126,196,977.062 | N/A* | N/A* | 499,076.234 | |||||||||||||||||||||
MFS International Growth Fund | 18,089,417.765 | 305,129.361 | 1,506,983.430 | 40,682,856.699 | N/A* | N/A* | 88,347.405 | |||||||||||||||||||||
MFS International New Discovery Fund | 44,186,881.939 | 569,174.965 | 5,731,813.139 | 59,025,128.428 | N/A* | N/A* | 125,612.781 | |||||||||||||||||||||
MFS International Value Fund | 160,853,172.705 | 1,468,300.500 | 21,802,371.924 | 314,944,426.709 | N/A* | N/A* | 377,813.786 | |||||||||||||||||||||
MFS Lifetime Income Fund | 10,001,020.540 | 1,376,783.579 | 12,574,775.205 | 2,446,089.306 | N/A* | N/A* | 359,785.073 | |||||||||||||||||||||
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class R2 | Class R3 | Class R4 | Class R6 | Class 529A | Class 529B | Class 529C | |||||||||||||||||||||
MFS Growth Allocation Fund | 10,175,557.074 | 12,883,121.494 | 12,203,042.811 | N/A* | 10,617,178.392 | 653,259.096 | 3,878,608.447 | |||||||||||||||||||||
MFS Growth Fund | 2,529,270.856 | 7,602,928.373 | 9,619,276.987 | 34,513,282.138 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS High Income Fund | 4,524,976.751 | 1,966,250.789 | 115,318.470 | 232,494,515.649 | 1,260,133.620 | 103,770.587 | 394,814.487 | |||||||||||||||||||||
MFS Inflation-Adjusted Bond Fund | 140,140.324 | 216,586.735 | 64,907.537 | 109,170,280.553 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS International Diversification Fund | 4,122,795.595 | 16,551,852.452 | 42,943,081.306 | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS International Growth Fund | 783,060.677 | 952,809.909 | 4,311,042.504 | 82,411,544.515 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS International New Discovery Fund | 1,877,495.701 | 5,435,742.951 | 10,817,285.330 | 41,234,583.381 | 221,911.704 | 11,329.797 | 71,628.006 | |||||||||||||||||||||
MFS International Value Fund | 11,242,881.831 | 34,974,873.479 | 31,037,279.787 | 105,921,812.859 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Lifetime Income Fund | 2,539,940.748 | 3,805,847.312 | 10,555,430.471 | 96,497.646 | 7,100,759.910 | 498,881.863 | 3,202,853.959 | |||||||||||||||||||||
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class A1 | Class B1 | Class R1 | |||||||||||||||||||||
MFS Lifetime 2020 Fund | 3,933,005.033 | 463,950.174 | 1,419,967.342 | 116,341.737 | N/A* | N/A* | 298,126.574 | |||||||||||||||||||||
MFS Lifetime 2025 Fund | 1,136,773.966 | 112,297.038 | 257,547.540 | 10,324.265 | N/A* | N/A* | 20,441.514 | |||||||||||||||||||||
MFS Lifetime 2030 Fund | 3,722,516.050 | 619,492.793 | 1,150,324.221 | 109,161.405 | N/A* | N/A* | 374,394.361 | |||||||||||||||||||||
MFS Lifetime 2035 Fund | 710,999.627 | 101,617.176 | 151,500.516 | 8,261.503 | N/A* | N/A* | 39,611.253 | |||||||||||||||||||||
MFS Lifetime 2040 Fund | 2,280,819.815 | 331,705.911 | 750,392.342 | 77,097.666 | N/A* | N/A* | 300,633.400 | |||||||||||||||||||||
MFS Lifetime 2045 Fund | 434,780.982 | 52,807.513 | 115,028.582 | 8,618.467 | N/A* | N/A* | 18,741.562 | |||||||||||||||||||||
MFS Lifetime 2050 Fund | 639,273.104 | 58,763.870 | 145,497.174 | 22,260.206 | N/A* | N/A* | 26,365.823 | |||||||||||||||||||||
MFS Lifetime 2055 Fund | 219,123.267 | 25,832.882 | 98,405.293 | 5,503.869 | N/A* | N/A* | 28,358.294 | |||||||||||||||||||||
MFS Lifetime 2060 Fund | 5,053.378 | 5,050.615 | 5,050.615 | 5,054.284 | N/A* | N/A* | 5,050.615 |
Schedule A-3
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class R2 | Class R3 | Class R4 | Class R6 | Class 529A | Class 529B | Class 529C | |||||||||||||||||||||
MFS Lifetime 2020 Fund | 5,910,681.466 | 5,244,224.209 | 14,790,151.402 | 364,450.123 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Lifetime 2025 Fund | 1,622,142.919 | 2,756,227.684 | 10,405,724.125 | 440,685.765 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Lifetime 2030 Fund | 7,170,401.986 | 6,983,736.592 | 15,785,665.199 | 777,927.060 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Lifetime 2035 Fund | 1,046,859.675 | 2,292,363.683 | 8,386,326.249 | 370,189.913 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Lifetime 2040 Fund | 5,109,769.877 | 3,860,394.691 | 13,637,831.707 | 714,821.209 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Lifetime 2045 Fund | 646,829.662 | 1,456,648.527 | 5,791,162.359 | 164,826.668 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Lifetime 2050 Fund | 1,817,077.320 | 1,394,956.902 | 5,211,141.638 | 148,137.066 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Lifetime 2055 Fund | 349,320.118 | 568,848.803 | 1,330,785.812 | 94,003.801 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Lifetime 2060 Fund | 5,052.420 | 5,053.378 | 5,054.284 | 50,543.143 | N/A* | N/A* | N/A* | |||||||||||||||||||||
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class A1 | Class B1 | Class R1 | |||||||||||||||||||||
MFS Limited Maturity Fund | 83,347,858.827 | 1,028,079.300 | 17,833,390.810 | 39,687,902.354 | N/A* | N/A* | 59,042.733 | |||||||||||||||||||||
MFS Low Volatility Equity Fund | 2,616,898.623 | 144,375.723 | 824,298.563 | 1,091,449.509 | N/A* | N/A* | 4,555.600 | |||||||||||||||||||||
MFS Low Volatility Global Equity Fund | 644,380.053 | 24,918.121 | 146,107.915 | 2,047,793.556 | N/A* | N/A* | 4,703.949 | |||||||||||||||||||||
MFS Managed Wealth Fund | 638,930.089 | 7,079.669 | 355,823.799 | 4,578,277.422 | N/A* | N/A* | 5,186.669 | |||||||||||||||||||||
MFS Maryland Municipal Bond Fund | 7,863,019.703 | 163,559.863 | N/A* | 198,526.421 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Massachusetts Municipal Bond Fund | 19,322,034.742 | 251,459.387 | N/A* | 1,441,044.589 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Mid Cap Growth Fund | 32,755,978.773 | 1,349,404.343 | 4,555,421.851 | 11,137,903.054 | N/A* | N/A* | 162,227.809 | |||||||||||||||||||||
MFS Mid Cap Value Fund | 51,298,289.644 | 1,036,661.159 | 7,949,469.578 | 43,178,482.092 | N/A* | N/A* | 619,792.289 | |||||||||||||||||||||
MFS Mississippi Municipal Bond Fund | 8,884,508.976 | 132,372.874 | N/A* | 329,744.743 | N/A* | N/A* | N/A* | |||||||||||||||||||||
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class R2 | Class R3 | Class R4 | Class R6 | Class 529A | Class 529B | Class 529C | |||||||||||||||||||||
MFS Limited Maturity Fund | 591,427.276 | 446,987.779 | 1,150,473.709 | 86,837,565.968 | 13,178,023.219 | 565,838.020 | 6,902,385.855 | |||||||||||||||||||||
MFS Low Volatility Equity Fund | 4,211.529 | 4,223.084 | 4,238.221 | 112,545.344 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Low Volatility Global Equity Fund | 6,202.101 | 4,741.808 | 4,763.497 | 4,058,213.613 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Managed Wealth Fund | 5,169.173 | 5,165.923 | 5,178.249 | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Maryland Municipal Bond Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Massachusetts Municipal Bond Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Mid Cap Growth Fund | 420,027.414 | 1,450,748.582 | 979,473.226 | 87,144,283.611 | 289,160.371 | 15,172.317 | 147,059.635 | |||||||||||||||||||||
MFS Mid Cap Value Fund | 7,170,745.876 | 18,476,897.924 | 25,525,066.398 | 117,829,694.962 | 283,607.782 | 13,241.934 | 97,257.172 | |||||||||||||||||||||
MFS Mississippi Municipal Bond Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class A1 | Class B1 | Class R1 | |||||||||||||||||||||
MFS Moderate Allocation Fund | 189,102,021.080 | 18,536,841.980 | 77,032,129.037 | 9,579,076.316 | N/A* | N/A* | 2,036,420.310 | |||||||||||||||||||||
MFS Municipal High Income Fund | 221,825,118.277 | 3,315,044.655 | 35,625,478.622 | 197,453,565.068 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Municipal Income Fund | 150,915,702.756 | 2,894,698.753 | 21,596,847.912 | 70,640,740.827 | 59,753,230.539 | 21,455.995 | N/A* | |||||||||||||||||||||
MFS Municipal Limited Maturity Fund | 88,523,319.924 | 201,746.884 | 16,695,811.889 | 98,268,036.863 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS New Discovery Fund | 15,980,544.497 | 990,116.484 | 3,940,344.398 | 4,535,057.610 | N/A* | N/A* | 244,173.201 | |||||||||||||||||||||
MFS New Discovery Value Fund | 11,606,926.184 | 349,544.712 | 4,150,408.964 | 11,711,041.206 | N/A* | N/A* | 19,917.120 | |||||||||||||||||||||
MFS New York Municipal Bond Fund | 11,462,301.153 | 499,324.914 | 2,372,685.493 | 4,712,227.471 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS North Carolina Municipal Bond Fund | 23,095,034.366 | 302,386.185 | 5,051,125.550 | 3,039,999.159 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Pennsylvania Municipal Bond Fund | 10,334,335.983 | 497,295.815 | N/A* | 1,229,236.263 | N/A* | N/A* | N/A* |
Schedule A-4
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class R2 | Class R3 | Class R4 | Class R6 | Class 529A | Class 529B | Class 529C | |||||||||||||||||||||
MFS Moderate Allocation Fund | 12,284,983.498 | 20,805,608.489 | 15,356,825.497 | N/A* | 12,249,361.034 | 933,310.442 | 4,771,170.182 | |||||||||||||||||||||
MFS Municipal High Income Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Municipal Income Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Municipal Limited Maturity Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS New Discovery Fund | 1,436,419.212 | 2,211,753.730 | 3,108,326.268 | 11,706,140.099 | 226,558.649 | 14,867.846 | 70,393.366 | |||||||||||||||||||||
MFS New Discovery Value Fund | 78,962.884 | 701,435.411 | 106,560.573 | 19,949,643.102 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS New York Municipal Bond Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS North Carolina Municipal Bond Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Pennsylvania Municipal Bond Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class A1 | Class B1 | Class R1 | |||||||||||||||||||||
MFS Research Fund | 62,112,796.555 | 677,976.740 | 3,907,393.689 | 24,111,359.025 | N/A* | N/A* | 125,638.678 | |||||||||||||||||||||
MFS Research International Fund | 56,648,354.203 | 455,905.159 | 3,769,945.142 | 137,214,822.893 | N/A* | N/A* | 143,670.266 | |||||||||||||||||||||
MFS South Carolina Municipal Bond Fund | 14,314,562.629 | 334,038.791 | N/A* | 998,884.535 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Strategic Income Fund | 31,875,151.549 | 3,519,012.253 | 5,741,532.595 | 5,701,305.401 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Technology Fund | 11,734,517.965 | 1,083,043.882 | 3,162,920.464 | 3,266,672.326 | N/A* | N/A* | 117,510.637 | |||||||||||||||||||||
MFS Tennessee Municipal Bond Fund | 9,662,480.598 | 130,568.252 | N/A* | 970,977.097 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Total Return Fund | 260,855,981.707 | 11,057,682.290 | 60,437,563.246 | 23,459,964.003 | N/A* | N/A* | 744,851.808 | |||||||||||||||||||||
MFS Total Return Bond Fund | 170,034,340.690 | 2,510,015.744 | 13,775,273.455 | 96,698,322.147 | N/A* | N/A* | 270,835.959 | |||||||||||||||||||||
MFS U.S. Government Cash Reserve Fund | 132,147,085.387 | 23,564,448.018 | 48,670,758.775 | N/A* | N/A* | N/A* | 11,810,888.835 | |||||||||||||||||||||
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class R2 | Class R3 | Class R4 | Class R6 | Class 529A | Class 529B | Class 529C | |||||||||||||||||||||
MFS Research Fund | 730,665.582 | 1,321,146.240 | 1,321,885.115 | 35,205,625.456 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Research International Fund | 9,691,109.205 | 6,910,192.842 | 7,250,205.155 | 185,753,378.636 | 591,766.150 | 27,345.350 | 230,659.749 | |||||||||||||||||||||
MFS South Carolina Municipal Bond Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Strategic Income Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Technology Fund | 671,883.589 | 959,161.334 | 338,172.005 | 1,953,560.038 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Tennessee Municipal Bond Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Total Return Fund | 11,306,895.856 | 16,559,416.253 | 16,341,163.306 | 11,325,518.684 | 1,204,688.240 | 89,018.138 | 593,154.411 | |||||||||||||||||||||
MFS Total Return Bond Fund | 4,637,748.092 | 8,534,414.747 | 12,125,836.868 | 130,441,322.844 | 688,317.682 | 28,737.010 | 352,799.992 | |||||||||||||||||||||
MFS U.S. Government Cash Reserve Fund | 51,119,575.339 | 34,030,990.290 | 3,129,208.684 | N/A* | 13,157,676.163 | 372,714.835 | 6,997,984.270 | |||||||||||||||||||||
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class A | Class B | Class C | Class I | Class A1 | Class B1 | Class R1 | |||||||||||||||||||||
MFS Utilities Fund | 126,601,421.743 | 9,943,850.051 | 38,824,834.058 | 27,008,975.070 | N/A* | N/A* | 511,114.583 | |||||||||||||||||||||
MFS Value Fund | 237,657,396.881 | 4,135,245.356 | 42,746,474.598 | 500,177,275.709 | N/A* | N/A* | 805,930.202 | |||||||||||||||||||||
MFS Virginia Municipal Bond Fund | 21,797,367.889 | 105,669.739 | 2,379,262.214 | 2,492,782.075 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS West Virginia Municipal Bond Fund | 10,163,361.368 | 82,029.226 | N/A* | 451,948.475 | N/A* | N/A* | N/A* |
Schedule A-5
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | Class R2 | Class R3 | Class R4 | Class R6 | Class 529A | Class 529B | Class 529C | |||||||||||||||||||||
MFS Utilities Fund | 4,787,611.520 | 6,102,700.578 | 4,671,473.575 | 4,398,248.955 | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS Value Fund | 16,856,461.092 | 53,564,290.988 | 86,259,788.400 | 187,692,608.442 | 565,264.906 | 23,127.560 | 158,874.320 | |||||||||||||||||||||
MFS Virginia Municipal Bond Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
MFS West Virginia Municipal Bond Fund | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | N/A* | |||||||||||||||||||||
Shares Outstanding | ||||||||||||||||||||||||||||
Fund Name | ||||||||||||||||||||||||||||
MFS High Yield Pooled Portfolio | 153,346,783.648 | |||||||||||||||||||||||||||
MFS Institutional International Equity Fund | 383,093,798.404 | |||||||||||||||||||||||||||
MFS U.S. Government Money Market Fund | 362,431,510.699 |
Schedule A-6
Schedule B
Fund Name | Independent Registered Public Accounting Firm | Fiscal Year End | ||
Massachusetts Investors Growth Stock Fund | Ernst & Young LLP (“E&Y”) | November 30 | ||
Massachusetts Investors Trust | Deloitte & Touch LLP (“D&T”) | December 31 | ||
MFS Absolute Return Fund | D&T | May 31 | ||
MFS Aggressive Growth Allocation Fund | E&Y | May 31 | ||
MFS Alabama Municipal Bond Fund | D&T | March 31 | ||
MFS Arkansas Municipal Bond Fund | D&T | March 31 | ||
MFS Blended Research Core Equity Fund | D&T | September 30 | ||
MFS | E&Y | August 31 | ||
MFS Blended Research Global Equity Fund | E&Y | August 31 | ||
MFS Blended Research Growth Equity Fund | D&T | |||
MFS Blended Research International Equity Fund | E&Y | August 31 | ||
MFS Blended Research Mid Cap Equity Fund | D&T | May 31 | ||
MFS Blended Research Small Cap Equity Fund | D&T | May 31 | ||
MFS Blended Research Value Equity Fund | D&T | May 31 | ||
MFS California Municipal Bond Fund | D&T | March 31 | ||
MFS | D&T | |||
MFS Conservative Allocation Fund | E&Y | May 31 | ||
MFS | ||||
MFS Core | E&Y | August 31 | ||
MFS Diversified Income Fund | E&Y | February | ||
MFS Emerging Markets Debt Fund | E&Y | July 31 | ||
MFS Emerging Markets Debt Local Currency Fund | E&Y | October 31 | ||
MFS Emerging Markets Equity Fund | E&Y | May 31 | ||
MFS | ||||
MFS Equity Opportunities Fund | E&Y | October 31 | ||
MFS Georgia Municipal Bond Fund | D&T | March 31 | ||
MFS Global Bond Fund | E&Y | November 30 | ||
MFS Global Equity Fund | E&Y | October 31 | ||
MFS Global Growth Fund | D&T | October 31 | ||
MFS Global | E&Y | |||
MFS Global Real Estate Fund | E&Y | August 31 | ||
MFS Global Alternative Strategy Fund | D&T | October 31 | ||
MFS Global High Yield Fund | D&T | January 31 | ||
MFS Global New Discovery Fund | E&Y | August 31 | ||
MFS Global Total Return Fund | E&Y | October 31 | ||
MFS Government | ||||
D&T | February | |||
MFS Growth Allocation Fund | E&Y | May 31 | ||
MFS Growth Fund | D&T | November 30 | ||
MFS High Income Fund | D&T | January 31 | ||
MFS High Yield | D&T | January 31 | ||
MFS Inflation-Adjusted Bond Fund | D&T | October 31 | ||
MFS Institutional International Equity Fund | D&T | June 30 | ||
MFS International Diversification Fund | D&T | May 31 | ||
MFS International Growth Fund | E&Y | May 31 | ||
MFS International New Discovery Fund | E&Y | September 30 | ||
MFS International Value Fund | E&Y | May 31 | ||
MFS Lifetime | ||||
E&Y | April 30 | |||
MFS Lifetime 2020 Fund | E&Y | April 30 | ||
MFS Lifetime 2025 Fund | E&Y | April 30 | ||
MFS Lifetime 2030 Fund | E&Y | April 30 |
Schedule B-1
Fund Name | Independent Registered Public Accounting Firm | Fiscal Year End | ||
MFS Lifetime 2035 Fund | E&Y | April 30 | ||
MFS Lifetime 2040 Fund | E&Y | April 30 | ||
MFS Lifetime 2045 Fund | E&Y | April 30 | ||
MFS Lifetime 2050 Fund | E&Y | April 30 | ||
MFS Lifetime 2055 Fund | E&Y | April 30 | ||
MFS Lifetime 2060 Fund | E&Y | April 30 | ||
MFS Limited Maturity Fund | D&T | April 30 | ||
MFS Low Volatility Equity Fund | E&Y | August 31 | ||
MFS Low Volatility Global Equity Fund | D&T | August 31 | ||
MFS Managed Wealth Fund | E&Y | May 31 | ||
MFS Maryland Municipal Bond Fund | D&T | March 31 | ||
MFS Massachusetts Municipal Bond Fund | D&T | March 31 | ||
MFS Mid Cap Growth Fund | D&T | August 31 | ||
MFS Mid Cap Value Fund | E&Y | September 30 | ||
MFS Mississippi Municipal Bond Fund | D&T | March 31 |
Schedule A-1
MFS Moderate Allocation Fund | E&Y | May | ||
MFS Municipal High Income Fund | E&Y | January 31 | ||
MFS Municipal Income Fund | D&T | March 31 | ||
MFS Municipal Limited Maturity Fund | D&T | April 30 | ||
MFS New Discovery Fund | E&Y | August 31 | ||
MFS New Discovery Value Fund | E&Y | February 28 | ||
MFS New York Municipal Income Fund | D&T | March 31 | ||
MFS North Carolina Municipal Income Fund | D&T | March 31 | ||
MFS Pennsylvania Municipal Bond Fund | D&T | March 31 | ||
MFS Research | ||||
D&T | September 30 | |||
MFS Research International Fund | E&Y | August | ||
MFS South Carolina Municipal Bond Fund | D&T | March 31 | ||
MFS Strategic Income Fund | E&Y | October 31 | ||
MFS Technology Fund | E&Y | August 31 | ||
MFS Tennessee Municipal Bond Fund | D&T | March 31 | ||
MFS Total Return Fund | D&T | September 30 | ||
MFS Total Return Bond Fund | D&T | April 30 | ||
MFS U.S. Government Cash Reserve Fund | D&T | August 31 | ||
MFS U.S. Government Money Market Fund | D&T | August 31 | ||
MFS Utilities Fund | E&Y | October 31 | ||
MFS Value Fund | E&Y | August 31 | ||
MFS Virginia Municipal Bond Fund | D&T | March 31 | ||
MFS West Virginia Municipal Bond Fund | D&T | March 31 |
Schedule A-2
Schedule BC
Independent Registered Public Accounting Firm Fees
Fees billed by Ernst & Young LLP and Deloitte & Touche LLP in each of the last two fiscal years for services rendered to the Fundsfunds are shown below. Schedule AB identifies the independent registered public accounting firm for each Fund.fund.
September 30, 2009 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust V: | ||||||||
MFS International New Discovery Fund | $41,695 | $0 | $8,021 | $0 | ||||
MFS Research Fund | $38,192 | $0 | $5,869 | $1,068 | ||||
MFS Total Return Fund | $57,077 | $0 | $8,121 | $1,068 | ||||
MFS Series Trust XI: | ||||||||
MFS Blended Research Core Equity Fund | $38,230 | $0 | $6,940 | $1,068 | ||||
MFS Mid Cap Value Fund | $24,566 | $0 | $4,901 | $0 | ||||
September 30, 2008 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust V: | ||||||||
MFS International New Discovery Fund | $40,893 | $0 | $8,521 | $0 | ||||
MFS Research Fund | $44,337 | $0 | $5,683 | $1,207 | ||||
MFS Total Return Fund | $52,362 | $0 | $7,864 | $1,207 | ||||
MFS Series Trust XI: | ||||||||
MFS Blended Research Core Equity Fund | $36,230 | $0 | $6,719 | $1,207 | ||||
MFS Mid Cap Value Fund | $24,100 | $0 | $5,401 | $0 | ||||
August 31, 2009 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust I: | ||||||||
MFS Cash Reserve Fund | $28,006 | $0 | $2,828 | $1,068 | ||||
MFS Core Equity Fund | $39,188 | $0 | $7,631 | $0 | ||||
MFS Core Growth Fund | $39,757 | $0 | $7,631 | $0 | ||||
MFS New Discovery Fund | $39,188 | $0 | $7,631 | $0 | ||||
MFS Research International Fund | $42,254 | $0 | $8,021 | $0 | ||||
MFS Technology Fund | $39,188 | $0 | $7,631 | $0 | ||||
MFS Value Fund | $39,757 | $0 | $7,631 | $0 | ||||
MFS Series Trust IV: | ||||||||
MFS Government Money Market Fund | $22,915 | $0 | $3,335 | $1,068 | ||||
MFS Mid Cap Growth Fund | $39,120 | $0 | $5,869 | $1,068 | ||||
MFS Money Market Fund | $27,801 | $0 | $3,336 | $1,068 |
December 31, 2015 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||
Stand-Alone Funds: | ||||||||||||||||
Massachusetts Investors Trust | 47,464 | 0 | 6,727 | 1,345 | ||||||||||||
December 31, 2014 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||
Stand-Alone Funds: | ||||||||||||||||
Massachusetts Investors Trust | 46,684 | 0 | 6,615 | 1,527 | ||||||||||||
November 30, 2015 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||
MFS Series Trust II: | ||||||||||||||||
MFS Growth Fund | 52,098 | 0 | 6,727 | 2,060 | ||||||||||||
MFS Series Trust X | ||||||||||||||||
MFS Global Bond Fund | 52,510 | 0 | 9,936 | 1,034 | ||||||||||||
Stand-Alone Funds: | ||||||||||||||||
Massachusetts Investors Growth Stock Fund | 51,390 | 0 | 9,793 | 1,365 | ||||||||||||
November 30, 2014 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||
MFS Series Trust II: | ||||||||||||||||
MFS Growth Fund | 51,241 | 0 | 6,615 | 3,345 | ||||||||||||
MFS Series Trust X | ||||||||||||||||
MFS Global Bond Fund3 | 51,645 | 0 | 9,545 | 0 | ||||||||||||
Stand-Alone Funds: | ||||||||||||||||
Massachusetts Investors Growth Stock Fund | 50,545 | 0 | 9,621 | 0 | ||||||||||||
October 31, 2016 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||
MFS Series Trust VI: | ||||||||||||||||
MFS Global Equity Fund | 48,653 | 0 | 9,409 | 1,856 | ||||||||||||
MFS Global Total Return Fund | 56,755 | 0 | 10,697 | 1,606 | ||||||||||||
MFS Utilities Fund | 44,503 | 0 | 8,678 | 3,184 | ||||||||||||
MFS Series Trust VIII: | ||||||||||||||||
MFS Global Growth Fund | 57,567 | 0 | 6,092 | 0 | ||||||||||||
MFS Strategic Income Fund | 53,494 | 0 | 10,018 | 1,105 | ||||||||||||
MFS Series Trust IX: | ||||||||||||||||
MFS Inflation-Adjusted Bond Fund | 33,975 | 0 | 4,004 | 0 | ||||||||||||
MFS Series Trust X | ||||||||||||||||
MFS Emerging Markets Debt Local Currency Fund | 55,597 | 0 | 9,711 | 7,337 | ||||||||||||
MFS Series Trust XII: | ||||||||||||||||
MFS Equity Opportunities Fund | 36,654 | 0 | 7,772 | 1,194 | ||||||||||||
MFS Series Trust XV: | ||||||||||||||||
MFS Commodity Strategy Fund | 60,474 | 0 | 11,619 | 0 | ||||||||||||
MFS Global Alternative Strategy Fund | 64,097 | 0 | 11,432 | 0 |
Schedule B-1
October 31, 2015 MFS Global Equity Fund MFS Global Total Return Fund MFS Utilities Fund MFS Global Growth Fund MFS Strategic Income Fund MFS Inflation-Adjusted Bond Fund MFS Emerging Markets Debt Local Currency Fund MFS Equity Opportunities Fund MFS Commodity Strategy Fund MFS Global Alternative Strategy Fund September 30, 2016 MFS International New Discovery Fund MFS Research Fund MFS Total Return Fund MFS Blended Research Core Equity Fund MFS Mid Cap Value Fund September 30, 2015 MFS International New Discovery Fund MFS Research Fund MFS Total Return Fund MFS Blended Research Core Equity Fund MFS Mid Cap Value Fund August 31, 2016 MFS Core Equity Fund MFS Low Volatility Equity Fund MFS Low Volatility Global Equity Fund MFS New Discovery Fund MFS Research International Fund MFS Technology Fund MFS U.S. Government Cash Reserve Fund MFS Value Fund MFS Blended Research Emerging Markets Equity Fund1 MFS Blended Research Global Equity Fund1 MFS Blended Research International Equity Fund1 MFS Global New Discovery Fund MFS Mid Cap Growth Fund MFS U.S. Government Money Market Fund Audit
Fees Audit-Related
Fees Tax
Fees All Other
Fees MFS Series Trust VI: 48,653 0 9,295 1,112 56,755 0 10,583 1,078 44,503 0 8,564 1,306 MFS Series Trust VIII: 57,567 0 6,092 422 53,494 0 9,984 1,016 MFS Series Trust IX: 33,975 0 4,004 611 MFS Series Trust X 55,597 0 9,677 5,944 MFS Series Trust XII: 36,654 0 8,052 1,026 MFS Series Trust XV: 60,474 0 11,619 20,008 64,097 0 11,432 16,526 Audit
Fees Audit-Related
Fees Tax
Fees All Other
Fees MFS Series Trust V: 47,323 0 9,073 2,968 42,958 0 6,601 0 67,711 0 9,135 0 MFS Series Trust XI: 43,426 0 7,806 0 28,046 0 5,563 2,449 Audit
Fees Audit-Related
Fees Tax
Fees All Other
Fees MFS Series Trust V: 47,323 0 9,003 1,265 42,958 0 6,601 2,002 67,711 0 9,135 2,510 MFS Series Trust XI: 43,426 0 7,806 1,087 28,046 0 5,493 1,179 Audit
Fees Audit-Related
Fees Tax
Fees All Other
Fees MFS Series Trust I: 44,492 0 8,634 1,517 38,525 0 8,246 1,008 44,531 0 6,575 0 44,503 0 8,634 1,560 47,430 0 9,073 3,849 44,492 0 8,634 1,155 31,401 0 3,182 0 44,618 0 8,634 14,899 MFS Series Trust IV: 25,800 0 9,613 2,001 24,800 0 9,613 2,001 25,800 0 9,613 2,003 44,145 0 8,591 1,010 44,416 0 6,601 0 31,171 0 3,752 0
August 31, 2008 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust I: | ||||||||
MFS Cash Reserve Fund | $28,006 | $2,500 | $2,738 | $1,207 | ||||
MFS Core Equity Fund | $38,435 | $0 | $8,131 | $0 | ||||
MFS Core Growth Fund | $38,993 | $0 | $8,131 | $0 | ||||
MFS New Discovery Fund | $38,435 | $0 | $8,131 | $0 | ||||
MFS Research International Fund | $41,441 | $0 | $8,521 | $0 | ||||
MFS Technology Fund | $38,435 | $0 | $8,131 | $0 | ||||
MFS Value Fund | $38,993 | $0 | $8,131 | $0 | ||||
MFS Series Trust IV: | ||||||||
MFS Government Money Market Fund | $22,915 | $0 | $3,229 | $1,207 | ||||
MFS Mid Cap Growth Fund | $39,120 | $0 | $5,683 | $1,207 | ||||
MFS Money Market Fund | $33,015 | $4,000 | $3,229 | $1,207 | ||||
July 31, 2009 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust X: | ||||||||
MFS Emerging Markets Debt Fund | $49,119 | $0 | $9,426 | $0 | ||||
July 31, 2008 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust X: | ||||||||
MFS Emerging Markets Debt Fund | $46,211 | $0 | $9,926 | $0 | ||||
May 31, 2009 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust X: | ||||||||
MFS Aggressive Growth Allocation Fund | $24,814 | $0 | $4,530 | $0 | ||||
MFS Conservative Allocation Fund | $24,814 | $0 | $4,530 | $0 | ||||
MFS Emerging Markets Equity Fund | $44,928 | $0 | $9,223 | $0 | ||||
MFS Growth Allocation Fund | $24,814 | $0 | $4,530 | $0 | ||||
MFS International Diversification Fund | $36,725 | $0 | $6,375 | $820 | ||||
MFS International Growth Fund | $45,492 | $0 | $9,223 | $0 | ||||
MFS International Value Fund | $45,492 | $0 | $9,223 | $0 | ||||
MFS Moderate Allocation Fund | $24,814 | $0 | $4,530 | $0 | ||||
May 31, 2008 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust X: | ||||||||
MFS Aggressive Growth Allocation Fund | $24,343 | $0 | $4,530 | $0 | ||||
MFS Conservative Allocation Fund | $24,343 | $0 | $4,530 | $0 | ||||
MFS Emerging Markets Equity Fund | $42,102 | $0 | $8,223 | $0 | ||||
MFS Growth Allocation Fund | $24,343 | $0 | $4,530 | $0 | ||||
MFS International Diversification Fund | $36,725 | $0 | $6,173 | $1,207 | ||||
MFS International Growth Fund | $42,655 | $0 | $8,223 | $0 | ||||
MFS International Value Fund | $42,655 | $0 | $8,223 | $0 | ||||
MFS Moderate Allocation Fund | $24,343 | $0 | $4,530 | $0 |
Schedule B-2
August 31, 2016 MFS Global Real Estate Fund August 31, 2015 MFS Core Equity Fund MFS Low Volatility Equity Fund MFS Low Volatility Global Equity Fund MFS New Discovery Fund MFS Research International Fund MFS Technology Fund MFS U.S. Government Cash Reserve Fund MFS Value Fund MFS Blended Research Emerging Markets Equity Fund* MFS Blended Research Global Equity Fund* MFS Blended Research International Equity Fund* MFS Global New Discovery Fund MFS Mid Cap Growth Fund MFS U.S. Government Money Market Fund MFS Global Real Estate Fund2 July 31, 2016 MFS Equity Income Fund MFS Emerging Markets Debt Fund July 31, 2015 MFS Equity Income Fund MFS Emerging Markets Debt Fund June 30, 2016 MFS Institutional International Equity Fund MFS Global Multi-Asset Fund June 30, 2015 MFS Institutional International Equity Fund MFS Global Multi-Asset Fund Audit
Fees Audit-Related
Fees Tax
Fees All Other
Fees MFS Series Trust XIII 51,148 0 9,987 1,183 Audit
Fees Audit-Related
Fees Tax
Fees All Other
Fees MFS Series Trust I: 44,492 0 8,564 1,068 29,212 0 8,212 1,001 44,531 0 6,575 1,002 44,503 0 8,564 1,078 47,430 0 9,003 1,387 44,492 0 8,564 1,019 31,401 0 3,182 1,080 44,618 0 8,564 2,823 MFS Series Trust IV: N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 44,145 0 8,521 1,001 44,416 0 6,601 1,358 31,171 0 3,752 1,085 MFS Series Trust XIII 48,148 0 9,917 1,024 Audit
Fees Audit-Related
Fees Tax
Fees All Other
Fees MFS Series Trust VII 38,255 0 8,502 1,038 MFS Series Trust X: 57,722 0 10,303 2,785 Audit
Fees Audit-Related
Fees Tax
Fees All Other
Fees MFS Series Trust VII 38,255 0 8,451 568 MFS Series Trust X: 57,722 0 10,269 568 Audit
Fees Audit-Related
Fees Tax
Fees All Other
Fees MFS Institutional Trust 40,923 0 6,727 0 MFS Series Trust XVI 51,223 0 10,285 4,706 Audit
Fees Audit-Related
Fees Tax
Fees All Other
Fees MFS Institutional Trust 40,923 0 6,727 2,558 MFS Series Trust XVI 51,223 0 10,234 3,147
April 30, 2009 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust IX: | ||||||||
MFS Bond Fund | $51,991 | $0 | $6,122 | $1,100 | ||||
MFS Limited Maturity Fund | $45,086 | $0 | $6,036 | $1,100 | ||||
MFS Municipal Limited Maturity Fund | $37,760 | $0 | $5,530 | $1,100 | ||||
MFS Research Bond Fund | $55,204 | $0 | $6,036 | $1,100 | ||||
MFS Research Bond Fund J | $42,548 | $17,733 | $5,080 | $1,100 | ||||
MFS Series Trust XII: | ||||||||
MFS Lifetime Retirement Income Fund | $24,804 | $0 | $4,530 | $0 | ||||
MFS Lifetime 2010 Fund | $24,804 | $0 | $4,530 | $0 | ||||
MFS Lifetime 2020 Fund | $24,804 | $0 | $4,530 | $0 | ||||
MFS Lifetime 2030 Fund | $24,804 | $0 | $4,530 | $0 | ||||
MFS Lifetime 2040 Fund | $24,804 | $0 | $4,530 | $0 | ||||
April 30, 2008 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust IX: | ||||||||
MFS Bond Fund | $52,226 | $0 | $5,928 | $1,412 | ||||
MFS Limited Maturity Fund | $38,953 | $0 | $5,846 | $1,412 | ||||
MFS Municipal Limited Maturity Fund | $37,761 | $0 | $5,355 | $1,412 | ||||
MFS Research Bond Fund | $53,364 | $0 | $5,846 | $1,412 | ||||
MFS Research Bond Fund J | $46,409 | $7,650 | $4,919 | $1,412 | ||||
MFS Series Trust XII: | ||||||||
MFS Lifetime Retirement Income Fund | $24,333 | $0 | $4,530 | $0 | ||||
MFS Lifetime 2010 Fund | $24,333 | $0 | $4,530 | $0 | ||||
MFS Lifetime 2020 Fund | $24,333 | $0 | $4,530 | $0 | ||||
MFS Lifetime 2030 Fund | $24,333 | $0 | $4,530 | $0 | ||||
MFS Lifetime 2040 Fund | $24,333 | $0 | $4,530 | $0 | ||||
March 31, 2009 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Municipal Series Trust: | ||||||||
MFS Alabama Municipal Bond Fund | $37,446 | $0 | $5,137 | $1,022 | ||||
MFS Arkansas Municipal Bond Fund | $37,446 | $0 | $5,137 | $1,022 | ||||
MFS California Municipal Bond Fund | $37,446 | $0 | $5,137 | $1,022 | ||||
MFS Florida Municipal Bond Fund | $37,446 | $0 | $5,137 | $1,022 | ||||
MFS Georgia Municipal Bond Fund | $37,446 | $0 | $5,137 | $1,022 | ||||
MFS Maryland Municipal Bond Fund | $37,446 | $0 | $5,137 | $1,022 | ||||
MFS Massachusetts Municipal Bond Fund | $37,446 | $0 | $5,137 | $1,022 | ||||
MFS Mississippi Municipal Bond Fund | $37,446 | $0 | $5,137 | $1,022 | ||||
MFS Municipal Income Fund | $42,461 | $0 | $5,192 | $1,022 | ||||
MFS New York Municipal Bond Fund | $37,446 | $0 | $5,137 | $1,022 | ||||
MFS North Carolina Municipal Bond Fund | $37,446 | $0 | $5,137 | $1,022 | ||||
MFS Pennsylvania Municipal Bond Fund | $37,446 | $0 | $5,137 | $1,022 | ||||
MFS South Carolina Municipal Bond Fund | $37,446 | $0 | $5,137 | $1,022 | ||||
MFS Tennessee Municipal Bond Fund | $37,446 | $0 | $5,137 | $1,022 | ||||
MFS Virginia Municipal Bond Fund | $37,446 | $0 | $5,137 | $1,022 | ||||
MFS West Virginia Municipal Bond Fund | $37,446 | $0 | $5,137 | $1,022 |
Schedule B-3
May 31, 2016 MFS Absolute Return Fund MFS Aggressive Growth Allocation Fund MFS Blended Research Growth Equity Fund1 MFS Blended Research Mid Cap Equity Fund* MFS Blended Research Small Cap Equity Fund1 MFS Blended Research Value Equity Fund1 MFS Conservative Allocation Fund MFS Emerging Markets Equity Fund MFS Growth Allocation Fund MFS International Diversification Fund MFS International Growth Fund MFS International Value Fund MFS Managed Wealth Fund MFS Moderate Allocation Fund May 31, 2015 MFS Absolute Return Fund MFS Aggressive Growth Allocation Fund MFS Blended Research Growth Equity Fund* MFS Blended Research Mid Cap Equity Fund* MFS Blended Research Small Cap Equity Fund* MFS Blended Research Value Equity Fund* MFS Conservative Allocation Fund MFS Emerging Markets Equity Fund MFS Growth Allocation Fund MFS International Diversification Fund MFS International Growth Fund MFS International Value Fund MFS Managed Wealth Fund MFS Moderate Allocation Fund April 30, 2016 MFS Corporate Bond Fund MFS Limited Maturity Fund MFS Municipal Limited Maturity Fund MFS Total Return Bond Fund MFS Lifetime Income Fund MFS Lifetime 2020 Fund MFS Lifetime 2025 Fund MFS Lifetime 2030 Fund MFS Lifetime 2035 Fund MFS Lifetime 2040 Fund MFS Lifetime 2045 Fund MFS Lifetime 2050 Fund MFS Lifetime 2055 Fund MFS Lifetime 2060 Fund* Audit
Fees Audit-Related
Fees Tax
Fees All Other
Fees MFS Series Trust X: 72,061 0 11,453 0 27,811 0 5,095 2,207 35,200 0 8,500 0 N/A N/A N/A N/A 35,200 0 8,500 0 35,200 0 8,500 0 27,811 0 5,095 2,698 50,960 0 9,826 1,853 27,811 0 5,095 3,543 28,999 0 7,172 0 51,068 0 9,826 3,087 51,068 0 9,826 10,741 24,800 0 7,763 8,056 27,811 0 5,095 3,970 Audit
Fees Audit-Related
Fees Tax
Fees All Other
Fees MFS Series Trust X: 72,061 0 11,453 13,200 27,811 0 5,095 0 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 27,811 0 5,095 0 50,960 0 9,775 0 27,811 0 5,095 0 28,999 0 7,172 1,953 51,068 0 9,775 0 51,068 0 9,775 0 16,800 0 7,500 0 27,811 0 5,095 0 Audit
Fees Audit-Related
Fees Tax
Fees All Other
Fees MFS Series Trust IX: 61,981 0 6,885 0 53,800 0 6,789 0 44,430 0 6,221 0 65,179 0 6,789 0 MFS Series Trust XII: 30,799 0 5,095 1,202 27,799 0 5,095 1,134 27,172 0 4,992 1,049 27,799 0 5,095 1,151 27,172 0 4,992 1,040 27,799 0 5,095 1,116 27,172 0 4,992 1,024 27,272 0 5,072 1,035 27,172 0 4,992 1,004 N/A N/A N/A N/A
March 31, 2008 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Municipal Series Trust: | ||||||||
MFS Alabama Municipal Bond Fund | $37,446 | $0 | $4,974 | $1,232 | ||||
MFS Arkansas Municipal Bond Fund | $37,446 | $0 | $4,974 | $1,232 | ||||
MFS California Municipal Bond Fund | $37,446 | $0 | $4,974 | $1,232 | ||||
MFS Florida Municipal Bond Fund | $37,446 | $0 | $4,974 | $1,232 | ||||
MFS Georgia Municipal Bond Fund | $37,446 | $0 | $4,974 | $1,232 | ||||
MFS Maryland Municipal Bond Fund | $37,446 | $0 | $4,974 | $1,232 | ||||
MFS Massachusetts Municipal Bond Fund | $37,446 | $0 | $4,974 | $1,232 | ||||
MFS Mississippi Municipal Bond Fund | $37,446 | $0 | $4,974 | $1,232 | ||||
MFS Municipal Income Fund | $42,461 | $2,500 | $5,028 | $1,232 | ||||
MFS New York Municipal Bond Fund | $37,446 | $0 | $4,974 | $1,232 | ||||
MFS North Carolina Municipal Bond Fund | $37,446 | $0 | $4,974 | $1,232 | ||||
MFS Pennsylvania Municipal Bond Fund | $37,446 | $0 | $4,974 | $1,232 | ||||
MFS South Carolina Municipal Bond Fund | $37,446 | $0 | $4,974 | $1,232 | ||||
MFS Tennessee Municipal Bond Fund | $37,446 | $0 | $4,974 | $1,232 | ||||
MFS Virginia Municipal Bond Fund | $37,446 | $0 | $4,974 | $1,232 | ||||
MFS West Virginia Municipal Bond Fund | $37,446 | $0 | $4,974 | $1,232 | ||||
February 28, 2009 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust XIII: | ||||||||
MFS Diversified Income Fund | $47,071 | $0 | $6,676 | $0 | ||||
MFS Global Real Estate Fund* | N/A | N/A | N/A | N/A | ||||
MFS Government Securities Fund | $43,077 | $0 | $6,036 | $1,022 | ||||
February 29, 2008 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust XIII: | ||||||||
MFS Diversified Income Fund | $44,203 | $7,500 | $6,676 | $0 | ||||
MFS Global Real Estate Fund* | N/A | N/A | N/A | N/A | ||||
MFS Government Securities Fund | $44,577 | $0 | $5,846 | $1,232 | ||||
January 31, 2009 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust III: | ||||||||
MFS High Income Fund | $57,038 | $0 | $7,446 | $3,875 | ||||
MFS High Yield Opportunities Fund | $61,591 | $0 | $5,756 | $3,875 | ||||
MFS Municipal High Income Fund | $42,933 | $0 | $8,223 | $0 | ||||
January 31, 2008 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust III: | ||||||||
MFS High Income Fund | $54,278 | $0 | $7,209 | $1,138 | ||||
MFS High Yield Opportunities Fund | $56,330 | $0 | $5,574 | $1,138 | ||||
MFS Municipal High Income Fund | $42,107 | $0 | $8,223 | $0 |
Schedule B-4
April 30, 2015 MFS Corporate Bond Fund MFS Limited Maturity Fund MFS Municipal Limited Maturity Fund MFS Total Return Bond Fund MFS Lifetime Income Fund MFS Lifetime 2020 Fund MFS Lifetime 2025 Fund MFS Lifetime 2030 Fund MFS Lifetime 2035 Fund MFS Lifetime 2040 Fund MFS Lifetime 2045 Fund MFS Lifetime 2050 Fund MFS Lifetime 2055 Fund MFS Lifetime 2060 Fund* March 31, 2016 MFS Alabama Municipal Bond Fund MFS Arkansas Municipal Bond Fund MFS California Municipal Bond Fund MFS Georgia Municipal Bond Fund MFS Maryland Municipal Bond Fund MFS Massachusetts Municipal Bond Fund MFS Mississippi Municipal Bond Fund MFS Municipal Income Fund MFS New York Municipal Bond Fund MFS North Carolina Municipal Bond Fund MFS Pennsylvania Municipal Bond Fund MFS South Carolina Municipal Bond Fund MFS Tennessee Municipal Bond Fund MFS Virginia Municipal Bond Fund MFS West Virginia Municipal Bond Fund March 31, 2015 MFS Alabama Municipal Bond Fund MFS Arkansas Municipal Bond Fund MFS California Municipal Bond Fund MFS Georgia Municipal Bond Fund MFS Maryland Municipal Bond Fund MFS Massachusetts Municipal Bond Fund MFS Mississippi Municipal Bond Fund MFS Municipal Income Fund MFS New York Municipal Bond Fund MFS North Carolina Municipal Bond Fund MFS Pennsylvania Municipal Bond Fund MFS South Carolina Municipal Bond Fund MFS Tennessee Municipal Bond Fund MFS Virginia Municipal Bond Fund MFS West Virginia Municipal Bond Fund Audit
Fees Audit-Related
Fees Tax
Fees All Other
Fees MFS Series Trust IX: 61,981 0 6,885 1,590 53,800 0 6,789 1,353 44,430 0 6,221 1,349 65,179 0 6,789 1,922 MFS Series Trust XII: 27,799 0 5,095 0 27,799 0 5,095 0 27,172 0 4,992 0 27,799 0 5,095 0 27,172 0 4,992 0 27,799 0 5,095 0 27,172 0 4,992 0 27,272 0 5,072 0 27,172 0 4,992 0 N/A N/A N/A N/A Audit
Fees Audit-Related
Fees Tax
Fees All Other
Fees MFS Municipal Series Trust: 44,220 0 5,779 0 44,220 0 5,779 0 44,220 0 5,779 0 44,220 0 5,779 0 44,220 0 5,779 0 44,220 0 5,779 0 44,220 0 5,779 0 50,241 0 5,840 0 44,220 0 5,779 0 44,220 0 5,779 0 44,220 0 5,779 0 44,220 0 5,779 0 44,220 0 5,779 0 44,220 0 5,779 0 44,220 0 5,779 0 Audit
Fees Audit-Related
Fees Tax
Fees All Other
Fees MFS Municipal Series Trust: 44,077 0 5,779 1,012 44,077 0 5,779 1,040 44,077 0 5,779 1,061 44,077 0 5,779 1,014 44,077 0 5,779 1,021 44,077 0 5,779 1,053 44,077 0 5,779 1,020 50,241 0 5,840 1,465 44,077 0 5,779 1,042 44,077 0 5,779 1,076 44,077 0 5,779 1,026 44,077 0 5,779 1,039 44,077 0 5,779 1,024 44,077 0 5,779 1,064 44,077 0 5,779 1,027
December 31, 2008 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
Stand-Alone Funds: | ||||||||
Massachusetts Investors Trust | $41,820 | $0 | $5,792 | $1,115 | ||||
December 31, 2007 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
Stand-Alone Funds: | ||||||||
Massachusetts Investors Trust | $41,987 | $0 | $6,217 | $1,138 | ||||
November 30, 2008 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust II: | ||||||||
MFS Growth Fund | $52,365 | $0 | $5,792 | $1,580 | ||||
Stand-Alone Funds: | ||||||||
Massachusetts Investors Growth Stock Fund | $44,438 | $0 | $9,223 | $0 | ||||
November 30, 2007 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust II: | ||||||||
MFS Growth Fund | $52,176 | $0 | $6,217 | $765 | ||||
Stand-Alone Funds: | ||||||||
Massachusetts Investors Growth Stock Fund | $44,445 | $0 | $7,945 | $0 | ||||
October 31, 2008 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust VI: | ||||||||
MFS Global Equity Fund | $42,052 | $0 | $8,781 | $0 | ||||
MFS Global Total Return Fund | $47,993 | $0 | $9,926 | $0 | ||||
MFS Utilities Fund | $38,435 | $0 | $8,131 | $0 | ||||
MFS Series Trust VIII: | ||||||||
MFS Global Growth Fund | $50,812 | $0 | $5,246 | $1,580 | ||||
MFS Strategic Income Fund | $44,487 | $0 | $9,673 | $0 | ||||
MFS Series Trust IX: | ||||||||
MFS Inflation-Adjusted Bond Fund | $28,464 | $0 | $3,447 | $1,580 | ||||
MFS Series Trust XII: | ||||||||
MFS Sector Rotational Fund | $30,091 | $0 | $6,676 | $0 | ||||
MFS Series Trust XV: | ||||||||
MFS Diversified Target Return Fund | $26,960 | $1,500 | $5,000 | $1,580 |
Schedule B-5
October 31, 2007 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||
MFS Series Trust VI: | ||||||||
MFS Global Equity Fund | $42,140 | $0 | $7,518 | $0 | ||||
MFS Global Total Return Fund | $47,880 | $0 | $8,624 | $0 | ||||
MFS Utilities Fund | $38,645 | $0 | $6,890 | $0 | ||||
MFS Series Trust VIII: | ||||||||
MFS Global Growth Fund | $50,674 | $0 | $5,690 | $765 | ||||
MFS Strategic Income Fund | $44,010 | $0 | $8,380 | $0 | ||||
MFS Series Trust IX: | ||||||||
MFS Inflation-Adjusted Bond Fund | $29,082 | $0 | $3,951 | $765 | ||||
MFS Series Trust XII: | ||||||||
MFS Sector Rotational Fund | $30,100 | $7,500 | $6,450 | $0 | ||||
MFS Series Trust XV: | ||||||||
MFS Diversified Target Return Fund* | N/A | N/A | N/A | N/A |
February 29, 2016 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||
MFS Series Trust XIII: | ||||||||||||||||
MFS Diversified Income Fund | 54,646 | 0 | 8,052 | 2,169 | ||||||||||||
MFS Government Securities Fund | 51,539 | 0 | 6,789 | 0 | ||||||||||||
MFS New Discovery Value Fund | 43,100 | 0 | 8,102 | 1,139 | ||||||||||||
February 28, 2015 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||
MFS Series Trust XIII: | ||||||||||||||||
MFS Diversified Income Fund | 54,646 | 0 | 8,035 | 0 | ||||||||||||
MFS Government Securities Fund | 51,539 | 0 | 6,789 | 1,470 | ||||||||||||
MFS New Discovery Value Fund | 43,100 | 0 | 8,084 | 0 | ||||||||||||
January 31, 2016 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||
MFS Series Trust III: | ||||||||||||||||
MFS High Income Fund | 68,273 | 0 | 8,376 | 0 | ||||||||||||
MFS Global High Yield Fund | 72,879 | 0 | 6,474 | 0 | ||||||||||||
MFS High Yield Pooled Portfolio | 31,410 | 0 | 8,136 | 0 | ||||||||||||
MFS Municipal High Income Fund | 50,763 | 0 | 9,249 | 2,182 | ||||||||||||
January 31, 2015 | Audit Fees | Audit-Related Fees | Tax Fees | All Other Fees | ||||||||||||
MFS Series Trust III: | ||||||||||||||||
MFS High Income Fund | 68,273 | 0 | 8,376 | 1,373 | ||||||||||||
MFS Global High Yield Fund | 72,879 | 0 | 6,474 | 1,150 | ||||||||||||
MFS High Yield Pooled Portfolio | 31,410 | 0 | 8,136 | 1,313 | ||||||||||||
MFS Municipal High Income Fund | 50,763 | 0 | 9,249 | 0 |
* | Non-applicable |
1 | The fund commenced investment operations on |
2 | Effective March 1, 2015, the fiscal year end of the fund changed from February 28th to August 31st. Fees reported for the fund for the fiscal year end August 31, 2015 only include fees billed during the period of March 1, 2015 through August 31, 2015. For the period from March 1, 2014 to February 28, 2015, the fees billed included $45,148 for audit services and |
3 | Effective November 30, 2014, the fiscal year end of the fund changed from May 31st to November 30th. Fees reported for the fund for the fiscal year end November 30, 2014 only include fees billed during the period of June 1, 2014 through November 30, 2014. For the period from June 1, 2013 to May 31, 2014, the fees billed included $51,645 for audit services and $9,998 for tax services and did not include any fees for audit-related or other services. |
Fees billed by Ernst & Young LLP and Deloitte & Touche LLP in each of the last two fiscal years for services provided to each Fund’sfund’s Service Affiliates that relate directly to such Fund’sfund’s operations and financial reporting are shown below. Schedule AB identifies the independent registered public accounting firm for each fund. Service Affiliates include each fund’s investment adviser, Massachusetts Financial Services Company (“MFS”), various entities either controlling, controlled by, or under common control with MFS that provide ongoing services to the fund.
September 30, 2009 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust V: | ||||||
MFS International New Discovery Fund | $0 | $0 | $0 | |||
MFS Research Fund | $1,077,192 | $0 | $178,392 | |||
MFS Total Return Fund | $1,077,192 | $0 | $178,392 | |||
MFS Series Trust XI: | ||||||
MFS Blended Research Core Equity Fund | $1,077,192 | $0 | $178,392 | |||
MFS Mid Cap Value Fund | $0 | $0 | $0 | |||
September 30, 2008 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust V: | ||||||
MFS International New Discovery Fund | $0 | $0 | $0 | |||
MFS Research Fund | $1,338,026 | $0 | $191,422 | |||
MFS Total Return Fund | $1,338,026 | $0 | $191,422 | |||
MFS Series Trust XI: | ||||||
MFS Blended Research Core Equity Fund | $1,338,026 | $0 | $191,422 | |||
MFS Mid Cap Value Fund | $0 | $0 | $0 |
December 31, 2015 | Audit-Related Fees# | Tax Fees# | All Other Fees# | |||||||||
Stand-Alone Funds: | ||||||||||||
Service Affiliates of Massachusetts Investors Trust | 186,019 | 0 | 5,000 | |||||||||
December 31, 2014 | Audit-Related Fees# | Tax Fees# | All Other Fees# | |||||||||
Stand-Alone Funds: | ||||||||||||
Service Affiliates of Massachusetts Investors Trust | 1,686,271 | 0 | 0 | |||||||||
November 30, 2015 | Audit-Related Fees# | Tax Fees# | All Other Fees# | |||||||||
MFS Series Trust II: | ||||||||||||
Service Affiliates of MFS Growth Fund | 186,019 | 0 | 5,000 |
Schedule B-6
November 30, 2015 Service Affiliates of MFS Global Bond Fund Service Affiliates of Massachusetts Investors Growth Stock Fund November 30, 2014 Service Affiliates of MFS Growth Fund MFS Series Trust X Service Affiliates of MFS Global Bond Fund3 Service Affiliates of Massachusetts Investors Growth Stock Fund October 31, 2016 Service Affiliates of MFS Global Equity Fund Service Affiliates of MFS Global Total Return Fund Service Affiliates of MFS Utilities Fund Service Affiliates of MFS Global Growth Fund Service Affiliates of MFS Strategic Income Fund Service Affiliates of MFS Inflation-Adjusted Bond Fund Service Affiliates of MFS Emerging Markets Debt Local Currency Fund Service Affiliates of MFS Equity Opportunities Fund Service Affiliates of MFS Commodity Strategy Fund Service Affiliates of MFS Global Alternative Strategy Fund October 31, 2015 Service Affiliates of MFS Global Equity Fund Service Affiliates of MFS Global Total Return Fund Service Affiliates of MFS Utilities Fund Service Affiliates of MFS Global Growth Fund Service Affiliates of MFS Strategic Income Fund Service Affiliates of MFS Inflation-Adjusted Bond Fund Service Affiliates of MFS Emerging Markets Debt Local Currency Fund Service Affiliates of MFS Equity Opportunities Fund Service Affiliates of MFS Commodity Strategy Fund Service Affiliates of MFS Global Alternative Strategy Fund Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Series Trust X 1,120,675 0 99,446 Stand-Alone Funds: 1,120,675 0 99,446 Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Series Trust II: 1,945,771 0 0 0 0 0 Stand-Alone Funds: 0 0 0 Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Series Trust VI: 1,612,499 0 116,023 1,612,499 0 116,023 1,612,499 0 116,023 MFS Series Trust VIII: 0 0 5,000 1,612,499 0 116,023 MFS Series Trust IX: 0 0 5,000 MFS Series Trust X 1,612,499 0 116,023 MFS Series Trust XII: 1,612,499 0 116,023 MFS Series Trust XV: 0 0 5,000 0 0 5,000 Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Series Trust VI: 920,675 0 99,446 920,675 0 99,446 920,675 0 99,446 MFS Series Trust VIII: 628,289 0 5,000 920,675 0 99,446 MFS Series Trust IX: 628,289 0 5,000 MFS Series Trust X 920,675 0 99,446 MFS Series Trust XII: 920,675 0 99,446 MFS Series Trust XV: 628,289 0 5,000 628,289 0 5,000
August 31, 2009 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust I: | ||||||
MFS Cash Reserve Fund | $1,210,192 | $0 | $178,392 | |||
MFS Core Equity Fund | $0 | $0 | $0 | |||
MFS Core Growth Fund | $0 | $0 | $0 | |||
MFS New Discovery Fund | $0 | $0 | $0 | |||
MFS Research International Fund | $0 | $0 | $0 | |||
MFS Technology Fund | $0 | $0 | $0 | |||
MFS Value Fund | $0 | $0 | $0 | |||
MFS Series Trust IV: | ||||||
MFS Government Money Market Fund | $1,210,192 | $0 | $178,392 | |||
MFS Mid Cap Growth Fund | $1,210,192 | $0 | $178,392 | |||
MFS Money Market Fund | $1,210,192 | $0 | $178,392 | |||
August 31, 2008 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust I: | ||||||
MFS Cash Reserve Fund | $1,340,542 | $0 | $191,422 | |||
MFS Core Equity Fund | $0 | $0 | $0 | |||
MFS Core Growth Fund | $0 | $0 | $0 | |||
MFS New Discovery Fund | $0 | $0 | $0 | |||
MFS Research International Fund | $0 | $0 | $0 | |||
MFS Technology Fund | $0 | $0 | $0 | |||
MFS Value Fund | $0 | $0 | $0 | |||
MFS Series Trust IV: | ||||||
MFS Government Money Market Fund | $1,340,542 | $0 | $191,422 | |||
MFS Mid Cap Growth Fund | $1,340,542 | $0 | $191,422 | |||
MFS Money Market Fund | $1,340,542 | $0 | $191,422 | |||
July 31, 2009 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust X: | ||||||
MFS Emerging Markets Debt Fund | $0 | $0 | $0 | |||
July 31, 2008 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust X: | ||||||
MFS Emerging Markets Debt Fund | $0 | $0 | $0 |
Schedule B-7
September 30, 2016 Service Affiliates of MFS International New Discovery Fund Service Affiliates of MFS Research Fund Service Affiliates of MFS Total Return Fund Service Affiliates of MFS Blended Research Core Equity Fund Service Affiliates of MFS Mid Cap Value Fund September 30, 2015 Service Affiliates of MFS International New Discovery Fund Service Affiliates of MFS Research Fund Service Affiliates of MFS Total Return Fund Service Affiliates of MFS Blended Research Core Equity Fund Service Affiliates of MFS Mid Cap Value Fund August 31, 2016 Service Affiliates of MFS Core Equity Fund Service Affiliates of MFS Low Volatility Equity Fund Service Affiliates of MFS Low Volatility Global Equity Fund Service Affiliates of MFS New Discovery Fund Service Affiliates of MFS Research International Fund Service Affiliates of MFS Technology Fund Service Affiliates of MFS U.S. Government Cash Reserve Fund Service Affiliates of MFS Value Fund Service Affiliates of MFS Blended Research Emerging Markets Equity Fund Service Affiliates of MFS Blended Research Global Equity Fund Service Affiliates of MFS Blended Research International Equity Fund Service Affiliates of MFS Global New Discovery Fund Service Affiliates of MFS Mid Cap Growth Fund Service Affiliates of MFS U.S. Government Money Market Fund Service Affiliates of MFS Global Real Estate Fund August 31, 2015 Service Affiliates of MFS Core Equity Fund Service Affiliates of MFS Low Volatility Equity Fund Service Affiliates of MFS Low Volatility Global Equity Fund Service Affiliates of MFS New Discovery Fund Service Affiliates of MFS Research International Fund Service Affiliates of MFS Technology Fund Service Affiliates of MFS U.S. Government Cash Reserve Fund Service Affiliates of MFS Value Fund Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Series Trust V: 1,612,499 0 132,596 0 0 5,000 0 0 5,000 MFS Series Trust XI: 0 0 5,000 1,612,499 0 132,596 Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Series Trust V: 920,675 0 49,723 968,289 0 5,000 968,289 0 5,000 MFS Series Trust XI: 968,289 0 5,000 920,675 0 49,723 Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Series Trust I: 1,612,499 0 99,446 1,612,499 0 99,446 0 0 5,000 1,612,499 0 99,446 1,612,499 0 99,446 1,612,499 0 99,446 0 0 5,000 1,612,499 0 99,446 MFS Series Trust IV: 1,612,499 0 99,446 1,612,499 0 99,446 1,612,499 0 99,446 1,612,499 0 99,446 0 0 5,000 0 0 5,000 MFS Series Trust XIII 1,612,499 0 99,446 Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Series Trust I: 920,675 0 49,723 920,675 0 49,723 968,289 0 5,000 920,675 0 49,723 920,675 0 49,723 920,675 0 49,723 968,289 0 5,000 920,675 0 49,723
May 31, 2009 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust X: | ||||||
MFS Aggressive Growth Allocation Fund | $0 | $0 | $0 | |||
MFS Conservative Allocation Fund | $0 | $0 | $0 | |||
MFS Emerging Markets Equity Fund | $0 | $0 | $0 | |||
MFS Growth Allocation Fund | $0 | $0 | $0 | |||
MFS International Diversification Fund | $1,114,692 | $0 | $282,314 | |||
MFS International Growth Fund | $0 | $0 | $0 | |||
MFS International Value Fund | $0 | $0 | $0 | |||
MFS Moderate Allocation Fund | $0 | $0 | $0 | |||
May 31, 2008 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust X: | ||||||
MFS Aggressive Growth Allocation Fund | $0 | $0 | $0 | |||
MFS Conservative Allocation Fund | $0 | $0 | $0 | |||
MFS Emerging Markets Equity Fund | $0 | $0 | $0 | |||
MFS Growth Allocation Fund | $0 | $0 | $0 | |||
MFS International Diversification Fund | $1,429,112 | $0 | $91,645 | |||
MFS International Growth Fund | $0 | $0 | $0 | |||
MFS International Value Fund | $0 | $0 | $0 | |||
MFS Moderate Allocation Fund | $0 | $0 | $0 | |||
April 30, 2009 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust IX: | ||||||
MFS Bond Fund | $983,098 | $0 | $282,314 | |||
MFS Limited Maturity Fund | $983,098 | $0 | $282,314 | |||
MFS Municipal Limited Maturity Fund | $983,098 | $0 | $282,314 | |||
MFS Research Bond Fund | $983,098 | $0 | $282,314 | |||
MFS Research Bond Fund J | $983,098 | $0 | $282,314 | |||
MFS Series Trust XII: | ||||||
MFS Lifetime Retirement Income Fund | $0 | $0 | $0 | |||
MFS Lifetime 2010 Fund | $0 | $0 | $0 | |||
MFS Lifetime 2020 Fund | $0 | $0 | $0 | |||
MFS Lifetime 2030 Fund | $0 | $0 | $0 | |||
MFS Lifetime 2040 Fund | $0 | $0 | $0 |
Schedule B-8
August 31, 2015 Service Affiliates of MFS Blended Research Emerging Markets Equity Fund1 Service Affiliates of MFS Blended Research Global Equity Fund1 Service Affiliates of MFS Blended Research International Equity Fund1 Service Affiliates of MFS Global New Discovery Fund Service Affiliates of MFS Mid Cap Growth Fund Service Affiliates of MFS U.S. Government Money Market Fund Service Affiliates of MFS Global Real Estate Fund2 July 31, 2016 Service Affiliates of MFS Equity Income Fund Service Affiliates of MFS Emerging Markets Debt Fund July 31, 2015 Service Affiliates of MFS Equity Income Fund Service Affiliates of MFS Emerging Markets Debt Fund June 30, 2016 Service Affiliates of MFS Institutional International Equity Fund Service Affiliates of MFS Global Multi-Asset Fund June 30, 2015 Service Affiliates of MFS Institutional International Equity Fund Service Affiliates of MFS Global Multi-Asset Fund May 31, 2016 Service Affiliates of MFS Absolute Return Fund Service Affiliates of MFS Aggressive Growth Allocation Fund Service Affiliates of MFS Blended Research Growth Equity Fund1 Service Affiliates of MFS Blended Research Mid Cap Equity Fund* Service Affiliates of MFS Blended Research Small Cap Equity Fund1 Service Affiliates of MFS Blended Research Value Equity Fund1 Service Affiliates of MFS Conservative Allocation Fund Service Affiliates of MFS Emerging Markets Equity Fund Service Affiliates of MFS Growth Allocation Fund Service Affiliates of MFS International Diversification Fund Service Affiliates of MFS International Growth Fund Service Affiliates of MFS International Value Fund Service Affiliates of MFS Managed Wealth Fund Service Affiliates of MFS Moderate Allocation Fund Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Series Trust IV: 920,675 0 49,723 920,675 0 49,723 920,675 0 49,723 920,675 0 49,723 968,289 0 5,000 968,289 0 5,000 MFS Series Trust XIII 920,675 0 49,723 Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Series Trust VII 1,800,337 0 149,169 MFS Series Trust X: 1,800,337 0 149,169 Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Series Trust VII 597,838 0 0 MFS Series Trust X: 597,838 0 0 Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Institutional Trust 0 0 5,000 MFS Series Trust XVI 1,800,337 0 149,169 Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Institutional Trust 1,017,120 0 5,000 MFS Series Trust XVI 597,838 0 0 Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Series Trust X: 0 0 5,000 1,983,175 0 149,169 0 0 5,000 N/A N/A N/A 0 0 5,000 0 0 5,000 1,983,175 0 149,169 1,983,175 0 149,169 1,983,175 0 149,169 0 0 5,000 1,983,175 0 149,169 1,983,175 0 149,169 1,983,175 0 149,169 1,983,175 0 149,169
April 30, 2008 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust IX: | ||||||
MFS Bond Fund | $1,430,218 | $0 | $159,199 | |||
MFS Limited Maturity Fund | $1,430,218 | $0 | $159,199 | |||
MFS Municipal Limited Maturity Fund | $1,430,218 | $0 | $159,199 | |||
MFS Research Bond Fund | $1,430,218 | $0 | $159,199 | |||
MFS Research Bond Fund J | $1,430,218 | $0 | $159,199 | |||
MFS Series Trust XII: | ||||||
MFS Lifetime Retirement Income Fund | $0 | $0 | $0 | |||
MFS Lifetime 2010 Fund | $0 | $0 | $0 | |||
MFS Lifetime 2020 Fund | $0 | $0 | $0 | |||
MFS Lifetime 2030 Fund | $0 | $0 | $0 | |||
MFS Lifetime 2040 Fund | $0 | $0 | $0 | |||
March 31, 2009 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Municipal Series Trust: | ||||||
MFS Alabama Municipal Bond Fund | $1,157,363 | $0 | $223,140 | |||
MFS Arkansas Municipal Bond Fund | $1,157,363 | $0 | $223,140 | |||
MFS California Municipal Bond Fund | $1,157,363 | $0 | $223,140 | |||
MFS Florida Municipal Bond Fund | $1,157,363 | $0 | $223,140 | |||
MFS Georgia Municipal Bond Fund | $1,157,363 | $0 | $223,140 | |||
MFS Maryland Municipal Bond Fund | $1,157,363 | $0 | $223,140 | |||
MFS Massachusetts Municipal Bond Fund | $1,157,363 | $0 | $223,140 | |||
MFS Mississippi Municipal Bond Fund | $1,157,363 | $0 | $223,140 | |||
MFS Municipal Income Fund | $1,157,363 | $0 | $223,140 | |||
MFS New York Municipal Bond Fund | $1,157,363 | $0 | $223,140 | |||
MFS North Carolina Municipal Bond Fund | $1,157,363 | $0 | $223,140 | |||
MFS Pennsylvania Municipal Bond Fund | $1,157,363 | $0 | $223,140 | |||
MFS South Carolina Municipal Bond Fund | $1,157,363 | $0 | $223,140 | |||
MFS Tennessee Municipal Bond Fund | $1,157,363 | $0 | $223,140 | |||
MFS Virginia Municipal Bond Fund | $1,157,363 | $0 | $223,140 | |||
MFS West Virginia Municipal Bond Fund | $1,157,363 | $0 | $223,140 |
Schedule B-9
May 31, 2015 Service Affiliates of MFS Absolute Return Fund Service Affiliates of MFS Aggressive Growth Allocation Fund Service Affiliates of MFS Blended Research Growth Equity Fund1 Service Affiliates of MFS Blended Research Mid Cap Equity Fund* Service Affiliates of MFS Blended Research Small Cap Equity Fund1 Service Affiliates of MFS Blended Research Value Equity Fund1 Service Affiliates of MFS Conservative Allocation Fund Service Affiliates of MFS Emerging Markets Equity Fund Service Affiliates of MFS Growth Allocation Fund Service Affiliates of MFS International Diversification Fund Service Affiliates of MFS International Growth Fund Service Affiliates of MFS International Value Fund Service Affiliates of MFS Managed Wealth Fund Service Affiliates of MFS Moderate Allocation Fund April 30, 2016 Service Affiliates of MFS Corporate Bond Fund Service Affiliates of MFS Limited Maturity Fund Service Affiliates of MFS Municipal Limited Maturity Fund Service Affiliates of MFS Total Return Bond Fund Service Affiliates of MFS Lifetime Income Fund Service Affiliates of MFS Lifetime 2020 Fund Service Affiliates of MFS Lifetime 2025 Fund Service Affiliates of MFS Lifetime 2030 Fund Service Affiliates of MFS Lifetime 2035 Fund Service Affiliates of MFS Lifetime 2040 Fund Service Affiliates of MFS Lifetime 2045 Fund Service Affiliates of MFS Lifetime 2050 Fund Service Affiliates of MFS Lifetime 2055 Fund Service Affiliates of MFS Lifetime 2060 Fund* April 30, 2015 Service Affiliates of MFS Corporate Bond Fund Service Affiliates of MFS Limited Maturity Fund Service Affiliates of MFS Municipal Limited Maturity Fund Service Affiliates of MFS Total Return Bond Fund Service Affiliates of MFS Lifetime Income Fund Service Affiliates of MFS Lifetime 2020 Fund Service Affiliates of MFS Lifetime 2025 Fund Service Affiliates of MFS Lifetime 2030 Fund Service Affiliates of MFS Lifetime 2035 Fund Service Affiliates of MFS Lifetime 2040 Fund Service Affiliates of MFS Lifetime 2045 Fund Service Affiliates of MFS Lifetime 2050 Fund Service Affiliates of MFS Lifetime 2055 Fund Service Affiliates of MFS Lifetime 2060 Fund* Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Series Trust X: 1,282,120 0 5,000 137,500 0 0 1,282,120 0 5,000 N/A N/A N/A 1,282,120 0 5,000 1,282,120 0 5,000 137,500 0 0 137,500 0 0 137,500 0 0 1,282,120 0 5,000 137,500 0 0 137,500 0 0 137,500 0 0 137,500 0 0 Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Series Trust IX: 0 0 0 0 0 0 0 0 0 0 0 0 MFS Series Trust XII: 1,786,175 0 149,169 1,786,175 0 149,169 1,786,175 0 149,169 1,786,175 0 149,169 1,786,175 0 149,169 1,786,175 0 149,169 1,786,175 0 149,169 1,786,175 0 149,169 1,786,175 0 149,169 N/A N/A N/A Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Series Trust IX: 1,294,130 0 5,000 1,294,130 0 5,000 1,294,130 0 5,000 1,294,130 0 5,000 MFS Series Trust XII: 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 N/A N/A N/A
March 31, 2008 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Municipal Series Trust: | ||||||
MFS Alabama Municipal Bond Fund | $1,461,440 | $0 | $244,799 | |||
MFS Arkansas Municipal Bond Fund | $1,461,440 | $0 | $244,799 | |||
MFS California Municipal Bond Fund | $1,461,440 | $0 | $244,799 | |||
MFS Florida Municipal Bond Fund | $1,461,440 | $0 | $244,799 | |||
MFS Georgia Municipal Bond Fund | $1,461,440 | $0 | $244,799 | |||
MFS Maryland Municipal Bond Fund | $1,461,440 | $0 | $244,799 | |||
MFS Massachusetts Municipal Bond Fund | $1,461,440 | $0 | $244,799 | |||
MFS Mississippi Municipal Bond Fund | $1,461,440 | $0 | $244,799 | |||
MFS Municipal Income Fund | $1,461,440 | $0 | $244,799 | |||
MFS New York Municipal Bond Fund | $1,461,440 | $0 | $244,799 | |||
MFS North Carolina Municipal Bond Fund | $1,461,440 | $0 | $244,799 | |||
MFS Pennsylvania Municipal Bond Fund | $1,461,440 | $0 | $244,799 | |||
MFS South Carolina Municipal Bond Fund | $1,461,440 | $0 | $244,799 | |||
MFS Tennessee Municipal Bond Fund | $1,461,440 | $0 | $244,799 | |||
MFS Virginia Municipal Bond Fund | $1,461,440 | $0 | $244,799 | |||
MFS West Virginia Municipal Bond Fund | $1,461,440 | $0 | $244,799 | |||
February 28, 2009 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust XIII: | ||||||
MFS Diversified Income Fund | $0 | $0 | $0 | |||
MFS Global Real Estate Fund* | N/A | N/A | N/A | |||
MFS Government Securities Fund | $1,155,569 | $0 | $223,140 | |||
February 29, 2008 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust XIII: | ||||||
MFS Diversified Income Fund | $0 | $0 | $0 | |||
MFS Global Real Estate Fund* | N/A | N/A | N/A | |||
MFS Government Securities Fund | $1,416,440 | $0 | $323,714 | |||
January 31, 2009 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust III: | ||||||
MFS High Income Fund | $1,267,804 | $0 | $223,140 | |||
MFS High Yield Opportunities Fund | $1,267,804 | $0 | $223,140 | |||
MFS Municipal High Income Fund | $0 | $0 | $0 | |||
January 31, 2008 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust III: | ||||||
MFS High Income Fund | $1,257,835 | $0 | $323,714 | |||
MFS High Yield Opportunities Fund | $1,257,835 | $0 | $323,714 | |||
MFS Municipal High Income Fund | $0 | $0 | $0 |
Schedule B-10
March 31, 2016 Service Affiliates of MFS Alabama Municipal Bond Fund Service Affiliates of MFS Arkansas Municipal Bond Fund Service Affiliates of MFS California Municipal Bond Fund Service Affiliates of MFS Georgia Municipal Bond Fund Service Affiliates of MFS Maryland Municipal Bond Fund Service Affiliates of MFS Massachusetts Municipal Bond Fund Service Affiliates of MFS Mississippi Municipal Bond Fund Service Affiliates of MFS Municipal Income Fund Service Affiliates of MFS New York Municipal Bond Fund Service Affiliates of MFS North Carolina Municipal Bond Fund Service Affiliates of MFS Pennsylvania Municipal Bond Fund Service Affiliates of MFS South Carolina Municipal Bond Fund Service Affiliates of MFS Tennessee Municipal Bond Fund Service Affiliates of MFS Virginia Municipal Bond Fund Service Affiliates of MFS West Virginia Municipal Bond Fund March 31, 2015 Service Affiliates of MFS Alabama Municipal Bond Fund Service Affiliates of MFS Arkansas Municipal Bond Fund Service Affiliates of MFS California Municipal Bond Fund Service Affiliates of MFS Georgia Municipal Bond Fund Service Affiliates of MFS Maryland Municipal Bond Fund Service Affiliates of MFS Massachusetts Municipal Bond Fund Service Affiliates of MFS Mississippi Municipal Bond Fund Service Affiliates of MFS Municipal Income Fund Service Affiliates of MFS New York Municipal Bond Fund Service Affiliates of MFS North Carolina Municipal Bond Fund Service Affiliates of MFS Pennsylvania Municipal Bond Fund Service Affiliates of MFS South Carolina Municipal Bond Fund Service Affiliates of MFS Tennessee Municipal Bond Fund Service Affiliates of MFS Virginia Municipal Bond Fund Service Affiliates of MFS West Virginia Municipal Bond Fund February 28, 2016 Service Affiliates of MFS Diversified Income Fund Service Affiliates of MFS Government Securities Fund Service Affiliates of MFS New Discovery Value Fund February 29, 2015 Service Affiliates of MFS Diversified Income Fund Service Affiliates of MFS Government Securities Fund Service Affiliates of MFS New Discovery Value Fund Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Municipal Series Trust: 0 0 5,000 0 0 5,000 0 0 5,000 0 0 5,000 0 0 5,000 0 0 5,000 0 0 5,000 0 0 5,000 0 0 5,000 0 0 5,000 0 0 5,000 0 0 5,000 0 0 5,000 0 0 5,000 0 0 5,000 Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Municipal Series Trust: 1,294,130 0 0 1,294,130 0 0 1,294,130 0 0 1,294,130 0 0 1,294,130 0 0 1,294,130 0 0 1,294,130 0 0 1,294,130 0 0 1,294,130 0 0 1,294,130 0 0 1,294,130 0 0 1,294,130 0 0 1,294,130 0 0 1,294,130 0 0 1,294,130 0 0 Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Series Trust XIII: 1,786,175 0 149,169 0 0 5,000 1,786,175 0 149,169 Audit-Related
Fees# Tax
Fees# All Other
Fees# MFS Series Trust XIII: 0 0 0 1,382,855 0 0 0 0 0
December 31, 2008 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
Stand-Alone Funds: | ||||||
Massachusetts Investors Trust | $1,256,504 | $0 | $223,140 | |||
December 31, 2007 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
Stand-Alone Funds: | ||||||
Massachusetts Investors Trust | $1,189,135 | $0 | $366,217 | |||
November 30, 2008 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust II: | ||||||
MFS Growth Fund | $1,275,504 | $0 | $189,730 | |||
Stand-Alone Funds: | ||||||
Massachusetts Investors Growth Stock Fund | $0 | $0 | $0 | |||
November 30, 2007 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust II: | ||||||
MFS Growth Fund | $1,177,035 | $0 | $364,988 | |||
Stand-Alone Funds: | ||||||
Massachusetts Investors Growth Stock Fund | $0 | $0 | $0 | |||
October 31, 2008 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust VI: | ||||||
MFS Global Equity Fund | $0 | $0 | $0 | |||
MFS Global Total Return Fund | $0 | $0 | $0 | |||
MFS Utilities Fund | $0 | $0 | $0 | |||
MFS Series Trust VIII: | ||||||
MFS Global Growth Fund | $1,149,427 | $0 | $189,730 | |||
MFS Strategic Income Fund | $0 | $0 | $0 | |||
MFS Series Trust IX: | ||||||
MFS Inflation-Adjusted Bond Fund | $1,149,427 | $0 | $189,730 | |||
MFS Series Trust XII: | ||||||
MFS Sector Rotational Fund | $0 | $0 | $0 | |||
MFS Series Trust XV: | ||||||
MFS Diversified Target Return Fund | $1,149,427 | $0 | $189,730 |
Schedule B-11
October 31, 2007 | Audit-Related Fees(1) | Tax Fees(1) | All Other Fees(1) | |||
MFS Series Trust VI: | ||||||
MFS Global Equity Fund | $0 | $0 | $0 | |||
MFS Global Total Return Fund | $0 | $0 | $0 | |||
MFS Utilities Fund | $0 | $0 | $0 | |||
MFS Series Trust VIII: | ||||||
MFS Global Growth Fund | $1,177,035 | $0 | $545,253 | |||
MFS Strategic Income Fund | $0 | $0 | $0 | |||
MFS Series Trust IX: | ||||||
MFS Inflation-Adjusted Bond Fund | $1,177,035 | $0 | $545,253 | |||
MFS Series Trust XII: | ||||||
MFS Sector Rotational Fund | $0 | $0 | $0 | |||
MFS Series Trust XV: | ||||||
MFS Diversified Target Return Fund* | N/A | N/A | N/A |
January 31, 2016 | Audit-Related Fees# | Tax Fees# | All Other Fees# | |||||||||
MFS Series Trust III: | ||||||||||||
Service Affiliates of MFS High Income Fund | 55,409 | 0 | 5,000 | |||||||||
Service Affiliates of MFS Global High Yield Fund | 55,409 | 0 | 5,000 | |||||||||
Service Affiliates of MFS High Yield Pooled Portfolio | 55,409 | 0 | 5,000 | |||||||||
Service Affiliates of MFS Municipal High Income Fund | 1,786,175 | 0 | 149,169 | |||||||||
January 31, 2015 | Audit-Related Fees# | Tax Fees# | All Other Fees# | |||||||||
MFS Series Trust III: | ||||||||||||
Service Affiliates of MFS High Income Fund | 1,401,341 | 0 | 0 | |||||||||
Service Affiliates of MFS Global High Yield Fund | 1,401,341 | 0 | 0 | |||||||||
Service Affiliates of MFS High Yield Pooled Portfolio | 1,401,341 | 0 | 0 | |||||||||
Service Affiliates of MFS Municipal High Income Fund | 0 | 0 | 0 |
This amount reflects the fees billed to Service Affiliates of each |
* | Non-applicable – The fund commenced investment operations after the reporting period. |
1 | The fund commenced investment operations on September 15, 2015. |
2 | Effective March 1, 2015, the fiscal year end of the fund changed from February 28th to August 31st. Fees reported for the fund for the fiscal year end August 31, 2015 only include fees billed during the period of March 1, 2015 through August 31, 2015. For the period from March 1, 2014 to February 28, 2015, there were no fees billed to Service Affiliates of the fund. |
3 | Effective November 30, 2014, the fiscal year end of the fund changed from May 31st to November 30th. Fees reported for the fund for the fiscal year end November 30, 2014 only include fees billed during the period of June 1, 2014 through November 30, 2014. For the period from June 1, 2013 to May 31, 2014, there were no fees billed to Service Affiliates of the fund. |
During the periods indicated in the tabletables above, no services described under “Audit-Related“Audit- Related Fees,” “Tax Fees” or “All Other Fees” were approved pursuant to thede minimis exception set forth in paragraph (c)(7)(i)(c)(C) of Rule 2-01 of Regulation S-X.
Schedule B-12
Aggregate fees billed by each Independent Registered Public Accounting FirmErnst & Young LLP and Deloitte & Touche LLP for each Fund’sfund’s two most recent fiscal years for non-audit services rendered to each Fundfund and to each Fund’sfund’s Service Affiliates:Affiliates are shown below. Schedule B identifies the independent registered public accounting firm for each fund. Service Affiliates include MFS and various entities either controlling, controlled by, or under common control with MFS that provide ongoing services to the fund.
Fund | Independent Registered Public Accounting Firm | 2009 | 2008 | |||
Massachusetts Investors Growth Stock Fund* | E&Y | $220,640 | $186,183 | |||
Massachusetts Investors Trust* | D&T | $1,536,376 | $1,775,082 | |||
MFS Aggressive Growth Allocation Fund | E&Y | $491,191 | $234,482 | |||
MFS Alabama Municipal Bond Fund | D&T | $1,436,486 | $1,823,127 | |||
MFS Arkansas Municipal Bond Fund | D&T | $1,436,486 | $1,823,127 | |||
MFS Blended Research Core Equity Fund | D&T | $1,311,717 | $1,687,586 | |||
MFS Bond Fund | D&T | $1,320,459 | $1,699,144 | |||
MFS California Municipal Bond Fund | D&T | $1,436,486 | $1,823,127 | |||
MFS Cash Reserve Fund | D&T | $1,488,430 | $1,640,796 | |||
MFS Conservative Allocation Fund | E&Y | $491,191 | $234,482 | |||
MFS Core Equity Fund | E&Y | $552,074 | $232,668 | |||
MFS Core Growth Fund | E&Y | $552,074 | $232,668 | |||
MFS Diversified Income Fund | E&Y | $525,390 | $199,554 | |||
MFS Diversified Target Return Fund* | D&T | $1,447,062 | $1,899,663 | |||
MFS Emerging Markets Debt Fund | E&Y | $549,093 | $271,529 | |||
MFS Emerging Markets Equity Fund | E&Y | $495,884 | $238,175 | |||
MFS Florida Municipal Bond Fund | D&T | $1,436,486 | $1,823,127 | |||
MFS Georgia Municipal Bond Fund | D&T | $1,436,486 | $1,823,127 | |||
MFS Global Equity Fund* | E&Y | $220,034 | $208,534 | |||
MFS Global Growth Fund* | D&T | $1,445,808 | $1,906,118 | |||
MFS Global Real Estate Fund** | E&Y | N/A | N/A | |||
MFS Global Total Return Fund* | E&Y | $221,179 | $209,640 | |||
MFS Government Money Market Fund | D&T | $1,488,937 | $1,638,787 | |||
MFS Government Securities Fund | D&T | $1,435,592 | $1,868,144 | |||
MFS Growth Allocation Fund | E&Y | $491,191 | $234,482 | |||
MFS Growth Fund* | D&T | $1,522,431 | $1,761,380 | |||
MFS High Income Fund | D&T | $1,552,090 | $1,802,271 | |||
MFS High Yield Opportunities Fund | D&T | $1,550,400 | $1,800,636 | |||
MFS Inflation-Adjusted Bond Fund* | D&T | $1,444,009 | $1,904,379 | |||
MFS International Diversification Fund | D&T | $1,452,026 | $1,630,524 | |||
MFS International Growth Fund | E&Y | $495,884 | $238,175 | |||
MFS International New Discovery Fund | E&Y | $548,364 | $214,659 | |||
MFS International Value Fund | E&Y | $495,884 | $238,175 | |||
MFS Lifetime Retirement Income Fund | E&Y | $490,962 | $270,754 | |||
MFS Lifetime 2010 Fund | E&Y | $490,962 | $270,754 | |||
MFS Lifetime 2020 Fund | E&Y | $490,962 | $270,754 | |||
MFS Lifetime 2030 Fund | E&Y | $490,962 | $270,754 | |||
MFS Lifetime 2040 Fund | E&Y | $490,962 | $270,754 | |||
MFS Limited Maturity Fund | D&T | $1,320,373 | $1,699,062 | |||
MFS Maryland Municipal Bond Fund | D&T | $1,436,486 | $1,823,127 | |||
MFS Massachusetts Municipal Bond Fund | D&T | $1,436,486 | $1,823,127 | |||
MFS Mid Cap Growth Fund | D&T | $1,491,471 | $1,641,241 | |||
MFS Mid Cap Value Fund | E&Y | $545,244 | $211,539 | |||
MFS Mississippi Municipal Bond Fund | D&T | $1,436,486 | $1,823,127 | |||
MFS Moderate Allocation Fund | E&Y | $491,191 | $234,482 | |||
MFS Money Market Fund | D&T | $1,488,938 | $1,642,787 |
2016^ | 2015^^ | |||||||
Service Affiliates and Fund: | ||||||||
Massachusetts Investors Growth Stock Fund and its Service Affiliates | 1,482,279 | 84,621 | ||||||
Massachusetts Investors Trust and its Service Affiliates | 199,091 | 1,697,751 | ||||||
MFS Absolute Return Fund and its Service Affiliates | 16,453 | 1,311,773 | ||||||
MFS Aggressive Growth Allocation Fund and its Service Affiliates | 2,370,246 | 238,595 | ||||||
MFS Alabama Municipal Bond Fund and its Service Affiliates | 10,779 | 1,300,921 | ||||||
MFS Arkansas Municipal Bond Fund and its Service Affiliates | 10,779 | 1,300,949 | ||||||
MFS Blended Research Core Equity Fund and its Service Affiliates | 78,084 | 982,182 | ||||||
MFS Blended Research Emerging Markets Equity Fund*and its Service Affiliates | 1,874,159 | 1,146,398 | ||||||
MFS Blended Research Global Equity Fund*and its Service Affiliates | 1,874,159 | 1,146,398 | ||||||
MFS Blended Research Growth Equity Fund*and its Service Affiliates | 13,500 | 1,287,120 | ||||||
MFS Blended Research International Equity Fund*and its Service Affiliates | 1,874,161 | 1,146,398 | ||||||
MFS Blended Research Mid Cap Equity Fund**and its Service Affiliates | N/A | N/A | ||||||
MFS Blended Research Small Cap Equity Fund*and its Service Affiliates | 13,500 | 1,287,120 | ||||||
MFS Blended Research Value Equity Fund*and its Service Affiliates | 13,500 | 1,287,120 | ||||||
MFS California Municipal Bond Fund and its Service Affiliates | 10,779 | 1,300,970 | ||||||
MFS Commodity Strategy Fund and its Service Affiliates | 81,897 | 664,916 | ||||||
MFS Conservative Allocation Fund and its Service Affiliates | 2,370,737 | 238,595 | ||||||
MFS Corporate Bond Fund and its Service Affiliates | 6,885 | 1,307,605 | ||||||
MFS Core Equity Fund and its Service Affiliates | 1,872,696 | 1,156,030 | ||||||
MFS Diversified Income Fund and its Service Affiliates | 2,146,565 | 98,035 | ||||||
MFS Emerging Markets Debt Fund and its Service Affiliates | 2,193,194 | 704,675 | ||||||
MFS Emerging Markets Debt Local Currency Fund and its Service Affiliates | 1,871,170 | 1,286,742 |
Schedule B-13
2016^ | 2015^^ | |||||||
Service Affiliates and Fund: – continued | ||||||||
MFS Emerging Markets Equity Fund and its Service Affiliates | 2,374,623 | 243,275 | ||||||
MFS Equity Income Fund and its Service Affiliates | 2,189,646 | 702,857 | ||||||
MFS Equity Opportunities Fund and its Service Affiliates | 1,863,088 | 1,280,199 | ||||||
MFS Georgia Municipal Bond Fund and its Service Affiliates | 10,779 | 1,300,923 | ||||||
MFS Global Bond Fund and its Service Affiliates1 | 1,482,091 | 49,545 | ||||||
MFS Global Equity Fund and its Service Affiliates | 1,865,387 | 1,281,528 | ||||||
MFS Global Growth Fund and its Service Affiliates | 76,370 | 639,803 | ||||||
MFS Global Multi-Asset Fund and its Service Affiliates | 2,195,097 | 707,219 | ||||||
MFS Global Real Estate Fund and its Service Affiliates2 | 1,873,715 | 1,067,339 | ||||||
MFS Global Alternative Strategy Fund and its Service Affiliates | 81,710 | 661,247 | ||||||
MFS Global High Yield Fund and its Service Affiliates | 66,883 | 1,412,303 | ||||||
MFS Global New Discovery Fund and its Service Affiliates | 1,872,146 | 1,155,920 | ||||||
MFS Global Total Return Fund and its Service Affiliates | 1,866,425 | 1,282,782 | ||||||
MFS Government Securities Fund and its Service Affiliates | 11,789 | 1,394,452 | ||||||
MFS Growth Allocation Fund and its Service Affiliates | 2,371,582 | 238,595 | ||||||
MFS Growth Fund and its Service Affiliates | 199,806 | 1,959,069 | ||||||
MFS High Income Fund and its Service Affiliates | 68,785 | 1,414,428 | ||||||
MFS High Yield Pooled Portfolio and its Service Affiliates | 68,545 | 1,414,128 | ||||||
MFS Inflation-Adjusted Bond Fund and its Service Affiliates | 74,282 | 637,904 | ||||||
MFS Institutional International Equity Fund and its Service Affiliates | 11,727 | 1,031,405 | ||||||
MFS International Diversification Fund and its Service Affiliates | 12,172 | 1,296,245 | ||||||
MFS International Growth Fund and its Service Affiliates | 2,375,857 | 243,275 | ||||||
MFS International New Discovery Fund and its Service Affiliates | 1,792,736 | 1,231,666 | ||||||
MFS International Value Fund and its Service Affiliates | 2,383,511 | 243,275 | ||||||
MFS Lifetime Income Fund and its Service Affiliates | 2,178,241 | 95,095 | ||||||
MFS Lifetime 2020 Fund and its Service Affiliates | 2,178,173 | 95,095 | ||||||
MFS Lifetime 2025 Fund and its Service Affiliates | 2,177,985 | 94,992 | ||||||
MFS Lifetime 2030 Fund and its Service Affiliates | 2,178,190 | 95,095 | ||||||
MFS Lifetime 2035 Fund and its Service Affiliates | 2,177,976 | 94,992 | ||||||
MFS Lifetime 2040 Fund and its Service Affiliates | 2,178,155 | 95,095 | ||||||
MFS Lifetime 2045 Fund and its Service Affiliates | 2,177,960 | 94,992 | ||||||
MFS Lifetime 2050 Fund and its Service Affiliates | 2,178,051 | 95,072 | ||||||
MFS Lifetime 2055 Fund and its Service Affiliates | 2,177,940 | 94,992 | ||||||
MFS Lifetime 2060 Fund*** and its Service Affiliates | N/A | N/A | ||||||
MFS Limited Maturity Fund and its Service Affiliates | 6,789 | 1,307,272 | ||||||
MFS Low Volatility Equity Fund and its Service Affiliates | 1,871,799 | 1,155,611 | ||||||
MFS Low Volatility Global Equity Fund and its Service Affiliates | 76,853 | 980,866 | ||||||
MFS Managed Wealth Fund and its Service Affiliates | 2,378,763 | 241,000 | ||||||
MFS Maryland Municipal Bond Fund and its Service Affiliates | 10,779 | 1,300,930 | ||||||
MFS Massachusetts Municipal Bond Fund and its Service Affiliates | 10,779 | 1,300,962 | ||||||
MFS Mid Cap Growth Fund and its Service Affiliates | 76,879 | 981,248 | ||||||
MFS Mid Cap Value Fund and its Service Affiliates | 1,788,707 | 1,228,070 | ||||||
MFS Mississippi Municipal Bond Fund and its Service Affiliates | 10,779 | 1,300,929 | ||||||
MFS Moderate Allocation Fund and its Service Affiliates | 2,372,009 | 238,595 | ||||||
MFS Municipal High Income Fund and its Service Affiliates | 2,157,775 | 124,249 | ||||||
MFS Municipal Income Fund and its Service Affiliates | 10,840 | 1,301,435 | ||||||
MFS Municipal Limited Maturity Fund and its Service Affiliates | 6,221 | 1,306,700 | ||||||
MFS New Discovery Fund and its Service Affiliates | 1,872,739 | 1,156,040 | ||||||
MFS New Discovery Value Fund and its Service Affiliates | 2,145,585 | 98,084 | ||||||
MFS New York Municipal Income Fund and its Service Affiliates | 10,779 | 1,300,951 | ||||||
MFS North Carolina Municipal Income Fund and its Service Affiliates | 10,779 | 1,300,985 | ||||||
MFS Pennsylvania Municipal Bond Fund and its Service Affiliates | 10,779 | 1,300,935 |
Fund | Independent Registered Public Accounting Firm | 2009 | 2008 | |||
MFS Municipal High Income Fund | E&Y | $533,017 | $193,208 | |||
MFS Municipal Income Fund | D&T | $1,436,541 | $1,825,681 | |||
MFS Municipal Limited Maturity Fund | D&T | $1,319,867 | $1,698,571 | |||
MFS New Discovery Fund | E&Y | $552,074 | $232,668 | |||
MFS New York Municipal Bond Fund | D&T | $1,436,486 | $1,823,127 | |||
MFS North Carolina Municipal Bond Fund | D&T | $1,436,486 | $1,823,127 | |||
MFS Pennsylvania Municipal Bond Fund | D&T | $1,436,486 | $1,823,127 | |||
MFS Research Bond Fund | D&T | $1,320,373 | $1,699,062 | |||
MFS Research Bond Fund J | D&T | $1,337,150 | $1,705,785 | |||
MFS Research Fund | D&T | $1,310,646 | $1,686,550 | |||
MFS Research International Fund | E&Y | $552,464 | $233,058 | |||
MFS Sector Rotational Fund* | E&Y | $217,929 | $214,966 | |||
MFS South Carolina Municipal Bond Fund | D&T | $1,436,486 | $1,823,127 | |||
MFS Strategic Income Fund* | E&Y | $220,926 | $209,396 | |||
MFS Technology Fund | E&Y | $552,074 | $232,668 | |||
MFS Tennessee Municipal Bond Fund | D&T | $1,436,486 | $1,823,127 | |||
MFS Total Return Fund | D&T | $1,312,898 | $1,688,731 | |||
MFS Utilities Fund* | E&Y | $219,384 | $207,906 | |||
MFS Value Fund | E&Y | $552,074 | $232,668 | |||
MFS Virginia Municipal Bond Fund | D&T | $1,436,486 | $1,823,127 | |||
MFS West Virginia Municipal Bond Fund | D&T | $1,436,486 | $1,823,127 |
Schedule C-13
2016^ | 2015^^ | |||||||
Service Affiliates and Fund: – continued | ||||||||
MFS Research Fund and its Service Affiliates | 76,879 | 981,892 | ||||||
MFS Research International Fund and its Service Affiliates | 1,875,467 | 1,156,788 | ||||||
MFS South Carolina Municipal Bond Fund and its Service Affiliates | 10,779 | 1,300,948 | ||||||
MFS Strategic Income Fund and its Service Affiliates | 1,865,245 | 1,282,121 | ||||||
MFS Technology Fund and its Service Affiliates | 1,872,334 | 1,155,981 | ||||||
MFS Tennessee Municipal Bond Fund and its Service Affiliates | 10,779 | 1,300,933 | ||||||
MFS Total Return Fund and its Service Affiliates | 79,413 | 984,934 | ||||||
MFS Total Return Bond Fund and its Service Affiliates | 6,789 | 1,307,841 | ||||||
MFS U.S. Government Cash Reserve Fund and its Service Affiliates | 73,460 | 977,551 | ||||||
MFS U.S. Government Money Market Fund and its Service Affiliates | 74,030 | 978,126 | ||||||
MFS Utilities Fund and its Service Affiliates | 1,865,984 | 1,280,991 | ||||||
MFS Value Fund and its Service Affiliates | 1,888,078 | 1,157,785 | ||||||
MFS Virginia Municipal Bond Fund and its Service Affiliates | 10,779 | 1,300,973 | ||||||
MFS West Virginia Municipal Bond Fund and its Service Affiliates | 10,779 | 1,300,936 |
^ | For funds with December 31 and November 30 fiscal year ends, information for fiscal year end December 31, 2015 and November 30, 2015, respectively. |
^^ | For funds with December 31 and November 30 fiscal year ends, information for fiscal year end December 31, 2014 and November 30, 2014, respectively. |
* |
** |
*** | Non-applicable-Commenced investment operations on December 6, 2016. |
1 | Effective November 30, 2014, the fiscal year end of the fund changed from May 31st to November 30th. Fees reported for the fund for the fiscal year end November 30, 2014 only include fees billed during the period of June 1, 2014 through November 30, 2014. For the period from June 1, 2013 to May 31, 2014, the fees billed were $54,998. |
2 | Effective March 1, 2015, the fiscal year end of the fund changed from February 28th to August 31st. Fees reported for the fund for the fiscal year end August 31, 2015 only include fees billed during the period of March 1, 2015 through August 31, 2015. For the period from March 1, 2014 to February 28, 2015, the fees billed were $99,900. |
Schedule B-14
Schedule CD
Number of Meetings Held During Most Recent Fiscal Year Ended:
FYE | 10/31/09 | 9/30/09 | 8/31/09 | 7/31/09 | 6/30/09 | 5/31/09 | 4/30/09 | 3/31/09 | 2/28/09 | 1/31/09 | 12/31/08 | 11/30/08 | 1/31/16 | 2/29/16 | 3/31/16 | 4/30/16 | 5/31/16 | 6/30/16 | 7/31/16 | 8/31/16 | 9/30/16 | 10/31/16 | 11/30/16 | 12/31/16 | ||||||||||||||||||||||||||||||||||||||||||||||||
COMMITTEE | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Audit | 8 | 8 | 8 | 8 | 8 | 8 | 8 | 8 | 8 | 8 | 8 | 8 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 6 | 5 | 6 | 6 | ||||||||||||||||||||||||||||||||||||||||||||||||
Compliance & Governance | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 6 | 6 | 6 | 5 | 6 | 6 | ||||||||||||||||||||||||||||||||||||||||||||||||
Contracts Review | 7 | 6 | 6 | 6 | 6 | 6 | 6 | 6 | 6 | 6 | 6 | 5 | 4 | 4 | 4 | 4 | 4 | 5 | 5 | 5 | 5 | 4 | 5 | 5 | ||||||||||||||||||||||||||||||||||||||||||||||||
Nomination & Compensation | 4 | 3 | 3 | 4 | 4 | 5 | 5 | 5 | 5 | 5 | 5 | 4 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 2 | 3 | ||||||||||||||||||||||||||||||||||||||||||||||||
Portfolio Trading & Marketing Review | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 6 | 6 | 6 | 6 | 6 | 6 | 6 | 6 | 6 | 5 | 5 | 6 | ||||||||||||||||||||||||||||||||||||||||||||||||
Pricing | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 7 | 6 | 6 | 6 | 6 | 6 | 6 | 6 | 6 | 6 | 5 | 5 | 6 | ||||||||||||||||||||||||||||||||||||||||||||||||
Services Contracts | 4 | 5 | 5 | 5 | 6 | 6 | 6 | 7 | 7 | 7 | 7 | 7 | 6 | 6 | 6 | 6 | 6 | 6 | 6 | 6 | 6 | 5 | 5 | 6 | ||||||||||||||||||||||||||||||||||||||||||||||||
BOARD | 8 | 8 | 8 | 8 | 8 | 8 | 8 | 8 | 8 | 7 | 8 | 8 |
Schedule C-1
Schedule DE
Share Ownership
TheExcept as noted below, the table below shows the dollar range of equity securities beneficially owned by each nominee in each MFS fund overseen, or to be overseen, by the Trustee as of SeptemberNovember 30, 2009.2016. Messrs. Caroselli and Otis did not serve on the Board as of November 30, 2016 and were not subject to the Board’s policy requiring each Independent Trustee to invest on an aggregate basis, within two years of membership on the Board, an amount equal to his or her calendar year’s base retainer and meeting attendance fees in shares of the MFS Funds. As a result, Messrs. Caroselli and Otis did not beneficially own securities of any MFS fund as of November 30, 2016.
The following dollar ranges apply:
N. | None |
A. | $1 – $10,000 |
B. | $10,001 – $50,000 |
C. | $50,001 – $100,000 |
D. | Over $100,000 |
Name of Trustees | Aggregate Dollar Range of Equity Securities in the Massachusetts Investors Growth Stock Fund | Aggregate Dollar Range of Equity Securities in the Massachusetts Investors Trust | ||||||
| ||||||||
Robert J. Manning | D | N | ||||||
Robin A. Stelmach | D | |||||||
D | ||||||||
Independent Trustee Nominees | ||||||||
| ||||||||
N | ||||||||
D | ||||||||
Maureen R. Goldfarb | B | C | ||||||
David H. Gunning | N | N | ||||||
Michael Hegarty | N | D | ||||||
John P. Kavanaugh | N | B | ||||||
N | N | |||||||
Laurie J. Thomsen | N | N | ||||||
Schedule D-1
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the
| ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | D | |||||||
N | N | |||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | D | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | |||||||
N |
Schedule E-1
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | N | |||||||
N | ||||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | |||||||
N |
Schedule D-2
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS Core Equity Fund | Aggregate Dollar Range of Equity Securities in the MFS Equity Fund | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | N | |||||||
N | ||||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | D | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | N | ||||||
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | N | |||||||
N | ||||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | |||||||
N |
Schedule D-3
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS International Equity Fund | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | |||||||
| ||||||||
N | ||||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | N | ||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | N | ||||||
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | N | |||||||
N | ||||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | N | ||||||
Schedule D-4
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | N | |||||||
N | ||||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | |||||||
N |
Schedule E-3
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
D | N | |||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | |||||||
| ||||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | D | |||||||
Laurie J. Thomsen | N | |||||||
N |
Schedule D-5
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS Equity Fund | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | N | |||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | D | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | N | ||||||
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS Emerging Markets Debt Local Currency Fund | ||||||
| ||||||||
Robert J. Manning | N | |||||||
N | ||||||||
| ||||||||
N | ||||||||
N | ||||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | N | ||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | |||||||
N | ||||||||
Maryann L. Roepke | C | N | ||||||
Laurie J. Thomsen | N | |||||||
N |
Schedule D-6
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
A | N | |||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | |||||||
| ||||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | ||||||||
B | N | |||||||
Maryann L. Roepke | N | N | ||||||
Laurie J. Thomsen | N | |||||||
N |
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | N | |||||||
N | ||||||||
N | ||||||||
Maureen R. Goldfarb | C | N | ||||||
David H. Gunning | D | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | |||||||
N | ||||||||
Maryann L. Roepke | D | N | ||||||
Laurie J. Thomsen | N | |||||||
N |
Schedule D-7
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS Bond Fund | Aggregate Dollar Range of Equity Securities in the MFS | |||||||
| |||||||||
Robert J. Manning | N | N | |||||||
N | D | ||||||||
N | |||||||||
N | |||||||||
Maureen R. Goldfarb | N | N | |||||||
David H. Gunning | N | ||||||||
Michael Hegarty | N | N | |||||||
John P. Kavanaugh | N | N | |||||||
N | N | ||||||||
Laurie J. Thomsen | N | ||||||||
N |
Schedule E-5
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
D | N | |||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | |||||||
| ||||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | |||||||
N |
Schedule D-8
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | N | |||||||
N | ||||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | |||||||
N |
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
| ||||||||
N | N | |||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | N | ||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | N | ||||||
Schedule D-9
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | N | |||||||
N | ||||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | B | ||||||
N | N | |||||||
Laurie J. Thomsen | N | |||||||
N |
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | D | ||||||
D | D | |||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | |||||||
| C | |||||||
Maureen R. Goldfarb | A | C | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | C | ||||||
N | N | |||||||
Laurie J. Thomsen | N | |||||||
N |
Schedule D-10
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | N | |||||||
N | ||||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | |||||||
N |
Schedule E-7
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | N | |||||||
N | ||||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | |||||||
N |
Schedule D-11
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
D | N | |||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | |||||||
| ||||||||
N | ||||||||
Maureen R. Goldfarb | N | B | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | |||||||
N |
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | N | |||||||
N | ||||||||
N | ||||||||
Maureen R. Goldfarb | N | B | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | B | N | ||||||
N | D | |||||||
Laurie J. Thomsen | B | |||||||
Schedule D-12
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | N | |||||||
N | ||||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | N | ||||||
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | N | |||||||
N | ||||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | |||||||
N |
Schedule D-13
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
| ||||||||
N | ||||||||
N | ||||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | N | ||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | |||||||
N |
Schedule E-9
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | N | |||||||
N | ||||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | |||||||
N |
Schedule D-14
Name of Trustees |
| Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS Lifetime 2060 Fund | |||||||
| ||||||||||
Robert J. Manning | N | N | ||||||||
N | N | |||||||||
N | ||||||||||
N | ||||||||||
Maureen R. Goldfarb | N | N | ||||||||
David H. Gunning | N | |||||||||
N | ||||||||||
Michael Hegarty | N | N | ||||||||
John P. Kavanaugh | N | N | ||||||||
N | N | |||||||||
Laurie J. Thomsen | N | N | ||||||||
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS Maturity Fund | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
D | N | |||||||
N | ||||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | B | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | |||||||
N |
Schedule D-15
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | D | |||||||
N | N | |||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | |||||||
N |
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS Municipal Bond Fund | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | C | |||||||
N | ||||||||
Maureen R. Goldfarb | �� | N | N | |||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | |||||||
B | ||||||||
N | N | |||||||
Laurie J. Thomsen | N | N | ||||||
Schedule D-16
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | N | |||||||
N | ||||||||
N | ||||||||
Maureen R. Goldfarb | N | A | ||||||
David H. Gunning | D | |||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | ||||||||
N | D |
Schedule E-11
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS Municipal Bond Fund | Aggregate Dollar Range of Equity Securities in the MFS Allocation Fund | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | ||||||||
| ||||||||
D | ||||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | N | ||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | |||||||
N | ||||||||
Maryann L. Roepke | N | N | ||||||
Laurie J. Thomsen | N | |||||||
N |
Schedule D-17
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS Municipal Income Fund | Aggregate Dollar Range of Equity Securities in the MFS | ||||||
| ||||||||
Robert J. Manning | N | N | ||||||
N | N | |||||||
N | ||||||||
N | ||||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | |||||||
N | ||||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
N | N | |||||||
Laurie J. Thomsen | N | N |
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS Municipal Limited Maturity Fund | Aggregate Dollar Range of Equity Securities in the MFS New Discovery Fund | ||||||
Interested Trustee Nominees | ||||||||
Robert | N | N | ||||||
Robin A. Stelmach | N | D | ||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | B | ||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | N | ||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
Maryann L. Roepke | N | N | ||||||
Laurie J. Thomsen | N | B |
Schedule E-12
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS New Discovery Value Fund | Aggregate Dollar Range of Equity Securities in the MFS New York Municipal Bond Fund | ||||||
Interested Trustee Nominees | ||||||||
Robert J. Manning | N | N | ||||||
Robin A. Stelmach | N | N | ||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | N | ||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | D | N | ||||||
Michael Hegarty | D | N | ||||||
John P. Kavanaugh | N | N | ||||||
Maryann L. Roepke | N | N | ||||||
Laurie J. Thomsen | N | N |
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS North Carolina Municipal Bond Fund | Aggregate Dollar Range of Equity Securities in the MFS Pennsylvania Municipal Bond Fund | ||||||
Interested Trustee Nominees | ||||||||
Robert J. Manning | N | N | ||||||
Robin A. Stelmach | N | N | ||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | N | ||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | N | ||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
Maryann L. Roepke | N | N | ||||||
Laurie J. Thomsen | N | N |
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS Research Fund | Aggregate Dollar Range of Equity Securities in the MFS Research International Fund | ||||||
Interested Trustee Nominees | ||||||||
Robert J. Manning | N | N | ||||||
Robin A. Stelmach | D | D | ||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | N | ||||||
Maureen R. Goldfarb | C | N | ||||||
David H. Gunning | N | N | ||||||
Michael Hegarty | D | N | ||||||
John P. Kavanaugh | N | N | ||||||
Maryann L. Roepke | N | N | ||||||
Laurie J. Thomsen | N | N |
Schedule D-18E-13
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS South Carolina Municipal Bond Fund | Aggregate Dollar Range of Equity Securities in the MFS Strategic Income Fund | ||||||
Interested Trustee Nominees | ||||||||
Robert J. Manning | N | N | ||||||
Robin A. Stelmach | N | N | ||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | N | ||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | N | ||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
Maryann L. Roepke | N | N | ||||||
Laurie J. Thomsen | N | N |
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS Technology Fund | Aggregate Dollar Range of Equity Securities in the MFS Tennessee Municipal Bond Fund | ||||||
Interested Trustee Nominees | ||||||||
Robert J. Manning | D | N | ||||||
Robin A. Stelmach | N | N | ||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | N | ||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | N | ||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
Maryann L. Roepke | D | N | ||||||
Laurie J. Thomsen | B | N |
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS Total Return Fund | Aggregate Dollar Range of Equity Securities in the MFS Total Return Bond Fund | ||||||
Interested Trustee Nominees | ||||||||
Robert J. Manning | N | N | ||||||
Robin A. Stelmach | D | N | ||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | N | ||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | N | ||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | B | ||||||
Maryann L. Roepke | N | N | ||||||
Laurie J. Thomsen | N | N |
Schedule E-14
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS U.S. Government Cash Reserve Fund | Aggregate Dollar Range of Equity Securities in the MFS U.S. Government Money Market Fund | ||||||
Interested Trustee Nominees | ||||||||
Robert J. Manning | N | D | ||||||
Robin A. Stelmach | N | N | ||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | N | ||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | D | ||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
Maryann L. Roepke | N | N | ||||||
Laurie J. Thomsen | N | N |
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS Utilities Fund | Aggregate Dollar Range of Equity Securities in the MFS Value Fund | ||||||
Interested Trustee Nominees | ||||||||
Robert J. Manning | N | D | ||||||
Robin A. Stelmach | N | D | ||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | D | ||||||
Maureen R. Goldfarb | N | C | ||||||
David H. Gunning | N | C | ||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | C | ||||||
Maryann L. Roepke | N | N | ||||||
Laurie J. Thomsen | N | N |
Name of Trustees | Aggregate Dollar Range of Equity Securities in the MFS Virginia Municipal Bond Fund | Aggregate Dollar Range of Equity Securities in the MFS West Virginia Municipal Bond Fund | ||||||
Interested Trustee Nominees | ||||||||
Robert J. Manning | N | N | ||||||
Robin A. Stelmach | N | N | ||||||
Independent Trustee Nominees | ||||||||
Steven E. Buller | N | N | ||||||
Maureen R. Goldfarb | N | N | ||||||
David H. Gunning | N | N | ||||||
Michael Hegarty | N | N | ||||||
John P. Kavanaugh | N | N | ||||||
Maryann L. Roepke | N | N | ||||||
Laurie J. Thomsen | N | N |
Schedule E-15
Schedule EF
Interests of Certain Persons
As of SeptemberNovember 30, 2009,2016,* to the best knowledge of each Fund, the following shareholders beneficially owned more than 5% of the outstanding shares of any class of such Fund.
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Massachusetts Investors Growth Stock Fund | |||||||
Pershing LLC | B | 1,346,502.04 | 6.27 | % | |||
P.O. Box 2052 Jersey City NJ 07303-2052 | C | 1,008,802.51 | 5.39 | % | |||
David A Barker 4235 Hyacinth St Eugene OR 97404-4083 | 529C | 13,717.24 | 11.97 | % | |||
Betsy T Clayton Trust Betsy T, Keith & Barbara Clayton as TTEES 316 N Elmwood Ave Oak Park IL 60302-2224 | 529C | 13,699.79 | 11.96 | % | |||
Jewel P Kozicki 2 4324 Mabray Ave Eastpointe MI 48021-1429 | 529C | 8,071.08 | 7.04 | % | |||
Robert C Sundahl 3322 E Tonto Dr Phoenix AZ 85044-3517 | 529C | 5,936.14 | 5.18 | % | |||
Reliance Trust Company FBO Bingham Mccutchen LLP Ret. Plans PO Box 79377 Atlanta GA 30357-7377 | I | 1102786.76 | 23.29 | % | |||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 730,281.26 | 15.42 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 466,849.74 | 9.86 | % | |||
Reliance Trust Company FBO TRS of the MFS Pension Plan PO Box 79377 Atlanta GA 30357-7377 | I | 427,565.84 | 9.03 | % | |||
Firstenergy Foundation National City Bank Trust Mutual Fund PO Box 94984 Cleveland OH 44101-4984 | I | 515,089.54 | 10.88 | % | |||
ING Life Insurance & Annuity Co Retirement Plan 1 Orange Way Windsor CT 06095-4773 | R2 | 122,055.00 | 5.48 | % | |||
Lodgenet Entertainment Corp 401K 8515 E Orchard Rd Greenwood VLG CO 80111-5002 | R3 | 204,928.32 | 9.02 | % | |||
Professional Paint Inc 401K RSP 8515 E Orchard Rd Greenwood VLG CO 80111-5002 | R3 | 145,720.26 | 6.42 | % | |||
Landstar Systems, Inc. 401K SP 8515 E. Orchard Rd # Greenwood VLG CO 80111-5002 | R3 | 115,386.43 | 5.98 | % |
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MASSACHUSETTS INVESTORS GROWTH STOCK FUND | ||||||||||
ALFRED A L’ALTRELLI | 529B | 886.2520 | 5.95 | |||||||
310 MARY LN CANONSBURG PA 15317-5208 | ||||||||||
LISA A WALKER | 529B | 1,496.3000 | 5.50 | |||||||
3316 HAWTHORNE AVE DALLAS TX 75219-2012 | ||||||||||
DAVID A BARKER | 529C | 2,947.0850 | 5.02 | |||||||
4235 HYACINTH ST EUGENE OR 97404-4083 | ||||||||||
PERSHING LLC | B | 154,055.6320 | 5.28 | |||||||
1 PERSHING PLZ | C | 589,725.0810 | 5.34 | |||||||
JERSEY CITY NJ 07399-0002 | ||||||||||
MORGAN STANLEY SMITH BARNEY | C | 943,508.7580 | 8.55 | |||||||
HARBORSIDE FINANCIAL CENTER | ||||||||||
PLAZA 2 3RD FLOOR | ||||||||||
JERSEY CITY NJ 07311 | ||||||||||
AMERICAN UNITED LIFE GROUP RETIREMENT ANNUITY | R2 | 1,042,586.7710 | 16.73 | |||||||
ATTN SEPARATE ACCOUNTS | ||||||||||
PO BOX 368 | ||||||||||
INDIANAPOLIS IN 46206-0368 | ||||||||||
VOYA RETIREMENT INS & ANNUITY | R2 | 462,619.9850 | 7.67 | |||||||
1 ORANGE WAY B3N | R4 | 5,568,977.1740 | 18.16 | |||||||
WINDSOR CT 06095-4773 | ||||||||||
STATE STREET BANK TRUST CO | R3 | 1,419,205.2150 | 8.34 | |||||||
TRUSTEE VARIOUS RETIREMENT PLANS | ||||||||||
440 MAMARONECK AVE | ||||||||||
HARRISON NY 10528-2418 | ||||||||||
AIGFSB CUSTODIAN TRUSTEE FBO | R3 | 880,239.6650 | 5.17 | |||||||
STATE OF FLORIDA 457 | ||||||||||
2929 ALLEN PKWY STE A6-20 | ||||||||||
HOUSTON TX 77019-7117 | ||||||||||
GREAT-WEST TRUST COMPANY LLC | R3 | 1,142,622.4480 | 10.06 | |||||||
EMPLOYEE BENEFITS CLIENTS 401K | ||||||||||
8515 E ORCHARD RD 2T2 | ||||||||||
GREENWOOD VLG CO 80111-5002 | ||||||||||
JOHN HANCOCK TRUST COMPANY LLC | R3 | 973,277.7360 | 5.72 | |||||||
690 CANTON ST STE 100 | ||||||||||
WESTWOOD MA 02090-2324 | ||||||||||
PIMS/PRUDENTIAL RETPLAN | R4 | 4,005,342.9590 | 13.06 | |||||||
NOMINEE TRUSTEE CUSTODIAN | ||||||||||
767 MGM RESORTS 401K SAVINGS PLAN | ||||||||||
4886 FRANK SINATRA DR | ||||||||||
LAS VEGAS NV 89158-4316 | ||||||||||
NATIONWIDE TRUST COMPANY FSB | R4 | 1,710,764.8060 | 5.58 | |||||||
PO BOX 182029 | ||||||||||
COLUMBUS OH 43218-2029 |
Schedule E-1
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MASSACHUSETTS INVESTORS GROWTH STOCK FUND – continued STATE STREET BANK TRUST CO R6 5,280,837.1770 21.45 TRUSTEE VARIOUS RETIREMENT PLANS 440 MAMARONECK AVE HARRISON NY 10528-2418 FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC R6 1,789,186.3960 30.46 QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS 100 MAGELLAN WAY # KW1C COVINGTON KY 41015-1987 LINCOLN RETIREMENT SERVICES COMPANY R6 1,645,881.8080 6.68 FBO CAPE COD HEALTHCARE 403B PO BOX 7876 FORT WAYNE IN 46801-7876 MASSACHUSETTS INVESTORS TRUST JULIE L DAVIS 4807 NE 10TH AVEPORTLAND OR 97211-4573 529B 2,481.9690 14.74 LISA A WALKER 529B 982.5870 5.83 3316 HAWTHORNE AVE DALLAS TX 75219-2012 HEATHER S SCOTT 529B 937.8010 5.57 11332 214TH ST LAKEWOOD CA 90715-2014 JAMES G MOYER 124 WILLOW TREE LN MOUNT HOLLY NC 28120-9260 529B 900.1280 5.34 VANESSA A WILKINS 529C 5,579.8560 8.59 69620 OLD BARN CT SISTERS OR 97759-9644 PERSHING LLC B 224,201.6940 8.25 1 PERSHING PLZ C 668,710.9210 6.29 JERSEY CITY NJ 07399-0002 MORGAN STANLEY SMITH BARNEY B 146,135.8320 5.38 HARBORSIDE FINANCIAL CENTER C 745,754.4250 7.01 PLAZA 2 3RD FLOOR JERSEY CITY NJ 07311 TAYNIK & CO R1 46,592.0690 16.45 CO STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 EQUITABLE LIFE R1 24,189.7860 8.54 500 PLAZA DR SECAUCUS NJ 07094-3619 VOYA RETIREMENT INS & ANNUITY CO R2 1,758,781.8580 34.85 1 ORANGE WAY B3N WINDSOR CT 06095-4773 HARTFORD LIFE INSURANCE COMPANY R2 1,442,221.6540 25.85 1 GRIFFIN ROAD NORTH R3 907,828.2210 8.27 WINDSOR CT 06095-1512 JOHN HANCOCK TRUST COMPANY LLC R2 400,022.7350 7.17 690 CANTON ST STE 100 WESTWOOD MA 02090-2324 TRANSAMERICA LIFE INS COMPANY R3 1,507,491.7690 13.73 1150 S OLIVE ST LOS ANGELES CA 90015-2211
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Trust Company FBO MGM Mirage 401(K) Savings Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 1,426,131.83 | 56.23 | % | |||
Trustee: State Street Bank & Trust 1 Heritage Drive Quincy MA 02171-2105 | R4 | 839,446.66 | 33.10 | % | |||
Massachusetts Investors Trust | |||||||
Anthony J Artabane 4 Little Kings Ln Rye Brook NY 10573-1721 | 529A | 9,756.88 | 7.36 | % | |||
Reta A Earhart 18081 4th Ave Bend OR 97701-9113 | 529A | 7,436.48 | 5.61 | % | |||
Julie L Davis 4807 NE 10th Ave Portland OR 97211-4573 | 529B | 1,386.674 | 6.47 | % | |||
Brian D Lavinio 127 Leona Dr Pittsfield MA 01201-4447 | 529B | 1,082.082 | 5.05 | % | |||
Betsy T Clayton Trust 101 Betsy T, Keith & Barbara Clayton as TTEES 316 N Elmwood Ave Oak Park IL 60302-2224 | 529C | 38,914.70 | 46.26 | % | |||
Jewel P Kozicki 2 4324 Mabray Ave Eastpointe MI 48021-1429 | 529C | 6,402.23 | 7.61 | % | |||
Pershing LLC PO Box 2052 Jersey City NJ 07303-2052 | C | 703,035.748 | 6.27 | % | |||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 554,167.005 | 14.89 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 352,245.321 | 9.46 | % | |||
Reliance Trust Company FBO TRS of the MFS Pension Plan PO Box 79377 Atlanta GA 30357-7377 | I | 324,626.381 | 8.72 | % | |||
Reliance Trust Company FBO Treehouse Foods, Inc. 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | I | 203,612.980 | 5.47 | % | |||
SEI Private Trust 1 Freedom Valley Drive Oaks PA 19456-9989 | I | 431,895.167 | 22.70 | % | |||
Nationwide Trust Company, FSB c/o IPO Portfolio Accounting PO Box 182029 Columbus OH 43218-2029 | R1 | 31,592.193 | 7.28 | % | |||
First Merchants Trust Co Naomnibus Ret Plans/EB Assets PO Box 1467 Muncie IN 47308-1467 | R2 | 513,586.839 | 19.79 | % |
Schedule E-2
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MASSACHUSETTS INVESTORS TRUST – continued FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC R3 2,664,526.1980 24.27 QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS R4 965,894.4630 47.16 100 MAGELLAN WAY # KW1C R6 2,622,110.5210 65.34 COVINGTON KY 41015-1987 JOHN HANCOCK LIFE INSURANCE CO USA R3 2,159,737.7390 19.67 RPS TRADING OPS ST-4 601 CONGRESS ST BOSTON MA 02210-2805 GREAT-WEST TRUST COMPANY LLC TTEE F R4 136,747.0420 6.68 EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VLG CO 80111-5002 NATIONWIDE TRUST COMPANY FSB R4 168,795.1830 8.24 C/O IPO PORTFOLIO ACCOUNTING PO BOX 182029 COLUMBUS OH 43218-2029 MFS ABSOLUTE RETURN FUND PERSHING LLC A 41,233.2570 13.84 1 PERSHING PLZ C 24,831.2650 16.05 JERSEY CITY NJ 07399-0002 THOMAS D HEIMAN A 16,260.2500 5.46 THOMAS D HEIMAN MD PLAN SEP PLAN 3670 E 1ST ST # B LONG BEACH CA 90803-2712 MASSACHUSETTS FINANCIAL SERVICES COMPANY B 5,411.9230 11.26 111 HUNTINGTON AVENUE I 50,948.6670 61.68 BOSTON MA 02199-7632 R1 5,405.6570 100.00 R2 5,395.9110 100.00 R3 5,412.4540 98.45 R4 5,428.2630 100.00 BAY CITY ISD TSA 403B C 12,487.2110 8.07 A/C JACQUELINE C GORMAN 3920 BUCKS BAYOU RD BAY CITY TX 77414-1722 MORGAN STANLEY SMITH BARNEY C 8,870.4130 5.73 HARBORSIDE FINANCIAL CENTER PLAZA 2 3RD FLOOR JERSEY CITY NJ 07311 PETER D LONCTO I 14,763.2950 17.87 U/DELAWARE UNIF TOD ACT 69 MYRTLE ST APT 6 BOSTON MA 02114-4818 MFS CONSERVATIVE ALLOCATION FUND R6 6,273,026.0570 30.12 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS MODERATE ALLOCATION FUND R6 6,201,571.4460 29.78 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS GROWTH ALLOCATION FUND R6 5,169,162.8550 24.82 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS LIFETIME INCOME FUND 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 R6 1,316,440.3470 6.32
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Trust Co FBO Carr Allison Pugh Oliver Sisson 401 PO Box 79377 Atlanta GA 30357-7377 | R3 | 138,820.910 | 10.51 | % | |||
Reliance Trust Company FBO Scales Air Compressor EE Savng Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 135,789.983 | 10.28 | % | |||
DWS Trust Co TTEE FBO Decision Resources Inc Investment and Retirement Plan PO Box 1757 Salem NH 03079-1143 | R3 | 77,136.444 | 5.84 | % | |||
Nationwide Trust Company FSB c/o IPO Portfolio Accounting PO Box 182029 Columbus OH 43218-2029 | R4 | 114,856.852 | 87.49 | % | |||
MFS Aggressive Growth Allocation | |||||||
Pershing LLC PO Box 2052 Jersey City NJ 07303-2052 | B | 649,139.202 | 5.32 | % | |||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 866,234.463 | 47.91 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 602,309.665 | 33.31 | % | |||
Reliance Trust Company FBO Treehouse Foods, Inc. 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | I | 214,062.840 | 11.84 | % | |||
Reliance Trust Company FBO MGM Mirage 401(K) Savings Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 4,062,581.717 | 89.68 | % | |||
MFS Alabama Municipal Bond Fund | |||||||
Pershing LLC | A | 907,024.088 | 12.27 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 53,678.235 | 8.64 | % | |||
Edward D. Jones & Co. | A | �� | 549,424.71 | 7.44 | % | ||
201 Progress PKWY Maryland HTS MO 63043-3009 | B | 47,661.53 | 7.67 | % | |||
MFS Arkansas Municipal Bond Fund | |||||||
Edward D Jones & Co | A | 1,973,808.54 | 11.69 | % | |||
201 Progress PKWY Maryland HTS MO 63043-3009 | B | 132,345.23 | 18.53 | % | |||
Pershing LLC | A | 1,507,014.88 | 8.92 | % | |||
P.O. BOX 2052 Jersey City NJ 07303-2052 | B | 114,152.56 | 15.99 | % | |||
HC Crain Jr & Shirley A Crain A PO Box 11373 Fort Smith AR 72917-1373 | A | 934,693.34 | 5.53 | % |
Schedule E-3
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS AGGRESSIVE GROWTH ALLOCATION FUND PERSHING LLC A 2,481,420.1000 6.47 1 PERSHING PLZ B 320,677.6410 9.48 JERSEY CITY NJ 07399-0002 C 1,101,083.9000 7.82 ALERUS FINANCIAL R1 71,548.2780 7.71 FBO JARRAFF INDUSTRIES INC PO BOX 64535 SAINT PAUL MN 55164-0535 ALERUS FINANCIAL R1 55,798.4260 6.01 FBO TIRE ASSOCIATES WAREHOUSE PO BOX 64535 SAINT PAUL MN 55164-0535 VOYA RETIREMENT INS & ANNUITY CO R2 976,455.4010 24.55 1 ORANGE WAY B3N R4 182,994.9420 5.70 WINDSOR CT 06095-4773 REMJAY CORP CUST FBO PLANS OF RPSA CUSTOMERS R3 1,974,643.0760 28.73 8515 E ORCHARD RD 2T2 GREENWOOD VLG CO 80111-5002 GREAT-WEST TRUST COMPANY LLC TTEE F R3 413,128.5130 6.01 EMPLOYEE BENEFITS CLIENTS 401K R4 481,440.5940 14.99 8515 E ORCHARD RD 2T2 GREENWOOD VLG CO 80111-5002 OMNIPUTNAM R4 217,651.6050 6.78 C/O MUTUAL FUND TRADING 8525 E ORCHARD RD GREENWOOD VLG CO 80111-5002 NFS LLC FEBO R4 189,043.6870 5.89 STATE STREET BANK TRUST CO TRUSTEE VARIOUS RETIREMENT PLANS 440 MAMARONECK AVE HARRISON NY 10528-2418 ADP ACCESS PRODUCT R4 246,488.0730 7.68 1 LINCOLN ST BOSTON MA 02111-2900 TAYNIK & CO R4 186,843.0250 5.82 CO STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS ALABAMA MUNICIPAL BOND FUND MORGAN STANLEY SMITH BARNEY A 533,766.8990 9.52 HARBORSIDE FINANCIAL CENTER PLAZA 2 3RD FLOOR JERSEY CITY NJ 07311 PERSHING LLC A 362,177.5130 6.46 1 PERSHING PLZ I 21,070.3870 7.75 JERSEY CITY NJ 07399-0002 FIRST SOUTHERN C/R I 28,239.9370 10.39 PO BOX 48529 ATLANTA GA 30362-1529
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
MFS Blended Research Core Equity Fund | |||||||
Reliance Trust Company FBO Sprinkler Fitters Local UN.550 Plan PO Box 79377 Atlanta GA 30357-7377 | A | 54,869.748 | 5.55 | % | |||
Pershing LLC | A | 93,066.946 | 9.41 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 10,661119 | 8.34 | % | |||
New York Life Trust Company 169 Lackawanna Ave Parsippany NJ 07054-1007 | A | 59,080.966 | 5.97 | % | |||
PIMS/Prudential Retirement as Nominee for the TTEE/CUST Pl 719 Communications Wkrs of America 501 Third St NW 10th Floor Washington DC 20001-2750 | A | 57,788.087 | 5.84 | % | |||
SEIU Local 503 PO Box 12159 Salem OR 97309-0159 | C | 16,444.886 | 12.60 | % | |||
Mass Mutual Life Insurance Co Attn: Fund Operations/N255 1295 State St Springfield MA 01111-0002 | I | 45,528.578 | 45.85 | % | |||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 24,656.899 | 24.83 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 16,127.058 | 16.24 | % | |||
Massachusetts Financial Services | R1 | 7,381.377 | 100.00 | % | |||
Co Attn Scott Chin | R2 | 7,385.344 | 100.00 | % | |||
500 Boylston St FL 19 Boston MA 02116-3741 | R3 | 7,258.658 | 100.00 | % | |||
R4 | 7,260.570 | 100.00 | % | ||||
MFS Bond Fund | |||||||
Pershing LLC | A | 3,368,153.66 | 5.69 | % | |||
P.O. Box 2052 Jersey City NJ 07303-2052 | B | 650,735.18 | 12.08 | % | |||
C | 501,124.601 | 6.33 | % | ||||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 456,968.97 | 12.38 | % | |||
Reliance Trust Company FBO TRS of the MFS Pension Plan PO Box 79377 Atlanta GA 30357-7377 | I | 347,260.84 | 9.40 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 245,204.04 | 6.64 | % | |||
Edward D Jones & Co 201 Progress Pkwy Maryland HTS MO 63043-3009 | I | 962,361.60 | 26.06 | % |
Schedule E-4
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS ARKANSAS MUNICIPAL BOND FUND PERSHING LLC A 1,771,089.1780 11.29 1 PERSHING PLZ B 312,836.8130 48.92 JERSEY CITY NJ 07399-0002 I 34,418.3330 5.29 MFS BLENDED RESEARCH CORE EQUITY FUND PERSHING LLC A 836,139.5440 6.77 1 PERSHING PLZ B 129,332.6700 14.22 JERSEY CITY NJ 07399-0002 C 393,022.2690 11.33 I 1,909,958.1360 12.55 MORGAN STANLEY SMITH BARNEY C 278,795.6420 8.04 HARBORSIDE FINANCIAL CENTER PLAZA 2 3RD FLOOR JERSEY CITY NJ 07311 MASS MUTUAL LIFE INSURANCE CO R2 381,773.8920 24.98 ATTN RS FUND OPERATIONS R3 300,187.5170 6.77 1295 STATE ST SPRINGFIELD MA 01111-0001 ADP ACCESS PRODUCT R2 106,461.9530 6.97 1 LINCOLN ST BOSTON MA 02111-2900 TAYNIK & CO R2 88,895.2740 5.82 CO STATE STREET BANK & TRUST R3 849,222.3470 19.14 1200 CROWN COLONY DR QUINCY MA 02169-0938 PIMS/PRUDENTIAL RETPLAN R3 283,567.3450 6.39 NOMINEE TRUSTEE CUSTODIAN KENT COUNTY ROAD COMMISSION 401K 1500 SCRIBNER AVE NW GRAND RAPIDS MI 49504-3233 CHARLES SCHWAB & CO INC R3 260,145.2190 5.86 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 AIGFSB CUSTODIAN TRUSTEE FBO R4 353,745.9320 18.40 BAPTIST HEALTH SYSTEM 403B 2727A ALLEN PKWY # 4-D1 HOUSTON TX 77019-2107 FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC R4 396,731.0860 20.64 QUALIFIED EMPLOYEEP LANS 401K FINOPS-IC FUNDS 100 MAGELLAN WAY # KW1C COVINGTON KY 41015-1987 NATIONWIDE TRUST COMPANY, FSB R4 232,318.8150 12.09 C/O IPO ACCOUNTING PO BOX 182029 COLUMBUS OH 43218-2029 VANGUARD FIDUCIARY TRUST CO R4 146,937.9610 7.64 PO BOX 2600 VM 613 VALLEY FORGE PA 19482-2600 MFS LIFETIME 2030 FUND R6 839,096.3610 10.31 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Trust Company FBO SRF Consulting Group Inc PSP & Trust PO Box 79377 Atlanta GA 30357-7377 | R3 | 213,305.33 | 5.65 | % | |||
Reliance Trust Company FBO MGM Mirage 401(K) Savings Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 4,218,447.16 | 95.40 | % | |||
MFS California Municipal Bond Fund | |||||||
Pershing LLC PO Box 2052 Jersey City NJ 07303-2052 | B | 180,311.648 | 5.52 | % | |||
MFS Cash Reserve Fund | |||||||
Beverly J Ostertag 7195 Casey Pkwy Prior Lake MN 55372-2610 | 529B | 107,599.760 | 5.53 | % | |||
Caren S Mcvicker 18 Adams Ln Wayland MA 01778-2001 | 529C | 399,691.890 | 9.42 | % | |||
William W Davies 18909 Apian Way Lutz FL 33558-4914 | 529C | 240,905.570 | 5.68 | % | |||
Pershing LLC | A | 15,670,514.408 | 9.23% | ||||
PO Box 2052 Jersey City NJ 07303-2052 | B | 8,357,933.211 | 8.33 | % | |||
C | 5,700,170.202 | 8.62 | % | ||||
Reliance Trust Company FBO Chester County Hospital 403B Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 5,492,117.940 | 5.25 | % | |||
Reliance Trust Company FBO Goodman & Co LLP 401K P/S Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 4,715,686.592 | 87.32 | % | |||
MFS Conservative Allocation Fund | |||||||
Pershing LLC | A | 2,928,455.670 | 11.03 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 874,065.568 | 8.43 | % | |||
C | 1,071,227.220 | 8.21 | % | ||||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 1,074,865.021 | 65.89 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 398,349.751 | 24.42 | % | |||
Reliance Trust Company FBO Treehouse Foods, Inc. 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | I | 96,694.757 | 5.93 | % | |||
Reliance Trust Company FBO Odyssey Healthcare 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R2 | 360,101.186 | 6.97 | % |
Schedule E-5
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS BLENDED RESEARCH CORE EQUITY FUND – continued WELLS FARGO BANK FBO R6 598,175.7800 9.24 1525 WEST WT HARRIS BLVD CHARLOTTE NC 28288-1076 MFS LIFETIME 2040 FUND R6 642,401.1320 7.89 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 VOYA INSTITUTIONAL TRUST COMPANY R6 631,995.9870 7.77 AS TRUSTEE OR CUSTODIAN FOR BOOZ & COMPANY 30 BRAINTREE HILL PARK BRAINTREE MA 02184-8747 MFS LIFETIME INCOME FUND R6 529,767.3950 6.51 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2020 FUND R6 479,608.0460 5.89 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS BLENDED RESEARCH GLOBAL EQUITY FUND NATIONAL FINANCIAL SERVICES LLC A 9,009.2680 39.43 499 WASHINGTON BLVD ATTN MUTUAL FUND DEPT 4TH FLOOR JERSEY CITY NJ 07310-2010 MASSACHUSETTS FINANCIAL SERVICES COMPANY A 5,029.4630 22.01 111 HUNTINGTON AVE FL 17 B 5,017.5320 100.00 BOSTON MA 02199-7632 C 5,018.0700 46.75 I 27,018.2750 32.48 R1 5,017.5320 100.00 R2 5,024.9750 100.00 R3 5,028.6970 100.00 R4 5,032.4180 100.00 R6 261,692.4580 100.00 JEANETTE D LEWIS A 1,773.2170 7.76 401 S GALLAHER VIEW RD APT 10 KNOXVILLE TN 37919-5310 DAVID M HUNT C 1,044.7760 9.73 PO BOX 2076 VAIL CO 81658-2076 JONATHAN W SAGE I 7,019.7190 7.11 111 HUNTINGTON AVENUE BOSTON MA 02199-7632 MFS BLENDED RESEARCH GROWTH EQUITY FUND MASSACHUSETTS FINANCIAL SERVICES COMPANY A 5,015.2720 10.04 111 HUNTINGTON AVE FL 17 B 5,003.5460 34.50 BOSTON MA 02199-7632 C 5,003.1700 76.80 I 5,017.7940 18.44 R1 5,003.0060 100.00 R2 5,010.3950 100.00 R3 5,014.0950 100.00 R4 5,017.7940 100.00
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Trust Company FBO MGM Mirage 401(K) Savings Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 1,606,442.583 | 92.66 | % | |||
MFS Core Equity Fund | |||||||
Pershing LLC | A | 3,741,542.848 | 9.33 | % | |||
P.O. Box 2052 Jersey City NJ 07303-2052 | B | 345,360.969 | 5.75 | % | |||
C | 482,348.957 | 9.67 | % | ||||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 523,491.747 | 48.17 | % | |||
Reliance Trust Company FBO TRS of the MFS Pension Plan PO Box 79377 Atlanta GA 30357-7377 | I | 348,019.849 | 32.02 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 141,942.125 | 13.06 | % | |||
Massachusetts Financial Services Co Attn: Scott Chin 19th FL 500 Boylston St Boston MA 02116-3741 | R4 | 19,635.559 | 16.95% | ||||
MFS Core Growth Fund | |||||||
Pershing LLC | A | 2,048,467.748 | 5.19 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | C | 297,888.447 | 6.05 | % | |||
SEI Private Trust Co c/o Suntrust Bank ID 866 One Freedom Valley Drive Oaks PA 19456-9989 | I | 8,004,643.640 | 14.73 | % | |||
Reliance Trust Company FBO Wade Long Wood & Kennedy LLC 401K PO Box 79377 Atlanta GA 30357-7377 | R1 | 11,907.205 | 6.81 | % | |||
Reliance Trust Company FBO Coop Country Farmers Elevator 401K PO Box 79377 Atlanta GA 30357-7377 | R1 | 11,286.275 | 6.46 | % | |||
Reliance Trust Company FBO Prestige Equipment, Inc. Ret. Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 10,158.868 | 5.81 | % | |||
Reliance Trust Company FBO Perkins Technical Services 401K PO Box 79377 Atlanta GA 30357-7377 | R1 | 9,382.102 | 5.37 | % | |||
State Street Bank Trust Co Trustee | R2 | 168,827.287 | 12.61 | % | |||
4 Manhattanville Rd Purchase NY 10577-2139 | R3 | 30,696.986 | 7.45 | % | |||
R4 | 326,112.006 | 12.56% | |||||
Hartford Life Ins Co Separate Account Attn UIT Operations PO Box 2999 Hartford CT 06104-2999 | R2 | 187,093.268 | 13.98 | % |
Schedule E-6
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS BLENDED RESEARCH GROWTH EQUITY FUND – continued PERSHING LLC A 4,091.2050 8.19 1 PERSHING PLZ JERSEY CITY NJ 07399-0002 DAVID RABIN C 667.3510 10.24 53 PONDSIDE DR BOLTON MA 01740-1275 MFS LIFETIME 2030 FUND R6 2,405,539.1690 23.75 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2040 FUND R6 2,117,675.0270 20.91 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME INCOME FUND R6 1,175,867.4280 11.61 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2020 FUND R6 1,064,187.5500 10.51 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2035 FUND R6 836,456.2790 8.26 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2050 FUND R6 786,408.4570 7.76 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2025 FUND R6 669,975.1900 6.62 ATTN MFS GROUP QUINCY MA 02169-0938 MFS LIFETIME 2045 FUND R6 589,914.2590 5.82 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS BLENDED RESEARCH INTERNATIONAL EQUITY FUND MASSACHUSETTS FINANCIAL SERVICES COMPANY B 5,047.4120 84.37 111 HUNTINGTON AVE FL 17 C 5,047.4120 100.00 BOSTON MA 02199-7632 I 34,440.3690 52.92 R1 5,047.4120 100.00 R2 5,055.0670 100.00 R3 5,058.8910 100.00 R4 5,062.7160 100.00 SCOTT E CHURCH IRA B 428.7780 7.17 OHIO PERMIT SERVICE CO SIMPLE PLAN 2731 FIELD POST CT HILLIARD OH 43026-9501
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Trust Company FBO Southern Auto Ret. Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 31,331.715 | 7.60 | % | |||
Marshall & Ilsley Trust Co NA FBO Bank 98 DLY RCRDKPG STE 40011270 W Park PL Milwaukee WI 53224 | R3 | 76,954.198 | 18.66 | % | |||
Reliance Trust Company FBO PPD, Inc. Retirement Savings Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 1,246,886.055 | 48.02% | ||||
MFS Diversified Income Fund | |||||||
Pershing LLC | A | 1,724,272.41 | 13.86 | % | |||
P.O. Box 2052 Jersey City NJ 07303-2052 | C | 929,928.57 | 14.96 | % | |||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 97,375.74 | 27.82 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 66,547.871 | 19.01 | % | |||
Massachusetts Financial Services Co | R1 | 10,819.10 | 100.00 | % | |||
500 Boylston St Boston MA 02116-3741 | R2 | 10,882.13 | 100.00 | % | |||
R3 | 10,902.39 | 100.00 | % | ||||
R4 | 10,933.97 | 100.00 | % | ||||
MFS Diversified Target Return Fund | |||||||
Charles Schwab & Co Inc Special Custody Account 101 Montgomery St San Francisco CA 94104-4151 | A | 3,761,256.62 | 39.32 | % | |||
Pershing LLC | A | 1,398,688.30 | 14.62 | % | |||
P.O. Box 2052 Jersey City NJ 07303-2052 | B | 107,533.43 | 12.75 | % | |||
C | 432,035.34 | 12.06 | % | ||||
MFS Growth Allocation Fund 2 Avenue DE Lafayette Boston MA 02111 | I | 2,265,422.03 | 26.70 | % | |||
MFS Moderate Allocation Fund 2 Avenue DE Lafayette Boston MA 02111 | I | 2,073,921.06 | 24.44 | % | |||
MFS Conservative Allocation Fund 2 Avenue DE Lafayette Boston MA 02111 | I | 1,766,768.11 | 20.82 | % | |||
Massachusetts Financial Services Co | R1 | 11,221.39 | 100.00 | % | |||
500 Boylston St Boston MA 02116-3741 | R2 | 11,137.61 | 100.00 | % | |||
R3 | 11,038.85 | 100.00 | % | ||||
R4 | 11,051.69 | 13.21 | % | ||||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 38,428.83 | 45.93 | % |
Schedule E-7
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS BLENDED RESEARCH INTERNATIONAL EQUITY FUND – continued MFS LIFETIME 2040 FUND R6 4,107,766.9140 24.20 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2030 FUND R6 4,000,262.7200 23.56 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME INCOME FUND R6 1,613,768.4530 9.51 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2050 FUND R6 1,581,117.5390 9.31 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2020 FUND R6 1,529,657.7560 9.01 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2035 FUND R6 1,511,877.7130 8.91 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2045 FUND R6 1,184,208.6750 6.98 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2025 FUND R6 1,070,546.6650 6.31 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS BLENDED RESEARCH MID CAP EQUITY FUND MASSACHUSETTS FINANCIAL SERVICES COMPANY A 5,000.0000 100.00 111 HUNTINGTON AVE FL 17 B 5,000.0000 100.00 BOSTON MA 02199-7632 C 5,000.0000 100.00 I 5,000.0000 100.00 R1 5,000.0000 100.00 R2 5,000.0000 100.00 R3 5,000.0000 100.00 R4 5,000.0000 100.00 MFS LIFETIME 2030 FUND R6 4,237,840.6790 24.98 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2040 FUND R6 3,748,612.3280 22.10 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 34,180.36 | 40.86 | % | |||
Pimsomni 100 Mulberry St Newark NJ 07102-4056 | W | 56,663.54 | 23.80 | % | |||
MFS Emerging Markets Debt Fund | |||||||
Pershing LLC | A | 2,791,224.179 | 7.89 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 227,972.947 | 15.41 | % | |||
C | 633,351.183 | 10.29 | % | ||||
W | 490,001.430 | 12.13 | % | ||||
CIA CCC Trust Department c/o Choate Hall & Stewart LLP 2 International PL Boston MA 02110-4104 | I | 2,347,761.840 | 8.23 | % | |||
MFS Growth Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 7,199,865.695 | 25.23 | % | |||
MFS Moderate Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 6,570,746.540 | 23.03 | % | |||
MFS Conservative Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 2,792,327.033 | 9.79 | % | |||
Massachusetts Financial Services Company Attn Scott Chin | R1 | 9,787.231 | 98.47 | % | |||
500 Boylston Street 19th FL Boston MA 02116-3741 | R2 | 9,822.576 | 15.77 | % | |||
R3 | 9,877.327 | 39.35 | % | ||||
R4 | 9,895.150 | 92.82 | % | ||||
Rexel Inc Pens PL PO Box 75000 M/C #3446 Detroit MI | R2 | 27,546.263 | 44.22 | % | |||
PIMS/Prudential Retirement as Nominee for the TTEE/CUST PL 300 SISC PO Box 1808 Bakersfield CA 93303-1808 | R2 | 22,463.792 | 36.06 | % | |||
Lind Jensen Sullivan & Peterson 700 17th St STE 300 Denver CO 80202-3531 | R4 | 765.767 | 7.18 | % | |||
MFS Emerging Markets Equity Fund | |||||||
Mass Mutual Life Insurance Co Attn RS Fund OperationsMIP C105 1295 State St Springfield MA 01111-0001 | A | 896,964.732 | 9.85 | % | |||
Pershing LLC | A | 763,139.711 | 8.38 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 97,419.836 | 8.28 | % | |||
C | 248,217.666 | 11.95 | % | ||||
R2 | 469.966 | 9.39 | % | ||||
MFS Growth Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 781,805.503 | 13.13 | % | |||
MFS Aggressive Growth Alloc Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 679,214.196 | 11.41 | % |
Schedule E-8
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS BLENDED RESEARCH MID CAP EQUITY FUND – continued MFS LIFETIME INCOME FUND R6 1,855,402.1850 10.94 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2020 FUND R6 1,533,267.3740 9.04 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2035 FUND R6 1,465,450.5810 8.64 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2050 FUND R6 1,395,213.0120 8.22 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2025 FUND R6 1,191,734.9770 7.03 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2045 FUND R6 1,048,696.4310 6.18 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS BLENDED RESEARCH SMALL CAP EQUITY FUND MASSACHUSETTS FINANCIAL SERVICES COMPANY 529A 4,655.4930 87.21 111 HUNTINGTON AVE 529B 4,672.8970 100.00 BOSTON MA 02199-7632 529C 4,677.2680 99.51 B 1,774.3850 11.43 C 5,003.7390 43.12 I 5,016.2460 48.60 R1 5,001.2160 97.39 R2 5,008.7080 100.00 R3 5,012.4570 100.00 R4 5,016.2100 100.00 R6 868,687.0340 22.44 JUDY M HSU 529A 430.9220 8.33 302 HALLMARK S HERSHEY PA 17033-2337 PERSHING LLC A 23,506.4940 19.01 1 PERSHING PLZ JERSEY CITY NJ 07399-0002 IKATHRYN E HANSON A 7,231.7710 5.85 5097 S HARVEST ST GILBERT AZ 85298-2741 ORA EASH A 6,950.4780 5.62 3901 BAHIA VISTA ST LOT 308 SARASOTA FL 34232-2437
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 326,305.871 | 5.48 | % | |||
Massachusetts Financial Services Co | R1 | 4,537.205 | 93.87 | % | |||
Attn Scott Chin | R2 | 4,536.258 | 90.61 | % | |||
500 Boylston St FL 19 Boston MA 02116-3741 | R4 | 4,268.109 | 27.21 | % | |||
BO Royal Caribbean Cruises 8515 E Orchard Rd # 2T2 Greenwood VLG CO 80111-5002 | R3 | 40,500.449 | 17.59 | % | |||
Piedmont National Corp 401K 8515 E Orchard Rd # 2T2 Greenwood VLG CO 80111-5002 | R3 | 22,616.572 | 9.82 | % | |||
Seasac Inc Savings Plan 8515 E Orchard Rd # 2T2 Greenwood VLG CO 80111-5002 | R3 | 16,512.599 | 7.17 | % | |||
Hurley Rogner Miller Cox 8515 E Orchard Rd # 2T2 Greenwood VLG CO 80111-5002 | R3 | 13,351.022 | 5.80 | % | |||
J Paonessa MD PA 401K PSP 8515 E Orchard Rd # 2T2 Greenwood VLG CO 80111-5002 | R3 | 12,572.876 | 5.46 | % | |||
Suntrust Bank TTEE Radiotherapy Clinics of Georgia 401 8515 E Orchard Rd # 2T2 Greenwood VLG CO 80111-5002 | R3 | 12,563.510 | 5.46 | % | |||
AIGFSB Custodian Trustee FBO Nassau Healthcare Corporation 2929 Allen Pkwy # A6-20 Houston TX 77019-2155 | R4 | 6,293.881 | 40.12 | % | |||
MFS Florida Municipal Bond Fund | |||||||
Pershing LLC PO Box 2052 Jersey City NJ 07303-2052 | B | 29,318.281 | 5.63 | % | |||
MFS Georgia Municipal Bond Fund | |||||||
Edward D. Jones & Co. Shareholder Accounting | A | 413,049.074 | 7.21 | % | |||
201 Progress Pkwy Maryland HTS MO 63043-3009 | B | 55,243.536 | 15.89 | % | |||
Kenneth F Daniell & E Phil Daniell Co-executors O/E/O L F Daniell 811 Daniel Dr Smyrna GA 30080-1105 | A | 291,364.394 | 5.08 | % | |||
Primevest Financial Services (FBO) Mate Y Mundy 400 First Street SO Suite 300 PO Box 283 Saint Cloud MN 56302-0283 | B | 27,026.890 | 7.78 | % | |||
Reeder C. Savage 1169 Briarcliff Road N. E. Atlanta GA 30306-2651 | B | 25,488.515 | 7.33 | % | |||
MFS Global Equity Fund | |||||||
Pershing LLC | A | 815,755.821 | 5.74 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | C | 84,163.431 | 5.48 | % | |||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 248,888.195 | 17.46 | % |
Schedule E-9
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS BLENDED RESEARCH SMALL CAP EQUITY FUND – continued NATIONAL FINANCIAL SERVICES LLC FOR B 1,774.3850 11.43 THE EXCLUSIVE BENE OF OUR CUST 499 WASHINGTON BLVD ATTN MUTUAL FUND DEPT 4TH FLOOR JERSEY CITY NJ 07310-2010 PERSHING LLC C 2,657.9260 22.91 1 PERSHING PLZ JERSEY CITY NJ 07399-0002 MFS LIFETIME 2030 FUND R6 868,687.0340 22.44 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2040 FUND R6 860,505.4500 22.22 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME INCOME FUND R6 558,048.0900 14.41 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-093 MFS LIFETIME 2020 FUND R6 373,066.5300 9.64 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2050 FUND R6 325,098.6060 8.40 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2035 FUND R6 318,855.7340 8.24 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2045 FUND R6 246,200.6060 6.36 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2025 FUND R6 242,837.4060 6.27 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS BLENDED RESEARCH VALUE EQUITY FUND MASSACHUSETTS FINANCIAL SERVICES COMPANY A 5,047.2120 9.05 111 HUNTINGTON AVE FL 17 B 5,033.2090 66.77 BOSTON MA 02199-7626 C 5,040.8480 30.04 I 5,048.1990 17.95 R1 5,033.2090 100.00 R2 5,040.6840 100.00 R3 5,044.4200 100.00 R4 5,048.1550 100.00
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Trust Company FBO Treehouse Foods, Inc. 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | I | 170,499.811 | 11.96 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 91,801.395 | 6.44 | % | |||
State of Nebraska Nebraska Investment Council 941 O St Ste 500 Lincoln NE 68508-3625 | I | 76,531.086 | 5.37 | % | |||
Ram Trust Services 45 Exchange St Portland ME 04101-5033 | I | 96,904.242 | 6.89 | % | |||
Reliance Trust Company FBO Rockmoor, Inc 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 16,320.926 | 7.32 | % | |||
DCGT Trustee & OR Custodian FBO Principal Financial Group Qualified FIA Omnibus Attn NPIO Trade Desk 711 High St Des Moines IA 50309-2732 | R1 | 12,721.327 | 5.70 | % | |||
ING Enhanced K-Choice Trustee: Reliance Trust Company 400 Atrium Drive Somerset NJ 08873-4162 | R2 | 62,580.267 | 6.44 | % | |||
Reliance Trust Company FBO PTC 401K Profit Sharing Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 58,583.204 | 10.49 | % | |||
Reliance Trust Company FBO Truliant Federal Credit Union 401K PO Box 79377 Atlanta GA 30357-7377 | R3 | 55,615.684 | 9.96 | % | |||
Reliance Trust Company FBO Adcole Corporation 401K PSP Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 43,559.909 | 7.80 | % | |||
Reliance Trust Co FBO Carr Allison Pugh Oliver Sisson 401 PO Box 79377 Atlanta GA 30357-7377 | R3 | 41,731.293 | 7.47 | % | |||
Reliance Trust Company FBO Group Dekko Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 23,662.739 | 77.59 | % | |||
Massachusetts Financial Services Co Attn: Scott Chin 19th FL 500 Boylston St Boston MA 02116-3741 | R4 | 2,924.286 | 9.59 | % | |||
UEP PSP-C Marsden PO Box 1533 Minneapolis MN 55480-1533 | R4 | 3,267.116 | 10.71 | % | |||
MFS Global Growth Fund | |||||||
Pershing LLC | A | 422,017.655 | 5.10 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | C | 116,426.034 | 17.18 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 120,393.001 | 46.33 | % | |||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 118,215.215 | 45.49 | % |
Schedule E-10
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS BLENDED RESEARCH VALUE EQUITY FUND – continued VITA ANN TRINGONE 403B B 651.2250 8.64 11440 N JOG ROAD PALM BCH GDNS FL 33418-1765 PERSHING LLC C 8,917.7730 53.14 1 PERSHING PLZ JERSEY CITY NJ 07399-0002 JONATHAN W SAGE I 11,251.4550 38.17 111 HUNTINGTON AVENUE BOSTON MA 02199-7626 MFS LIFETIME 2030 FUND R6 2,324,419.2630 24.51 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2040 FUND R6 2,050,973.9140 21.63 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME INCOME FUND R6 1,125,509.9200 11.87 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2020 FUND R6 1,023,596.3950 10.79 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2035 FUND R6 806,810.6140 8.51 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2050 FUND R6 759,737.7680 8.01 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2025 FUND R6 645,761.8690 6.81 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2045 FUND R6 570,357.1400 6.01 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS BLENDED RESEARCH EMERGING MARKETS EQUITY FUND KATHRYN E HANSON A 6,980.7040 6.58 5097 S HARVEST ST GILBERT AZ 85298-2741 TROY A HANSON A 5,389.5870 5.08 5097 S HARVEST ST GILBERT AZ 85298-2741
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Trust Company FBO Sison Broadcasting Inc 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 7,579.872 | 16.71 | % | |||
Reliance Trust Company FBO Expeditors & Production SVCS 401K PO Box 79377 Atlanta GA 30357-7377 | R1 | 4,457.747 | 9.83 | % | |||
Reliance Trust Company FBO G.T.F.M. LLC 401K Profit Sharing PL PO Box 79377 Atlanta GA 30357-7377 | R1 | 2,276.372 | 5.02 | % | |||
MHAC 401K Salary Reduction Plan A 700 17th St STE 300 Denver CO 80202-3531 | R1 | 3,744.901 | 8.26 | % | |||
Massachusetts Financial Services Co Attn: Scott Chin 19th FL 500 Boylston St Boston MA 02116-3741 | R1 | 2,787.771 | 6.15 | % | |||
Reliance Trust Company FBO Joseph J Albanese Inc PSP PO Box 79377 Atlanta GA 30357-7377 | R2 | 18,115.077 | 7.57 | % | |||
Reliance Trust Company FBO Livhome, Inc., 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | R2 | 12,224.025 | 5.11 | % | |||
Reliance Trust Company FBO T B Penick & Sons Inc 401K PO Box 79377 Atlanta GA 30357-7377 | R3 | 17,134.059 | 17.25 | % | |||
Reliance Trust Company FBO J E Crain & Son Inc 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 16,812.670 | 16.93 | % | |||
Reliance Trust Company FBO Dupli Systems Inc 401K PSP PO Box 79377 Atlanta GA 30357-7377 | R3 | 14,696.235 | 14.80 | % | |||
Reliance Trust Company FBO Hunterdon Cardiovascular Assoc 401K PO Box 79377 Atlanta GA 30357-7377 | R3 | 10,893.349 | 10.97 | % | |||
Reliance Trust Company FBO Oklahoma Society of CPA’s PSP PO Box 79377 Atlanta GA 30357-7377 | R3 | 5,875.085 | 5.92 | % | |||
Massachusetts Financial Services Co Attn: Scott Chin 19th FL 500 Boylston St Boston MA 02116-3741 | R4 | 6,376.525 | 95.80 | % | |||
MFS Global Real Estate Fund | |||||||
MFS Growth Allocation Fund 2 Avenue De Lafayette Boston MA 02111 | I | 3,431,920.21 | 38.97 | % | |||
MFS Aggressive Growth Alloc Fund 2 Avenue De Lafayette Boston MA 02111 | I | 2,465,607.79 | 28.00 | % | |||
MFS Moderate Allocation Fund 2 Avenue De Lafayette Boston MA 02111 | I | 2,086,649.31 | 23.70 | % | |||
MFS Global Total Return Fund | |||||||
Charles Schwab & Co Inc 101 Montgomery St San Franciso CA 94104-4151 | A | 3,574,134.482 | 10.40 | % | |||
Pershing LLC | A | 2,633,410.181 | 7.66 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 278,021.436 | 6.68 | % | |||
C | 1,170,642.902 | 9.62 | % |
Schedule E-11
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS BLENDED RESEARCH EMERGING MARKETS EQUITY FUND – continued MASSACHUSETTS FINANCIAL SERVICES COMPANY B 5,015.9580 64.89 111 HUNTINGTON AVE FL 17 C 5,016.9000 27.24 BOSTON MA 02199-7632 I 5,031.2310 38.75 R1 5,015.9580 100.00 R2 5,023.5970 100.00 R3 5,027.4320 100.00 R4 5,031.2670 100.00 PERSHING LLC B 690.3550 8.93 1 PERSHING PLZ C 5,073.5410 27.55 JERSEY CITY NJ 07399-0002 SAM A VENABLE C 1,708.5920 9.28 SAM A VENABLE SEP PLAN 11915 YARNELL RD KNOXVILLE TN 37932-2342 CHARLES C BANISTER C 1,006.8950 5.47 CHARLES C BANISTER DMD SIMPLE PLAN 1 BIRCH ST DERRY NH 03038-2101 CHRISTOPHER J GRIFFIN & I 2,618.0920 7.52 JOANNA L GRIFFIN JTWROS 12 CASTLE RD NORTH READING MA 01864-1919 MFS LIFETIME 2040 FUND R6 310,109.2030 37.35 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2030 FUND R6 168,862.3270 20.34 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2050 FUND R6 123,860.6670 14.92 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2035 FUND R6 95,299.2020 11.48 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS LIFETIME 2045 FUND R6 92,817.2220 11.18 ATTN MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS CALIFORNIA MUNICIPAL BOND FUND MORGAN STANLEY SMITH BARNEY A 3,090,816.4130 7.15 HARBORSIDE FINANCIAL CENTER B 39,181.8110 7.82 PLAZA 2 3RD FLOOR C 736,529.6320 12.20 JERSEY CITY NJ 07311 PERSHING LLC B 69,091.2920 13.79 1 PERSHING PLZ C 359,290.6110 5.95 JERSEY CITY NJ 07399-0002
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 240,633.324 | 20.14 | % | |||
Florestone Products Co 1251 A Corp 401 K Profit Sharing Plan & Trust Waterfront PL STE 525 Pittsburgh PA 15222-4228 | R1 | 47,417.710 | 24.13 | % | |||
Valley Orthopedic Incorporated 401 K Profit Sharing Plan & Trust 3520 E Shields Ave STE 102 Fresno CA 93726-6923 | R1 | 14,411.316 | 7.34 | % | |||
Health E Systems 401K PSP & Trust 5109 W Lemon St STE a Tampa FL 33609-1102 | R1 | 10,459.731 | 5.32 | % | |||
Pediatric Associates of Medfor 401 K Profit Sharing Plan & Trust 1251 Waterfront PL STE 525 Pittsburgh PA 15222-4228 | R2 | 125,938.763 | 29.18 | % | |||
ING Enhanced K-Choice Trustee: Reliance Trust Company 400 Atrium Drive Somerset NJ 08873-4162 | R2 | 40,123.424 | 9.30 | % | |||
Reliance Trust Company FBO NER Retirement and Savings Plan PO Box 79377 Atlanta GA 30357-7377 | R2 | 28,759.195 | 6.66 | % | |||
Reliance Trust Company FBO Precision Medical Inc 401K P/S Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 60,541.019 | 16.70 | % | |||
Reliance Trust Company FBO Hogan Walker L.L.C. 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 51,912.451 | 14.32 | % | |||
Reliance Trust Company FBO Lee Kennedy Co, Inc 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 40,090.098 | 11.06 | % | |||
Reliance Trust Company FBO Pediatric Associates Employee 401 K PO Box 79377 Atlanta GA 30357-7377 | R3 | 27,272.910 | 7.52 | % | |||
Reliance Trust Company FBO Morris Associates, Inc P/S Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 26,127.827 | 7.21 | % | |||
Reliance Trust Company FBO Atlas Distributing 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 25,739.277 | 7.10 | % | |||
Reliance Trust Company FBO Taylor Electric Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 22,013.417 | 6.07 | % | |||
Reliance Trust Company FBO East West Marketing Group 401(K) PO Box 79377 Atlanta GA 30357-7377 | R3 | 18,441.414 | 5.09 | % | |||
Mercer Trust Co Trustee FBO Perrigo Company PS & Investment Plan Attn DC Plan Admin MS N-2-E 1 Investors Way Norwood MA 02062-1599 | R4 | 1,706,791.514 | 95.77 | % | |||
MFS Government Money Market Fund | |||||||
Richard E Dahlberg 60 Boulder Rd Wellesley HLS MA 02481-1520 | A | 621,150.220 | 10.98 | % | |||
Lathrop Home 215 South St Northampton MA 01060-4160 | A | 2,827,071.650 | 7.71 | % | |||
Anthony Diluzio & Virginia Diluzio Co GDNS 12 Mellor Ave Worcester MA 01606-2379 | A | 2,137,706.870 | 5.83 | % |
Schedule E-12
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS COMMODITY STRATEGY FUND MASSACHUSETTS FINANCIAL SERVICES COMPANY A 8,175.8170 100.00 111 HUNTINGTON AVENUE I 8,195.1190 100.00 BOSTON MA 02199-7632 MFS GROWTH ALLOCATION FUND I 33,838,319.0300 35.38 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS MODERATE ALLOCATION FUND I 30,219,042.8750 31.60 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS AGGRESSIVE GROWTH ALLOCATION FUND I 13,593,076.1040 14.21 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS CONSERVATIVE ALLOC FUND I 5,070,228.8280 5.30 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS CONSERVATIVE ALLOCATION FUND PERSHING LLC A 6,899,248.3910 7.40 1 PERSHING PLZ B 1,458,753.5340 15.01 JERSEY CITY NJ 07399-0002 C 4,678,174.3380 9.75 I 758,188.2320 5.19 MASSACHUSETTS FINANCIAL SERVICES COMPANY I 1,996,040.3560 13.66 111 HUNTINGTON AVENUE BOSTON MA 02199-7632 VOYA R2 1,244,122.8760 18.90 RETIREMENT INS & ANNUITY CO 1 ORANGE WAY B3N WINDSOR CT 06095-4773 MASSMUTUAL R3 3,030,439.9150 28.89 PO BOX 48529 ATLANTA GA 30362-1529 GREAT-WEST TRUST COMPANY LLC TTEE F R3 1,173,967.7690 16.57 EMPLOYEE BENEFITS CLIENTS 401K R4 644,535.2950 10.96 8515 E ORCHARD RD 2T2 GREENWOOD VLG CO 80111-5002 TAYNIK & CO R3 683,533.2920 6.52 CO STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC R4 934,204.2240 11.05 QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS 100 MAGELLAN WAY # KW1C COVINGTON KY 41015-1987 ASSOC MED PROFESSIONALS OF NY PLLC 443,095.6210 5.24 PO BOX 52129 PHOENIX AZ 85072-2129
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
MFS Government Securities Fund | |||||||
Pershing LLC | A | 5,574,519.900 | 6.38 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 866,800.621 | 10.18 | % | |||
C | 944,766.321 | 8.84 | % | ||||
Reliance Trust Company FBO L.J. Walch., Co. 401(K) P.S.P. PO Box 79377 Atlanta GA 30357-7377 | R1 | 38,613.141 | 6.41 | % | |||
Reliance Trust Co FBO Physician Staffing & Affiliates 401 PO Box 79377 Atlanta GA 30357-7377 | R1 | 31,544.164 | 5.24 | % | |||
Hartford Life INS Co Separate Account Attn UIT Operations | R2 | 1,471,734.199 | 30.86 | % | |||
PO Box 2999 Hartford CT 06104-2999 | R3 | 955,255.257 | 26.56 | % | |||
ING Enhanced K-Choice Trustee: Reliance Trust Company 400 Atrium Drive Somerset NJ 08873-4162 | R2 | 259,575.281 | 5.44 | % | |||
Reliance Trust Company FBO Coeur D’Alene Mines Corp DC & 401K PO Box 79377 Atlanta GA 30357-7377 | R4 | 85,251.240 | 15.70 | % | |||
MFS Growth Allocation Fund | |||||||
Pershing LLC | A | 5,023,637.340 | 7.17 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 2,699,284.979 | 7.94 | % | |||
C | 2,325,924.786 | 7.34 | % | ||||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 834,204.585 | 48.21 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 418,877.386 | 24.21 | % | |||
Reliance Trust Company FBO Treehouse Foods, Inc. 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | I | 227,757.432 | 13.16 | % | |||
Reliance Trust Company FBO Greensboro Ortho Savings & P/S Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 399,557.111 | 5.47 | % | |||
Reliance Trust Company FBO MGM Mirage 401(K) Savings Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 3,176,083.229 | 80.96 | % | |||
Reliance Trust Company FBO Group Dekko Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 561,120.057 | 14.30 | % | |||
MFS Growth Fund | |||||||
Pershing LLC PO Box 2052 Jersey City NJ 07303-2052 | C | 163,821.583 | 5.20 | % | |||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 425,391.295 | 19.46 | % | |||
Mass Mutual Life Insurance Co 1295 State St Springfield MA 01111-0001 | I | 681,833.819 | 31.19 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 187,709.398 | 8.59 | % | |||
Reliance Trust Company FBO England Thims & Miller Inc 401K PO Box 79377 Atlanta GA 30357-7377 | R2 | 51,413.666 | 5.58 | % |
Schedule E-13
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS CORE EQUITY FUND PERSHING LLC A 1,893,717.6380 5.51 1 PERSHING PLZ B 72,035.0720 6.13 JERSEY CITY NJ 07399-0002 C 277,670.9740 7.60 I 259,675.3670 8.70 HARTFORD LIFE INS CO R2 44,957.1480 7.67 ATTN UIT OPERATIONS PO BOX 2999 HARTFORD CT 06104-2999 NE MED CENTER 403B R3 1,612,099.7520 61.55 PO BOX 10758 FARGO ND 58106-0758 VOYA INSTITUTIONAL TRUST COMPANY R4 194,481.2730 32.96 1 ORANGE WAY B3N WINDSOR CT 06095-4773 STATE STREET BANK TRUST CO R4 160,677.1970 27.23 TRUSTEE VARIOUS RETIREMENT PLANS 440 MAMARONECK AVE HARRISON NY 10528-2418 GREAT-WEST TRUST COMPANY LLC TTEE F R4 84,056.2540 14.24 EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VLG CO 80111-5002 STATE OF LOUISIANA TRUSTEE R6 9,080,258.2460 87.80 FBO LOUISIANA PUBLIC EMPLOYEES DCP 8515 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111-5002 MFS CORPORATE BOND FUND PERSHING LLC B 385,808.8800 7.91 1 PERSHING PLZ C 2,213,371.0480 11.54 JERSEY CITY NJ 07399-0002 MORGAN STANLEY SMITH BARNEY I 4,423,173.6460 5.40 HARBORSIDE FINANCIAL CENTER PLAZA 2 3RD FLOOR JERSEY CITY NJ 07311 MASSMUTUAL R1 286,588.1400 57.17 PO BOX 48529 ATLANTA GA 30362-1529 VOYA RETIREMENT INS & ANNUITY CO R2 622,630.3950 15.19 1 ORANGE WAY B3N WINDSOR CT 06095-4773 PIMS/PRUDENTIAL RETPLAN R4 6,897,297.0190 57.72 NOMINEE TRUSTEE CUSTODIAN 767 MGM RESORTS 401K SAVINGS PLAN 4886 FRANK SINATRA DR LAS VEGAS NV 89158-4316 STATE STREET BANK TRUST CO R6 1,465,644.5350 47.30 TRUSTEE VARIOUS RETIREMENT PLANS 440 MAMARONECK AVE HARRISON NY 10528-2418
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Trust Company FBO Carr Allison Pugh Oliver Sisson 401 PO Box 79377 Atlanta GA 30357-7377 | R3 | 33,118.12 | 9.21 | % | |||
Reliance Trust Company FBO Hogan Walker LLC 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 24,147.079 | 6.72 | % | |||
Reliance Trust Company FBO Van Andel Linstitute 401K PO Box 79377 Atlanta GA 30357-7377 | R3 | 23,731.003 | 6.60 | % | |||
Reliance Trust Company FBO Electric Supply of Tampa Inc 401K PO Box 79377 Atlanta GA 30357-7377 | R3 | 18,849.652 | 5.24 | % | |||
MFS High Income Fund | |||||||
James W Johnston 111 S Longfellow Ln Mooresville NC 28117 | 529A | 27,554.091 | 11.41 | % | |||
Yadollah Harati 1701 Hermann Dr Unit 1906 Houston TX 77004-7361 | 529A | 16,459.048 | 6.81 | % | |||
David A Antonelli 5 Stevens Cir Westwood MA 02090-1085 | 529A | 14,639.424 | 6.06 | % | |||
Anthony Nguyen 239 Barclay Cir Cheltenham PA 19012-1031 | 529B | 8,167.501 | 9.05 | % | |||
Ann Koucky 3341 SE Brooklyn St Portland OR 97202-1926 | 529B | 6,983.599 | 7.74 | % | |||
Vito J Lafrance 1129 Lafayette St Williamstown NJ 08094-3858 | 529B | 6,466.782 | 7.17 | % | |||
Henry F Dizney 2950 Tomahawk Ln Eugene OR 97401-5140 | 529B | 6,458.564 | 7.16 | % | |||
Alexandra Seros Cust 657 Amalfi Dr Pacific Plsds CA 90272-4507 | 529B | 6,158.860 | 6.82 | % | |||
Lynn C Smith 4309 Hickory Ridge Dr Raleigh NC 27609-6020 | 529B | 5,980.399 | 6.63 | % | |||
Lou D Christopulos 1 Brooke St Oakhurst NJ 07755-1005 | 529B | 5,219.801 | 5.78 | % | |||
Michael Mazzone 136 Myrtle St Ashland MA 01721-3100 | 529B | 4,953.763 | 5.49 | % | |||
Peregrina Cordo 123-10 9th Avenue College Point NY 11356-1704 | 529B | 4,519.985 | 5.01 | % | |||
Paul A Hillen 16130 48th Ave N Plymouth MN 55446-2052 | 529C | 42,196.848 | 33.80 | % | |||
Margaret S Hunt 23 South St Grafton MA 01519-1148 | 529C | 12,568.682 | 10.07 | % | |||
Robert T Sackrider 1633 Michigan Ave E Battle Creek MI 49014-8947 | 529C | 7,238.890 | 5.80 | % |
Schedule E-14
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS DIVERSIFIED INCOME FUND PERSHING LLC A 8,311,727.3990 6.38 1 PERSHING PLZ C 7,947,807.5540 9.16 JERSEY CITY NJ 07399-0002 MORGAN STANLEY SMITH BARNEY C 7,546,957.6180 8.70 HARBORSIDE FINANCIAL CENTER I 8,328,455.8550 9.99 PLAZA 2 3RD FLOOR JERSEY CITY NJ 07311 STANDISH-STERLING COMM (MI) 403(B) R1 9,660.9910 9.55 717 17TH ST STE 1300 DENVER CO 80202-3304 ANN ARBOR PUBLIC SCHOOL (MI) 403(B) R1 5,854.6660 5.79 717 17TH ST STE 1300 DENVER CO 80202-3304 FOUNTAIN VALLEY ORTHOTICS & PR R1 8,359.4330 8.26 401(K) PROFIT SHARING PLAN & TRUST 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 HARVEY VOLUNTEER FIRE COMPANY 401K R1 6,218.3650 6.15 PSP & TRUST 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 PAI TRUST COMPANY INC R1 8,258.3970 8.16 UNITED MACHINE WORKS, INC 401(K) P 1300 ENTERPRISE DR DE PERE WI 54115-4934 CAPITAL SANITARY SUPPLY CO INC R2 21,677.5470 6.30 100 MAGELLAN WAY COVINGTON KY 41015-1999 JOHN HANCOCK TRUST COMPANY LLC R2 38,980.0310 11.32 690 CANTON ST STE 100 WESTWOOD MA 02090-2324 STATE STREET BANK TRUST CO R3 384,763.6890 25.35 TRUSTEE VARIOUS RETIREMENT PLANS 440 MAMARONECK AVE HARRISON NY 10528-2418 SHAKE & GO FASHION INC 401(K) PRO R3 182,729.2030 12.04 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 JOHN HANCOCK TRUST COMPANY LLC R4 142,266.6620 29.80 690 CANTON ST STE 100 WESTWOOD MA 02090-2324 NATIONWIDE TRUST COMPANY, FSB R4 110,420.4810 23.13 C/O IPO ACCOUNTING PO BOX 182029 COLUMBUS OH 43218-2029 GREAT-WEST TRUST COMPANY LLC TTEE FBO R4 68,424.2030 14.33 EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VLG CO 80111-5002
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
MFS Conservative Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 12,671,491.327 | 14.48 | % | |||
Pershing LLC | A | 14,886,815.365 | 9.02 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 1,486,303.438 | 9.20 | % | |||
C | 2,020,480.279 | 8.84 | % | ||||
Reliance Trust Company FBO Chicago Flame Hardening Inc 401K Pl PO Box 79377 Atlanta GA 30357-7377 | R1 | 32,670.450 | 7.87 | % | |||
Reliance Trust Company FBO Valley Prescription Pharm. 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 30,030.879 | 7.23 | % | |||
Reliance Trust Company FBO Cove Ford Inc., 401K P/S/P PO Box 79377 Atlanta GA 30357-7377 | R1 | 29,770.658 | 7.17 | % | |||
Reliance Trust Company FBO All Suffolk Plumbing Corp. 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 27,270.299 | 6.57 | % | |||
Reliance Trust Company FBO Grae-Con Construction Inc 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 25,683.768 | 6.19 | % | |||
Reliance Trust Company FBO IOP Publishing, Inc. 401(K) PSP PO Box 79377 Atlanta GA 30357-7377 | R1 | 24,578.263 | 5.92 | % | |||
Reliance Trust Company FBO Gita 401K Profit Sharing Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 24,054.323 | 5.79 | % | |||
Reliance Trust Company FBO Capri Corporate Management 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 22,633.609 | 5.45 | % | |||
Reliance Trust Company FBO Actiontec Electronics, Inc 401K PO Box 79377 Atlanta GA 30357-7377 | R2 | 136,338.714 | 9.59 | % | |||
Reliance Trust Company FBO Locust Lumber Company 401K PSP PO Box 79377 Atlanta GA 30357-7377 | R2 | 77,404.884 | 5.44 | % | |||
Reliance Trust Company FBO Collom & Carney Clinic 401K SAV Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 444,457.412 | 15.83 | % | |||
Reliance Trust Company FBO Marchon Eyewear Ret. Savings Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 260,398.201 | 9.28 | % | |||
Reliance Trust Company FBO Scales Air Compressor EE SAVNG Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 224,653.845 | 8.00 | % | |||
Reliance Trust Company FBO Glen Carbide Inc Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 160,207.220 | 5.71 | % | |||
Massachusetts Financial Services Co Attn: Scott Chin 19th FL 500 Boylston St Boston MA 02116-3741 | R4 | 43,802.723 | 100.00 | % | |||
MFS High Yield Opportunities Fund | |||||||
Pershing LLC | A | 10,112,099.190 | 16.61 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 1,182,850.313 | 12.97 | % | |||
C | 1,486,934.292 | 10.41 | % |
Schedule E-15
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS DIVERSIFIED INCOME FUND – continued ASCENSUS TRUST COMPANY FBO R4 62,080.3960 13.02 THE TILE SHOP INC 401K PROFIT SHARI PO BOX 10758 FARGO ND 58106-0758 PIMS/PRUDENTIAL RETIREMENT R4 40,040.2390 8.39 AS NOMINEE FOR THE TTEE/CUST PL 006 HERZFELD & RUBIN, P.C. EMPLOYEES 125 BROAD STREET NEW YORK NY 10004-2400 ADP ACCESS PRODUCT R6 211,320.4180 17.24 1 LINCOLN ST BOSTON MA 02111-2900 MFS EMERGING MARKETS DEBT FUND PERSHING LLC A 2,343,134.6060 6.46 1 PERSHING PLZ B 179,512.1750 8.6 JERSEY CITY NJ 07399-0002 MORGAN STANLEY SMITH BARNEY B 125,088.1170 6.00 HARBORSIDE FINANCIAL CENTER C 1,569,968.5140 11.08 PLAZA 2 3RD FLOOR JERSEY CITY NJ 07311 PERSHING LLC C 1,146,057.5820 8.09 1 PERSHING PLZ JERSEY CITY NJ 07399-0002 CENTER FOR INFECTIOUS DISEASES R1 22,288.1420 36.15 401(K) PSP & TRUST 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 GRAY MATTER SYSTEMS LLC 401K PSP & TRUST R1 4,782.6590 7.76 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 MASSACHUSETTS FINANCIAL SERVICES COMPANY R1 3,668.7350 5.95 111 HUNTINGTON AVENUE BOSTON MA 02199-7632 FRANK C HAMPEL JR FBO R1 3,289.8760 5.34 FRANK C HAMPEL JR MD PA 401K PSP & TRUST 705 LANDA ST STE A NEW BRAUNFELS TX 78130-6163 HARTFORD LIFE INS CO R2 969,363.0320 58.09 PO BOX 2999 HARTFORD CT 06104-2999 VOYA RETIREMENT INS & ANNUITY CO R2 205,165.5590 12.30 1 ORANGE WAY B3N WINDSOR CT 06095-4773 JOHN HANCOCK LIFE INSURANCE CO USA R3 1,058,323.1230 31.61 RPS TRADING OPS ST-4 601 CONGRESS ST BOSTON MA 02210-2805
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
First International Bank & Tru PO Box 1088 Williston ND 58802-1088 | I | 305,339.507 | 8.36 | % | |||
DCGT Trustee & OR Custodian FBO Principal Financial Group Qualified Omnibus Attn NPIO Trade Desk 711 High St Des Moines IA 50309-2732 | I | 605,173.708 | 16.57 | % | |||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 204,967.608 | 5.61 | % | |||
SEI Private Trust Company c/o First Tennessee Bank 1 Freedom Valley Drive Oaks PA 19456-9989 | I | 202,202.486 | 5.54 | % | |||
Massachusetts Financial Services Co Attn Scott Chin | R1 | 16,517.627 | 97.38 | % | |||
500 Boylston St FL 19 Boston MA 02116-3741 | R2 | 16,622.114 | 94.15 | % | |||
R3 | 16,721.433 | 28.77 | % | ||||
R4 | 16,775.337 | 92.82 | % | ||||
W | 16,754.545 | 28.88 | % | ||||
JAY School Corp 403 B Plan 700 17th St STE 300 Denver CO 80202-3531 | R2 | 1,033.374 | 5.85 | % | |||
CMC Retplan Savings 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R3 | 25,653.545 | 44.13 | % | |||
JH Pence RSP&T 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R3 | 13,316.338 | 22.91 | % | |||
Newpage Retplan P/ADM Savings FBO William A Martin 24417 Stoney Run Rd SW Westernport MD 21562-2124 | R4 | 1,283.854 | 7.10 | % | |||
MFS Inflation Adjusted Bond Fund | |||||||
Pershing LLC | A | 1,114,107.170 | 18.02 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 235,455.754 | 14.97 | % | |||
C | 464,421.120 | 17.66 | % | ||||
MFS Growth Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 9,316,346.159 | 33.69 | % | |||
MFS Moderate Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 8,633,622.272 | 31.23 | % | |||
MFS Conservative Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 7,698,487.123 | 27.84 | % | |||
Reliance Trust Company FBO Casey Trans Logistics 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 9,963.540 | 15.10 | % | |||
Reliance Trust Company FBO Tango Creative RSP 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 5,288.473 | 8.01 | % | |||
Reliance Trust Company FBO M.C. Hair Consultants 401K PS Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 3,388.646 | 5.13 | % | |||
Nationwide Trust Company, FSB PO Box 182029 Columbus OH 43218-2029 | R1 | 10,622.268 | 16.09 | % |
Schedule E-16
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS EMERGING MARKETS DEBT FUND – continued MERCER TRUST CO TRUSTEE FBO R3 576,152.5490 17.21 HD SUPPLY 401K RETPLAN ATTN DC PLAN ADMIN MS N-1-G 1 INVESTORS WAY NORWOOD MA 02062-1599 HARTFORD LIFE INS CO R3 444,706.0550 13.28 ATTN UIT OPERATIONS PO BOX 2999 HARTFORD CT 06104-2999 TWIN CITY PIPE TRADES PENSPLAN R4 658,508.4100 12.43 PO BOX 52129 PHOENIX AZ 85072-2129 FMTC TTEE R4 705,525.6410 13.31 K&L MODERATE MODEL PORTFOLIO ATTN: UNITIZED GROUP 1 SPARTAN WAY MERRIMACK NH 03054-4300 STATE STREET BANK TRUST CO R4 328,712.2330 6.20 TRUSTEE VARIOUS RETIREMENT PLANS 440 MAMARONECK AVE HARRISON NY 10528-2418 PRUDENTIAL BANK & TRUST FSB TTEE R4 428,734.4200 8.09 SAN FRANCISCO EMPLOYEES RET SYS 80 LIVINGSTON AVE ROSELAND NJ 07068-1753 MFS MODERATE ALLOCATION FUND R6 12,033,827.6260 22.97 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS GROWTH ALLOCATION FUND R6 10,040,365.4990 19.17 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS CONSERVATIVE ALLOCATION FUND R6 6,079,324.6520 11.61 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS EMERGING MARKETS DEBT LOCAL CURRENCY FUND PERSHING LLC A 163,809.2300 41.32 1 PERSHING PLZ C 13,795.3190 18.34 JERSEY CITY NJ 07399-0002 I 78,155.1530 29.08 MASSACHUSETTS FINANCIAL SERVICES COMPANY B 7,788.1380 26.21 111 HUNTINGTON AVENUE R3 7,848.6870 18.11 BOSTON MA 02199-7632 R4 7,884.8200 100.00 EDWARD MILNER (IRA) B 3,732.8900 12.56 14 COBB LN COMMACK NY 11725-2102 JOSEPH A MIZZI B 1,815.4310 6.11 33 NELSON ST, APT 2 FARMINGDALE NY 11735-4225
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Massachusetts Financial Services Co Attn: Scott Chin | R1 | 5,705.592 | 8.64 | % | |||
19th FL 500 Boylston St Boston MA 02116-3741 | R4 | 5,966.407 | 27.22 | % | |||
Health E Systems 401K PSP & Trust 5109 W Lemon St STE A Tampa FL 33609-1102 | R1 | 3,303.642 | 5.01 | % | |||
Reliance Trust Company FBO Hergenroeder, Rega, Sommer LLC Plan PO Box 79377 Atlanta GA 30357-7377 | R2 | 24,687.852 | 6.14 | % | |||
Taynik & Co c/o Investors Bank & Trust PO Box 9130 FPG90Boston MA 02117-9130 | R2 | 86,457.018 | 21.49 | % | |||
Esoco Orrington Inc 401 K 1525 West WT Harris Blvd Charlotte NC 28288 | R2 | 26,093.157 | 6.49 | % | |||
Thomas C Lentakis TTEE Ret PL for EMPL of SO Star Shipping DBPP 712 5th Avenue New York NY 10019-4108 | R2 | 23,543.513 | 5.85 | % | |||
Reliance Trust Co FBO Carolina Cardiology Consultant 401K PO Box 79377 Atlanta GA 30357-7377 | R3 | 37,480.081 | 24.80 | % | |||
Reliance Trust Company FBO Advantica 401K Savings Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 35,357.457 | 23.40 | % | |||
Reliance Trust Company FBO New Eng. Life Care 403B Retire Plan PO BOX 79377 Atlanta GA 30357-7377 | R3 | 14,038.423 | 9.29 | % | |||
Reliance Trust Company FBO State Bank Profit Sharing Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 13,139.166 | 8.70 | % | |||
After School Corp Tax 1525 West WT Harris Blvd Charlotte NC 28262-8522 | R3 | 10,204.603 | 6.75 | % | |||
Reliance Trust Company FBO Miles & Associates 401(K) & PS Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 7,232.897 | 32.99 | % | |||
G W Ehrhart Inc 401K PSP & Trust 1251 Waterfront PL STE 525 Pittsburgh PA 15222-4228 | R4 | 6,886.678 | 31.41 | % | |||
MFS International Diversification Fund | |||||||
Kenneth B Craib 408 Shawcroft Rd Fayetteville NC 28311-2945 | 529A | 8,761.264 | 5.95 | % | |||
David G Martinez 23902 Estacia Ave Laguna Niguel CA 92677-2262 | 529A | 7,433.388 | 5.05 | % | |||
MFS Fund Distributors Inc 500 Boylston St STE 15 Boston MA 02116-3736 | 529B | 5,705.843 | 16.90 | % | |||
Jack E Nelson 423 Country Club Dr Winter Park FL 32789-2968 | 529B | 2,855.319 | 8.45 | % | |||
James J Esper 48 Powder Hill Way Westborough MA 01581-3346 | 529B | 2,353.975 | 6.97 | % | |||
Joshua M Kunkowski 20601 Dothan Rd Cutler Bay FL 33189-2307 | 529B | 1,955.257 | 5.79 | % |
Schedule E-17
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS EMERGING MARKETS DEBT LOCAL CURRENCY FUND – continued MASSACHUSETTS FINANCIAL SERVICES COMPANY R1 7,779.7230 90.17 111 HUNTINGTON AVENUE R2 7,837.7720 100.00 BOSTON MA 02199-7632 HIGH VOLTAGE SOFTWARE INC 401(K) PLAN R3 31,439.6660 72.53 100 MAGELLAN WAY COVINGTON KY 41015-1999 MFS MODERATE ALLOCATION FUND R6 17,204,026.6480 38.39 ATTN: MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS GROWTH ALLOCATION FUND R6 14,367,844.6730 32.06 ATTN: MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS CONSERVATIVE ALLOCATION FUND R6 8,693,468.4400 19.40 ATTN: MFS GROUP 1200 CROWN COLONY DR QUINCY MA 02169-0938 MFS EMERGING MARKETS EQUITY FUND PERSHING LLC A 400,700.5640 9.80 1 PERSHING PLZ B 23,472.5060 10.21 JERSEY CITY NJ 07399-0002 C 96,154.1540 11.28 I 500,014.3930 58.73 GREAT-WEST TRUST COMPANY LLC TTEE/C A 320,919.5430 8.96 FBO:GREAT WEST IRA ADVANTAGE C/O FASCORE LLC 8515 E ORCHARD RD 2T2 GREENWOOD VLG CO 80111-5002 MASS MUTUAL LIFE INSURANCE CO A 212,323.0660 5.19 ATTN RS FUND OPERATIONS R1 6,684.7440 39.49 1295 STATE ST R2 94,271.6950 55.40 SPRINGFIELD MA 01111-0001 R3 4,294.6180 6.43 MORGAN STANLEY SMITH BARNEY B 15,493.4210 6.74 HARBORSIDE FINANCIAL CENTER C 82,447.8540 9.67 PLAZA 2 3RD FLOOR JERSEY CITY NJ 07311 NG BEACON MEDICAL SVCS FBO G. PINEDA R1 2,465.2490 14.56 C/O BMO HARRIS BANK NA ATTN MF 480 PILGRIM WAY, SUITE 1000 GREEN BAY WI 54304-5280 MASSACHUSETTS FINANCIAL SERVICES CO R1 2,347.8650 13.87 111 HUNTINGTON AVENUE BOSTON MA 02199-7632 TAYNIK & CO R1 1,364.7670 8.06 CO STATE STREET BANK & TRUST R3 4,957.5550 7.43 1200 CROWN COLONY DR QUINCY MA 02169-0938 HARTFORD LIFE INS CO R2 32,481.8320 19.09 ATTN UIT OPERATIONS PO BOX 2999 HARTFORD CT 06104-2999
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Jon D Ness 19201 Jewel Path Lakeville MN 55044-9335 | 529B | 1,751.434 | 5.19 | % | |||
Betsy T Clayton Trust 101 Betsy T, Keith & Barbara Clayton as TTEES 316 N Elmwood Ave Oak Park IL 60302-2224 | 529C | 20,639.731 | 24.42 | % | |||
Charles Schwab & Co Inc 101 Mongomery Street San Francisco CA 94104-4151 | A | 42,640,542.674 | 43.71 | % | |||
Pershing LLC | A | 8,093,388.301 | 8.30 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 777,031.613 | 7.30 | % | |||
C | 2,739,312.728 | 7.83 | % | ||||
Reliance Trust Company FBO TRS of the MFS Pension Plan PO Box 79377 Atlanta GA 30357-7377 | I | 552,441.610 | 7.87 | % | |||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 360,242.216 | 5.13 | % | |||
Helios Education Foundation 2415 E Camelback Rd STE 500 Phoenix AZ 85016-9289 | I | 1,059,936.584 | 15.10 | % | |||
Reliance Trust Company FBO Dayton Heidelberg/OH Val Wine 401K PO Box 79377 Atlanta GA 30357-7377 | R3 | 220,141.549 | 8.21 | % | |||
Reliance Trust Company FBO ACS Services Inc 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 29,545.020 | 6.34 | % | |||
Reliance Trust Company FBO Golden Eagle Dist Cap Accum 401K/PS PO Box 79377 Atlanta GA 30357-7377 | R3 | 134,423.061 | 5.01 | % | |||
SunTrust Bank TTEE Bluegreen Corp RSP 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R3 | 146,261.223 | 5.46 | % | |||
Engineered Structures Inc401K PSP 1251 Waterfront PL STE 525 Pittsburgh PA 15222-4228 | R4 | 22,736.358 | 22.18 | % | |||
National Institute Oftransplantation Tax Deferred Annuity Plan 1251 Waterfront PL STE 525 Pittsburgh PA 15222-4228 | R4 | 16,666.133 | 16.26 | % | |||
Reliance Trust Company FBO Group Dekko Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 36,749.754 | 35.85 | % | |||
SEI Private Trust Co c/o M&T Bank Id One Freedom 337 Attn Mutual Funds Administrator Valley Driveoaks PA 19456-9989 | R4 | 22,882.071 | 22.32 | % | |||
MFS International Growth Fund | |||||||
City of Houston Deferrd Comp Plan c/o Fas Corp 8515 E. Orchard Rd Greedwood Vlg CO 80111-5002 | A | 1,199,104.537 | 8.63 | % | |||
Pershing LLC | B | 81,075.998 | 8.62 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | W | 924,427.612 | 97.03 | % | |||
MFS Growth Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 4,663,986.780 | 11.84 | % | |||
MFS Aggressive Growth Alloc Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 3,273,336.214 | 8.31 | % |
Schedule E-18
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS EMERGING MARKETS EQUITY FUND – continued �� GREAT-WEST TRUST CO LLC R3 4,520.8650 30.56 TRUSTEE F EMPLOYEE BENEFITS CLIENTS 401K FG 8515 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111-5002 CLIPPARD INSTRUMENT LABORATORY, INC R3 7,529.6060 11.28 100 MAGELLAN WAY COVINGTON KY 41015-1999 GREAT-WEST LIFE & ANNUITY R3 8,206.4850 12.30 FBO FUTURE FUNDS II 8515 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111-5002 VRSCO R4 145,891.4570 94.04 FBO AIGFSB CUST TTEE FBO NASSAU HEALTHCARE CORPORATION 457 2929 ALLEN PKWY STE A6-20 HOUSTON TX 77019-7117 MFS INTERNATIONAL DIVERSIFICATION FUND R6 19,551,907.5600 84.01 ATTN: LCC 3RD FL MFS GROUP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS GROWTH ALLOCATION FUND R6 1,786,932.9000 7.68 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS EQUITY INCOME FUND PERSHING LLC C 84,033.3410 5.69 1 PERSHING PLZ JERSEY CITY NJ 07399-0002 PAUL R SKINNER I 78,762.9860 7.80 220 BEACON ST APT 303 BOSTON MA 02116-1324 MASSACHUSETTS FINANCIAL SERVICES COMPANY R1 3,978.7090 73.27 111 HUNTINGTON AVENUE R2 4,007.7730 64.32 BOSTON MA 02199-7632 R3 4,023.1810 47.27 R4 4,035.7890 100.00 PARK COUNTY SCHOOL DIST 6 403 B R2 1,289.6320 20.70 717 17TH ST STE 1300 DENVER CO 80202-3304 WALLENPAUK AREA SCHOOL PA 403 B R2 314.3200 5.04 717 17TH ST STE 1300 DENVER CO 80202-3304 ALERUS FINANCIAL FBO R3 2,299.5880 27.02 ALERUS FINANCIAL FBO ACTION PAWN 401(K) PSP PO BOX 64535 SAINT PAUL MN 55164-0535 DALLASTOWN AREA SD (PA) 403(B) R3 1,305.6620 15.34 717 17TH ST STE 1300 DENVER CO 80202-3304
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
MFS Moderate Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 2,527,107.002 | 6.42 | % | |||
Massachusetts Financial Services Co Attn Scott Chin | R1 | 5,596.897 | 100.00 | % | |||
500 Boylston St FL 19 Boston MA 02116-3741 | R2 | 5,596.555 | 10.00 | % | |||
PIMS/Prudential Retirement as Nominee for the TTEE/CUST PL764 1 Icon Oakley Inc Foothill Rnch CA 92610-3000 | R2 | 43,953.474 | 78.56 | % | |||
PIMS/Prudential Retirement as Nominee for the TTEE/CUST PL 766 Global Energy Inc 401 K 312 Walnut St STE 2300 Cincinnati OH 45202-4094 | R2 | 4,127.058 | 7.38 | % | |||
US Epperson Underwriting Co 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R3 | 51,330.527 | 24.18 | % | |||
Bankers Trust Co PO Box 897 Des Moines IA 50306-0897 | R3 | 26,247.401 | 21.66 | % | |||
Council of Better Bureau 401K 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R3 | 24,807.958 | 11.69 | % | |||
United Insurance Mgmt Co 401K PSP 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R3 | 23,040.648 | 10.85 | % | |||
Planned System International Inc 40 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R3 | 17,843.381 | 8.41 | % | |||
Korbin Builders Supply Inc 401K PSP 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R3 | 14,460.079 | 6.81 | % | |||
Citistreet Core Market Attn Stacy Alvarado One Heritage Dr N Quincy MA 02171-2105 | R4 | 250,870.007 | 59.64 | % | |||
City of Wichita Emp Deffdcomp Plan 4 c/o Fascore LLC 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R4 | 84,971.612 | 20.20 | % | |||
MFS International New Discovery Fund | |||||||
Pershing LLC | B | 660,181.479 | 10.84 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | C | 818,948.627 | 8.20 | % | |||
MFS Growth Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 4,626,422.194 | 37.36 | % | |||
MFS Moderate Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 3,141,169.987 | 25.37 | % | |||
MFS Conservative Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 883,717.251 | 7.14 | % | |||
Reliance Trust Company FBO Thomas Industries Inc. 401K PO BOX 79377 Atlanta GA 30357-7377 | R1 | 8,848.684 | 5.73 | % | |||
Reliance Trust Company FBO Loyet Landscape Maintenance 401K PL PO Box 79377 Atlanta GA 30357-7377 | R1 | 8,500.405 | 5.50 | % | |||
Reliance Trust Company FBO Jackson Chevrolet Co. Inc 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 8,489.583 | 5.49 | % |
Schedule E-19
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS EQUITY OPPORTUNITIES FUND PERSHING LLC A 855,389.3230 12.50 1 PERSHING PLZ B 45,032.9730 9.47 JERSEY CITY NJ 07399-0002 C 304,710.1360 8.53 I 271,832.5240 7.29 MORGAN STANLEY SMITH BARNEY A 367,077.6310 5.37 HARBORSIDE FINANCIAL CENTER B 25,717.0180 5.41 PLAZA 2 3RD FLOOR C 338,015.9110 9.47 JERSEY CITY NJ 07311 I 671,502.7710 18.00 KENNETH C ANDREWS FBO R1 3,917.1320 44.01 K & A RADIOLOGIC TECHNOLOGY SE 401K PSP & TRUST 6400 COLLAMER RD EAST SYRACUSE NY 13057-1032 INDIAN PRAIRIE SD #204 403 B PLAN R1 1,524.4360 17.13 717 17TH ST STE 1300 DENVER CO 80202-3304 GREENVILLE CITY SCHOOLS (TN) 403(B) R1 687.2690 7.72 717 17TH ST STE 1300 DENVER CO 80202-3304 CHIRON AMERICA INC 401(K) PROFIT SHARING PLAN R2 11,692.3980 20.80 100 MAGELLAN WAY COVINGTON KY 41015-1999 ROBERT J NICKLES INC EMPLOYEES’ R2 6,322.7960 11.25 717 17TH ST STE 1300 DENVER CO 80202-3304 ADP ACCESS PRODUCT R2 6,132.1910 10.91 1 LINCOLN ST BOSTON MA 02111-2900 UNITED AUDIT SYSTEMS SAVINGS & INVESTMENT PLAN R3 19,347.8370 36.53 100 MAGELLAN WAY COVINGTON KY 41015-1999 BREAKAWAY TECHNOLOGIES, INC. 401(K) PLAN R3 6,594.9260 12.45 100 MAGELLAN WAY COVINGTON KY 41015-1999 GEORGE WASHINGTON MEMORIAL PARK R3 5,758.9150 10.87 PROFIT SHARING 401(K) PLAN 100 MAGELLAN WAY COVINGTON KY 41015-1999 ESSEX ORTHOPAEDICS & OPTIMA SPORTS MEDICINE, PLLC R3 5,606.6410 10.59 100 MAGELLAN WAY COVINGTON KY 41015-1999 JOHN YOUNGBLOOD MOTOR’S SALARY R3 2,877.0820 5.43 SAVINGS & PROFIT SHARING PLAN 100 MAGELLAN WAY COVINGTON KY 41015-1999 �� LINCOLN RETIREMENT SERVICES COMPANY R6 89,872.3650 27.12 FBO TITLE GUARANTY OF HAWAII 401K PO BOX 7876 FORT WAYNE IN 46801-7876
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Network Retplan 1 # 5666 PO Box 10758 Fargo ND 58106-0758 | R1 | 7,965.763 | 5.16 | % | |||
Hartford Life Insurance Company Separate Account | |||||||
Attn UIT Operations PO Box 2999 Hartford CT 06104-2999 | R2 R3 | 462,543.617 57,967.870 | 20.08 6.37 | % % | |||
Mass Mutual Life Insurance Co Attn: Fund Operations/N255 | A | 6,538,869.110 | 9.06 | % | |||
1295 State St Springfield MA 01111-0002 | R2 | 268,747.553 | 11.67 | % | |||
R3 | 135,515.970 | 14.88 | % | ||||
Reliance Trust Company FBO Charkit Chemical Corp. 401K & PSP I PO Box 79377 Atlanta GA 30357-7377 | R3 | 58,042.600 | 6.37 | % | |||
Reliance Trust Company FBO Woodward Communications Inc PS Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 52,575.396 | 5.77 | % | |||
Thomas G Harvey 4410 Montevideo Cir Pasadena TX 77504-2404 | 529A | 7,730.788 | 5.02 | % | |||
Najwa J Dibbs 207 Llansfair Dr Lafayette LA 70503-8418 | 529B | 3,727.928 | 8.00 | % | |||
Kirsten M Flarida 2124 Marine Ave Gardena CA 90249-3819 | 529B | 3,165.688 | 6.79 | % | |||
Richard M Bowman PO Box 130347 Houston TX 77219-0347 | 529B | 3,102.067 | 6.66 | % | |||
Tami D Hobbs 2111 Holly Creek Dr Tyler TX 75703-0946 | 529B | 2,960.978 | 6.35 | % | |||
Robert C Sundahl 3322 E Tonto Dr Phoenix AZ 85044-3517 | 529C | 6,367.662 | 14.49 | % | |||
Ted M Brady 1902 Reeds Court TRL Westlake OH 44145-2078 | 529C | 2,934.743 | 6.68 | % | |||
MFS International Value Fund | |||||||
Bony Cust for Pas International Anthony Cirelli 90 Washington Street 11th Floor New York NY 10286 | A | 4,109,439.852 | 10.80 | % | |||
Pershing LLC | B | 81,433.059 | 6.82 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | C | 178,456.487 | 6.38 | % | |||
W | 1,633,076.424 | 89.22 | % | ||||
MFS Growth Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 4,362,564.926 | 12.82 | % | |||
MFS Aggressive Growth Alloc Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 3,073,669.165 | 9.03 | % | |||
MFS Moderate Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 2,363,997.997 | 6.95 | % | |||
Massachusetts Financial Services Co Attn Scott Chin 500 Boylston St FL 19 Boston MA 02116-3741 | R1 | 4,961.973 | 100.00 | % |
Schedule E-20
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS GEORGIA MUNICIPAL BOND FUND MORGAN STANLEY SMITH BARNEY A 362,557.1460 6.47 HARBORSIDE FINANCIAL CENTER JERSEY CITY NJ 07311 PERSHING LLC B 6,349.9930 5.73 1 PERSHING PLZ JERSEY CITY NJ 07399-0002 MFS GLOBAL ALTERNATIVE STRATEGY FUND PERSHING LLC A 2,159,504.5410 19.66 1 PERSHING PLZ B 62,167.9890 7.34 JERSEY CITY NJ 07399-0002 C 317,829.8550 7.38 MORGAN STANLEY SMITH BARNEY C 372,957.0950 8.66 HARBORSIDE FINANCIAL CENTER I 4,799,739.2970 14.50 PLAZA 2 3RD FLOOR JERSEY CITY NJ 07311 BOK TTEE JACKSON WALKER QRP FBO R1 8,709.0160 25.80 SHELLY BELL JACKSON WALKER QRP PO BOX 2180 TULSA OK 74101-2180 NORWALK PUBLIC SCHOOLS (CT) 403(B) R1 3,860.0780 11.43 717 17TH ST STE 1300 DENVER CO 80202-3304 INDIAN PRAIRIE SD #204 403 B PLAN R1 2,267.6160 6.72 717 17TH ST STE 1300 DENVER CO 80202-3304 MASSACHUSETTS FINANCIAL SERVICES COMPANY R1 4,948.7180 14.66 111 HUNTINGTON AVENUE R3 4,816.5260 5.23 BOSTON MA 02199-7632 WEST KNOX UTILITY DISTRICT DB R2 52,732.8660 39.99 PO BOX 1090 PARIS TN 38242-1090 KNOX CHAPMAN UTILITY DISTRICT R2 41,899.2130 31.78 PO BOX 1090 PARIS TN 38242-1090 TEAM VELOCITY MARKETING LLC 401(K) PLAN R2 10,048.3480 7.62 100 MAGELLAN WAY COVINGTON KY 41015-1999 ECONOMIC DEVELOPMENT GROWTH 401(K) R3 6,813.1170 7.40 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 �� AMERITAS LIFE INSURANCE CORP R3 4,664.3450 5.07 5900 O ST LINCOLN NE 68510-2234 OXFORD NETWORKS 401(K) & PROFIT SHARING PLAN R4 9,011.3760 39.25 100 MAGELLAN WAY COVINGTON KY 41015-1999 KORUM AUTOMOTIVE GROUP INC SALARY DEFERRAL 401(K) PLAN R4 6,327.5680 27.56 100 MAGELLAN WAY COVINGTON KY 41015-1999
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
PIMS/Prudential Retirement as Nominee for the TTEE/CUST PL 002 City of Jersey City One Journal Square Plaza 4th Floor Jersey City NJ 07306-4004 | R2 | 275,365.664 | 50.75 | % | |||
ING National Trust 1 Orange Way B3N Windsor CT 06095-4773 | R2 | 106,506.969 | 19.63 | % | |||
State Street Bank Trust Co 4 Trustee Various Retirement Plans Manhattanville Rd Purchase NY 10577-2139 | R2 | 70,526.664 | 13.00 | % | |||
ING Life Insurance & Annuity Co 1 Orange Way B3N Windsor CT 06095-4773 | R2 | 54,006.422 | 9.95 | % | |||
Miles & Stockbridge Retplan 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R3 | 174,896.512 | 17.87 | % | |||
PIMS/Prudential Retirement as Nominee for the TTEE/CUST PL 767LIN Television Corporation 1 Richmond SQ | R3 | 160,490.579 | 16.40 | % | |||
Smith Industries INC 401K PSP 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R3 | 70,248.729 | 7.18 | % | |||
PIMS/Prudential Retirement as Nominee for the TTEE/CUST PL 719 Airline Tariff Publishing Co Dulles International Airport 45005 Aviation Dr Dulles VA 20166-7513 | R3 | 61,128.187 | 6.25 | % | |||
Hain Celestial Group 401K 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R3 | 49,602.101 | 5.07 | % | |||
Vanguard Fiduciary Trust Co Outside Funds Concentration Account PO Box 2600 VM613 Valley Forge PA 19482-2600 | R3 | 79,649.913 | 8.14 | % | |||
Reliance TTEE Invesmart Advisory 401K Plan PO Box 48529 Atlanta GA 30362-1529 | R4 | 859,942.254 | 41.82 | % | |||
Williams Mullen Clark & Dobbins 401 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R4 | 242,173.277 | 11.78 | % | |||
Skywest INC Employees Retirement PO Box 1533 Minneapolis MN 55480-1533 | R4 | 150,024.455 | 7.30 | % | |||
MFS Lifetime Retirement Income Fund | |||||||
Pershing LLC | A | 89,170.19 | 8.35 | % | |||
P.O. Box 2052 Jersey City NJ 07303-2052 | C | 134,075.00 | 22.85 | % | |||
Charlene M Trimmer & Charles W Trimmer & Marianne Grubb TTEES Charles E Trimmer Trust 4453 Greenchain Loop Coeur D Alene ID 83814-5394 | A | 58,560.37 | 5.48 | % | |||
Judith A Ruben 105 58th PL SW Everett WA 98203-7401 | B | 11,253.87 | 5.78 | % | |||
Mary Ray 406 Conrad Dr New Smyrna FL 32168-5817 | B | 9,818.53 | 5.04 | % | |||
Leanore R Spiegel PO Box 173859 Denver CO 80217-3859 | C | 35,011.94 | 5.97 | % |
Schedule E-21
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS GLOBAL ALTERNATIVE STRATEGY FUND – continued ASCENSUS TRUST COMPANY FBO R4 4,354.5010 18.97 DESIGN NET ENGINEERING LLC 401(K) P PO BOX 10758 FARGO ND 58106-0758 DWS TRUST CO TTEE R4 3,173.3430 13.82 FBO GRACE CHAPEL INC 403B PLAN PO BOX 1757 SALEM NH 03079-1143 FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC R6 103,170.0530 18.33 QUALIFIED EMPLOYEE PLANS (401K) FINOPS-IC FUNDS 100 MAGELLAN WAY # KW1C COVINGTON KY 41015-1987 CAP REG ORTHO PS R6 65,445.1830 11.63 PO BOX 48529 ATLANTA GA 30362-1529 MFS GLOBAL BOND FUND PERSHING LLC A 93,890.3010 6.54 1 PERSHING PLZ B 14,138.7610 10.84 JERSEY CITY NJ 07399-0002 C 20,942.4320 8.09 I 100,197.7300 27.20 MASSACHUSETTS FINANCIAL SERVICES COMPANY R1 5,961.6250 69.41 111 HUNTINGTON AVENUE R2 5,998.0630 73.51 BOSTON MA 02199-7632 R3 6,016.1430 62.41 R4 6,027.3030 100.00 SELECT CONSTRUCTION CO INC 401K PSP & TRUST R1 2,068.9360 24.09 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 HASTINGS PUBLIC SCHOOLS ISD200 403B R2 483.4390 5.92 717 17TH ST STE 1300 DENVER CO 80202-3304 AYS STAFFING INC 401K PSP & TRUST R2 629.8910 7.72 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 SUMMIT ENGINEERING CORPORATION 401(K) PLAN R3 3,533.1090 36.65 100 MAGELLAN WAY COVINGTON KY 41015-1999 MFS MODERATE ALLOCATION FUND R6 33,602,280.8320 47.60 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS CONSERVATIVE ALLOC FUND R6 16,983,627.3930 24.06 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS GROWTH ALLOCATION FUND R6 11,179,319.8380 15.84 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 12,839.62 | 52.65 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 4,044.90 | 16.59 | % | |||
MFS Fund Distributors Inc. c/o Mass Financial Services Co | I | 5,983.83 | 24.54 | % | |||
500 Boylston St Boston MA 02116-3740 | R1 | 5,741.09 | 5.46 | % | |||
R4 | 5,970.60 | 91.42 | % | ||||
Reliance Trust Company FBO Phillips Brothers Construction Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 13,879.47 | 13.21 | % | |||
Reliance Trust Company FBO American Broadcast EFCU 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 10,652.50 | 10.14 | % | |||
Reliance Trust Company FBO Town & Country Ford 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 9,946.37 | 9.47 | % | |||
Reliance Trust Company FBO Market Frames Group LLC 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 7,678.93 | 7.31 | % | |||
Reliance Trust Company FBO Georgetown Yacht Basin 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 6,754.53 | 6.43 | % | |||
Reliance Trust Company FBO Pandata Savings Incentive Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 6,175.43 | 5.88 | % | |||
Reliance Trust Company FBO N. Jersey CTR For Surgery PA 401K PO Box 79377 Atlanta GA 30357-7377 | R1 | 5,938.00 | 5.65 | % | |||
Tri-State Carting Inc 401K PSP & Trust 1991 Route 9 Toms River NJ 08755-1211 | R1 | 8,538.64 | 8.13 | % | |||
MSI International East PS Plan PO Box 10758 Fargo ND 58106-0758 | R1 | 7,377.47 | 7.02 | % | |||
Reliance Trust Company FBO AGA 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R2 | 222,026.88 | 28.86 | % | |||
Reliance Trust Company FBO Magnablend, Inc. 401(k) Plan PO Box 79377 Atlanta GA 30357-7377 | R2 | 85,088.99 | 11.06 | % | |||
Reliance Trust Company FBO Unicoi County MEM Hospital 403B PO Box 79377 Atlanta GA 30357-7377 | R2 | 67,412.81 | 8.76 | % | |||
Reliance Trust Company FBO Northlake Anesthesia 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 259,798.78 | 39.87 | % | |||
Reliance Trust Company FBO Atlanta Plastic Surgery 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 195,108.66 | 29.94 | % | |||
Prairie Feedom Center for Independence 700 17th St STE 300 Denver CO 80202-3531 | R4 | 560.66 | 8.58 | % | |||
MFS Lifetime 2010 Fund | |||||||
Reliance Trust Company FBO PHI 401(K) Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | A | 190,108.54 | 28.85 | % |
Schedule E-22
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS GLOBAL BOND FUND – continued MFS LIFETIME INCOME FUND R6 3,583,425.5220 5.08 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS GLOBAL EQUITY FUND PERSHING LLC A 1,098,010.7170 6.07 1 PERSHING PLZ B 116,191.1970 15.25 JERSEY CITY NJ 07399-0002 C 459,008.3760 9.43 MORGAN STANLEY SMITH BARNEY C 632,918.1380 13.01 HARBORSIDE FINANCIAL CENTER PLAZA 2 3RD FLOOR JERSEY CITY NJ 07311 MASSMUTUAL R1 68,456.9540 65.72 PO BOX 48529 ATLANTA GA 30362-1529 VOYA RETIREMENT INS & ANNUITY CO R2 432,001.8450 30.66 1 ORANGE WAY B3N WINDSOR CT 06095-4773 MASSMUTUAL R2 339,435.2230 24.09 PO BOX 48529 R4 235,670.1010 7.38 ATLANTA GA 30362-1529 GREAT-WEST TRUST COMPANY LLC TTEE F R3 462,070.9510 18.47 EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VLG CO 80111-5002 TAYNIK & CO R3 177,035.5200 6.49 CO STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC R4 1,316,093.8290 41.75 QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS R6 2,467,140.7950 35.49 100 MAGELLAN WAY # KW1C COVINGTON KY 41015-1987 PIMS/PRUDENTIAL RETPLAN NOMINEE TRUSTEE CUSTODIAN R4 190,180.0450 7.48 764 WAYNE COUNTY 28 W ADAMS AVE STE 1900 DETROIT MI 48226-1610 US BANK NATIONAL ASSOCIATION R6 3,243,124.0290 35.49 1555 N RIVER CENTER DR STE 302 MILWAUKEE WI 53212-3958 ALASKA ELECTRICAL PENSION FUND R6 2,839,268.5900 17.07 2600 DENALI ST STE 200 ANCHORAGE AK 99503-2782 FBO BANK OF AMERICA N A FBO R6 1,923,469.5560 11.56 KPMG PAR & PRSP COLLECTIVE TRUST DV PO BOX 92994 CHICAGO IL 60675-2994
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Pershing LLC | A | 65,104.11 | 9.88 | % | |||
P.O. Box 2052 Jersey City NJ 07303-2052 | B | 11,791.95 | 6.45 | % | |||
C | 16,893.31 | 6.99 | % | ||||
Paul P Hicks Jr DDS TTEE Paul P Hicks DDS 401(K) Plan PO Box 401 Farmville VA 23901-0401 | B | 31,070.20 | 16.99 | % | |||
Blinded Veterans Assoc Employer 403(B) Thomas H Miller 4000 Massachusetts Ave NW Washington DC 20016-5132 | B | 12,196.72 | 6.67 | % | |||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 34,172.86 | 67.15 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 3,246.78 | 6.38 | % | |||
MFS Fund Distributors Inc. c/o Mass Financial Services Co 500 Boylston St Boston MA 02116-3740 | I | 5,583.74 | 10.97 | % | |||
Reliance Trust Company FBO Town & Country Ford 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 34,315.22 | 11.73 | % | |||
Reliance Trust Company FBO Aurora Association of Realtors 401K PO Box 79377 Atlanta GA 30357-7377 | R1 | 25,454.178 | 8.70 | % | |||
Reliance Trust Company FBO Telco Community Credit Union 401K PO Box 79377 Atlanta GA 30357-7377 | R1 | 16,434.58 | 5.62 | % | |||
R & R Corrugated Container Inc 401 K Profit Sharing Plan & Trust 1251 Waterfront PL STE 525 Pittsburgh PA 15222-4228 | R1 | 20,853.83 | 7.13 | % | |||
Reliance Trust Company FBO Granite Group Wholesalers, PSP & TRU PO Box 79377 Atlanta GA 30357-7377 | R3 | 72,398.49 | 14.04 | % | |||
Reliance Trust Company FBO Eljer, Inc. 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 64,937.90 | 12.59 | % | |||
Reliance Trust Company FBO Van Andel Institute 401K PO Box 79377 Atlanta GA 30357-7377 | R3 | 58,514.16 | 11.35 | % | |||
Reliance Trust Company FBO Child Psychiatry Assoc 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 53,474.34 | 10.37 | % | |||
Reliance Trust Company FBO Southeast Milk Inc 401K PSP PO Box 79377 Atlanta GA 30357-7377 | R3 | 48,199.38 | 9.35 | % | |||
Reliance Trust Company FBO Glen Carbide Inc Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 34,964.72 | 6.78 | % | |||
Reliance Trust Company FBO Strategic Hotel Funding LLC 401K PL PO Box 79377 Atlanta GA 30357-7377 | R3 | 28,092.55 | 5.45 | % | |||
SEI Private Trust Co c/o Community One ID 601 One Freedom Valley Drive Oaks PA 19456 | R4 | 6,451.89 | 52.00 | % | |||
MFS Fund Distributors Inc. c/o Mass Financial Services Co 500 Boylston St Boston MA 02116-3740 | R4 | 5,575.69 | 44.94 | % |
Schedule E-23
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS GLOBAL GROWTH FUND MASSMUTUAL A 421,564.1850 8.06 PO BOX 48529 R1 20,937.6570 75.17 ATLANTA GA 30362-1529 PERSHING LLC A 308,407.9240 5.90 1 PERSHING PLZ B 12,633.9710 7.93 JERSEY CITY NJ 07399-0002 C 25,556.6600 5.68 MORGAN STANLEY SMITH BARNEY C 33,968.3260 7.56 HARBORSIDE FINANCIAL CENTER PLAZA 2 3RD FLOOR JERSEY CITY NJ 07311 MASSACHUSETTS FINANCIAL SERVICES COMPANY R1 1,860.5480 6.68 111 HUNTINGTON AVENUE R4 1,643.9090 10.65 BOSTON MA 02199-7632 FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC R3 16,209.5710 13.15 FBO AZRAEL, FRANZ, SCHWAB & LIPOWITZ PROFIT SHARING TRUST 100 MAGELLAN WAY COVINGTON KY GREAT-WEST TRUST COMPANY LLC TTEE F R3 9,929.1930 8.04 EMPLOYEE BENEFITS CLIENTS 401K R4 6,826.6790 44.24 8515 E ORCHARD RD 2T2 GREENWOOD VLG CO 80111-5002 IONIC CAPITAL MANAGEMENT LLC 401K R3 7,191.5710 5.82 PO BOX 10758 FARGO ND 58106-0758 MACHINE SPECIALTIES INC 401(K) R3 6,177.9180 5.00 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 NATIONWIDE TRUST COMPANY, FSB R4 5,780.0870 37.46 C/O IPO ACCOUNTING PO BOX 182029 COLUMBUS OH 43218-2029 MFS GLOBAL HIGH YIELD FUND PERSHING LLC A 2,808,149.7000 7.35 1 PERSHING PLZ B 245,295.4770 9.87 JERSEY CITY NJ 07399-0002 C 1,161,022.6260 10.66 R2 2,922.5530 8.48 MASSACHUSETTS FINANCIAL SERVICES CO R1 8,724.1850 43.10 111 HUNTINGTON AVENUE R2 8,765.1180 25.42 BOSTON MA 02199-7632 ANN ARBOR PUBLIC SCHOOL (MI) 403(B) R1 6,509.6400 32.16 717 17TH ST STE 1300 DENVER CO 80202-3304 STRATFORD METAL FINISHING INC. 401 R2 2,749.4340 7.98 717 17TH ST STE 1300 DENVER CO 80202-3304 FARMINGTON AREA ISD #192 MN 403B R2 2,188.5130 6.35 717 17TH ST STE 1300 DENVER CO 80202-3304
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
MFS Lifetime 2020 Fund | |||||||
Reliance Trust Company FBO PHI 401(K) Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | A | 126,974.05 | 8.60 | % | |||
Reliance Trust Company FBO K’s Family Restaurants/SFM 401K PO Box 79377 Atlanta GA 30357-7377 | A | 96,382.36 | 6.53 | % | |||
Reliance Trust Company FBO Boston Celtics 401(K) Savings Plan PO Box 79377 Atlanta GA 30357-7377 | A | 92,611.90 | 6.27 | % | |||
Pershing LLC | A | 81,824.00 | 5.54 | % | |||
P.O. Box 2052 Jersey City NJ 07303-2052 | C | 23,689.16 | 5.64 | % | |||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 52,138.87 | 54.82 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 34,070.42 | 35.82 | % | |||
MFS Fund Distributors Inc. c/o Mass Financial Services Co 500 Boylston St Boston MA 02116-3740 | I | 5,690.10 | 5.98 | % | |||
Rockpointe Broadcasting Corpor 401 K Profit Sharing Plan & Trust 1251 Waterfront PL STE 525 Pittsburgh PA 15222-4228 | R1 | 53,775.31 | 5.85 | % | |||
Reliance Trust Company FBO Odyssey Healthcare 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R2 | 220,748.99 | 5.20 | % | |||
Reliance Trust Company FBO Granite Group Wholesalers, PSP & TRU PO Box 79377 Atlanta GA 30357-7377 | R3 | 389,502.88 | 27.40 | % | |||
Reliance Trust Company FBO Boston Herald Inc 401(K) Ret SVNGS PO Box 79377 Atlanta GA 30357-7377 | R3 | 151,906.58 | 10.68 | % | |||
Reliance Trust Company FBO Formula 1 Feeds, Inc. PS 401K SP PO Box 79377 Atlanta GA 30357-7377 | R3 | 99,109.56 | 6.97 | % | |||
Reliance Trust Company FBO Southeast Milk Inc 401K PSP PO Box 79377 Atlanta GA 30357-7377 | R3 | 78,472.46 | 5.52 | % | |||
SEI Private Trust Co c/o Community One One Freedom Valley Drive Oaks PA 19456 | R4 | 18,703.50 | 71.00 | % | |||
MFS Fund Distributors Inc. c/o Mass Financial Services Co 500 Boylston St Boston MA 02116-3740 | R4 | 5,682.15 | 21.57 | % | |||
Prairie Feedom Center for Independence 700 17th St STE 300 Denver Co 80202-3531 | R4 | 1,956.67 | 7.43 | % | |||
MFS Lifetime 2030 Fund | |||||||
Reliance Trust Company FBO PHI 401(K) Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | A | 127,628.20 | 17.09 | % | |||
Pershing LLC | A | 41,270.76 | 5.53 | % | |||
P.O. Box 2052 Jersey City NJ 07303-2052 | C | 9,359.31 | 5.48 | % | |||
Gregg J Bollinger 905 E Jefferson St Columbia City in 46725 | C | 8,980.75 | 5.26 | % |
Schedule B-24
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS GLOBAL HIGH YIELD FUND – continued BELLEVILLE SCHOOL DISTRICT # 118 R2 1,974.9850 5.73 717 17TH ST STE 1300 DENVER CO 80202-3304 GARY SCHAFFEL TTEE R2 5,608.4490 16.27 SCHAFFEL DEVELOPMENT COMPANY INC 15235 BURBANK BLVD STE C SHERMAN OAKS CA 91411-3553 RICHARD S HOROWITZ R2 4,861.4440 14.10 8635 W 3RD ST STE 885 LOS ANGELES CA 90048-6170 PEDIATRIC DENTISTRY OF N ILLIONOIS R2 3,347.4890 9.71 PO BOX 10758 FARGO ND 58106-0758 PIMS/PRUDENTIAL RETPLAN R3 1,263,504.7040 90.64 NOMINEE TRUSTEE CUSTODIAN 768 EMPLOYERS MUTUAL CASUALTY 717 MULBERRY ST DES MOINES IA 50309-3872 NATIONWIDE TRUST COMPANY, FSB R4 161,141.4700 14.11 C/O IPO ACCOUNTING PO BOX 182029 COLUMBUS OH 43218-2029 GREAT-WEST TRUST CO LLC TRUSTEE R4 82,633.1810 11.18 8515 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111-5002 VOYA RETIREMENT INS & ANNUITY CO R6 56,909.6150 8.33 1 ORANGE WAY B3N WINDSOR CT 06095-4773 MFS GLOBAL MULTI-ASSET FUND MASSACHUSETTS FINANCIAL SERVICES COMPANY B 5,834.6670 7.79 111 HUNTINGTON AVENUE I 1,317,174.6440 89.62 BOSTON MA 02199-7632 R1 5,821.3330 76.57 R2 5,740.4320 90.83 R4 5,688.3200 100.00 R6 5,687.4810 7.88 MFS HERITAGE TRUST CO TTEE B 3,757.0050 5.01 ANTHONY LANDRY A & A PAINT AND BODY SIMPLE PLAN 4716 CREIGHTON DR NEW IBERIA LA 70560-0255 PERSHING LLC C 14,687.5530 8.80 1 PERSHING PLZ JERSEY CITY NJ 07399-0002 SCOTT P HILL C 9,879.9640 5.92 21902 W FIREMIST CT CYPRESS TX 77433-3524 TAHLEQUAH PUBLIC SCHOOLS 403(B) R1 1,781.1880 23.43 717 17TH ST STE 1300 DENVER CO 80202-3304
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 108,702.87 | 54.11 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 86,502.97 | 43.06 | % | |||
Reliance Trust Company FBO Salt Communications, LLC 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 47,349.83 | 7.32 | % | |||
PHD Manufacturing Inc 401K PSP & Trust 1251 Waterfront PL STE 525 Pittsburgh PA 15222-4228 | R1 | 58,719.57 | 9.08 | % | |||
Reliance Trust Company FBO Odyssey Healthcare 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R2 | 167,591.14 | 5.37 | % | |||
Reliance Trust Company FBO Granite Group Wholesalers, PSP & TRU PO Box 79377 Atlanta GA 30357-7377 | R3 | 506,279.32 | 39.47 | % | |||
Reliance Trust Company FBO Van Andel Institute 401K PO Box 79377 Atlanta GA 30357-7377 | R3 | 91,933.18 | 7.17 | % | |||
Reliance Trust Company FBO Needham Electric Supplycorp 401K PO Box 79377 Atlanta GA 30357-7377 | R3 | 85,112.09 | 6.63 | % | |||
Reliance Trust Company FBO Boston Herald Inc 401(K) Ret SVNGS PO Box 79377 Atlanta GA 30357-7377 | R3 | 64,765.55 | 5.05 | % | |||
SEI Private Trust Co c/o Community One One Freedom Valley Drive Oaks PA 19456 | R4 | 8,097.56 | 55.77 | % | |||
MFS Fund Distributors Inc. c/o Mass Financial Services Co 500 Boylston St Boston MA 02116-3740 | R4 | 5,682.41 | 39.14 | % | |||
Prairie Feedom Center for Independence 700 17th St STE 300 Denver CO 80202-3531 | R4 | 739.66 | 5.09 | % | |||
MFS Lifetime 2040 Fund | |||||||
Reliance Trust Company FBO PHI 401(K) Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | A | 106,168.93 | 20.71 | % | |||
Reliance Trust Company FBO Boston Celtics 401(K) Savings Plan PO Box 79377 Atlanta GA 30357-7377 | A | 40,656.13 | 7.93 | % | |||
Pershing LLC P.O. Box 2052 Jersey City NJ 07303-2052 | B | 12,804.42 | 7.24 | % | |||
NFS/FMTC IRA R/O FBO William T Romano 11464 Haltonshire Way Glen Allen VA 23059 | C | 8,846.45 | 6.04 | % | |||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 108,336.63 | 57.35 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 74,877.58 | 39.64 | % | |||
Reliance Trust Company FBO Market Edge, LLC Savings & PS Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 39,843.79 | 10.13 | % | |||
Reliance Trust Company FBO Paragon Systems, Inc. 401K PSP PO Box 79377 Atlanta GA 30357-7377 | R2 | 211,778.73 | 8.89 | % |
Schedule E-25
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS GLOBAL MULTI-ASSET FUND – continued PIMS/PRUDENTIAL RETPLAN NOMINEE TRUSTEE CUSTODIAN R3 77,721.6110 56.92 FARACI LANGE LLP 401K PLAN 28 E MAIN ST STE 1100 ROCHESTER NY 14614-1916 PIMS/PRUDENTIAL RETPLAN NOMINEE TRUSTEE CUSTODIAN R3 55,732.3070 40.81 GIVENS 401K SAVINGS & 1720 S MILITARY HWY CHESAPEAKE VA 23320-2612 MFS GLOBAL NEW DISCOVERY FUND PERSHING LLC A 34,977.2570 5.03 1 PERSHING PLZ B 4,825.7240 6.08 JERSEY CITY NJ 07399-0002 C 39,549.7950 12.25 MARK G WORISCHECK & TRACY L WORISCHECK TTEES C 18,929.5730 5.86 THE WORISCHECK FAMILY REVOCABLE LIVING TRUST 1841 E ROCKY SLOPE DR DAVID A ANTONELLI I 30,351.0340 8.03 LISA M ANTONELLI JTWROS 111 HUNTINGTON AVENUE BOSTON MA 02199-763 MASSACHUSETTS FINANCIAL SERVICES COMPANY R1 3,468.3670 78.96 111 HUNTINGTON AVENUE R2 3,399.3360 56.61 BOSTON MA 02199-7632 R3 3,367.3300 64.29 R4 3,337.4660 100.00 CITY OF MONTESANO WA 457 B PLAN R2 652.9970 10.87 717 17TH ST STE 1300 DENVER CO 80202-3304 PAI TRUST COMPANY INC R2 480.3940 8.00 NEWFANE DESIGN, INC 401(K) P/S PLA 1300 ENTERPRISE DR DE PERE WI 54115-4934 MANGANO LAW OFFICES CO LPA 401K R3 1,153.9690 22.03 217576 PO BOX 10758 FARGO ND 58106-0758 SOUTH BEND COMMUNITY SCH CORP 403B R3 342.8330 6.55 717 17TH ST STE 1300 DENVER CO 80202-3304 MFS GLOBAL REAL ESTATE FUND PERSHING LLC A 177,131.9500 17.35 1 PERSHING PLZ B 20,676.1200 18.28 JERSEY CITY NJ 07399-0002 C 63,597.4940 22.01 I 842,294.9130 28.55 R3 1,243.4700 5.61 URSULA HIRSCHMANN IRA B 6,093.7710 5.39 H HIRSCHMANN LTD SIMPLE PLAN 792 OXBOW RD PITTSFORD VT 05763-9835 MASSACHUSETTS FINANCIAL SERVICES COMPANY R1 5,192.1080 74.15 111 HUNTINGTON AVENUE R2 5,186.7220 20.49 BOSTON MA 02199-7632 R3 5,186.7220 23.42 R4 5,186.7220 6.62
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Trust Company FBO Force 3, Inc 401(K) PO Box 79377 Atlanta GA 30357-7377 | R2 | 127,995.36 | 5.37 | % | |||
Reliance Trust Company FBO Granite Telecommunications 401K PLA PO Box 79377 Atlanta GA 30357-7377 | R2 | 119,726.97 | 5.03 | % | |||
Texas Outdoor Power Equipment 401 K Profit Sharing Plan & Trust 1251 Waterfront PL STE 525 Pittsburgh PA 15222 | R2 | 127,805.90 | 5.37 | % | |||
Reliance Trust Company FBO Granite Group Wholesalers, PSP & TRU PO Box 79377 ATLANTA GA 30357-7377 | R3 | 131,764.86 | 23.71 | % | |||
Reliance Trust Company FBO Six States Distributors, Inc. Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 81,549.17 | 14.67 | % | |||
Reliance Trust Company FBO Van Andel Institute 401K PO Box 79377 Atlanta GA 30357-7377 | R3 | 45,435.73 | 8.17 | % | |||
Reliance Trust Company FBO CPI 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 33,270.98 | 5.99 | % | |||
MFS Fund Distributors Inc. c/o Mass Financial Services Co 500 Boylston St Boston MA 02116-3740 | R4 | 14,774.13 | 74.43 | % | |||
SEI Private Trust Co c/o Community One One Freedom Valley Dr Oaks PA 19456 | R4 | 4,819.98 | 24.28 | % | |||
MFS Limited Maturity Fund | |||||||
Robert C Sundahl 3322 E Tonto Dr Phoenix AZ 85044-3517 | 529A | 139,335.334 | 8.78 | % | |||
Elson J Seiki 538 Dewey Blvd San Francisco CA 94116-1427 | 529B | 18,401.560 | 7.40 | % | |||
Alexandra Seros Cust 657 Amalfi Dr Pacific Plsds CA 90272-4507 | 529B | 17,058.196 | 6.86 | % | |||
Lillie Ander 1625 Emmons Ave APT 4B Brooklyn NY 11235-2776 | 529B | 15,115.963 | 6.08 | % | |||
Georgia Finch 116 Sandy Ridge Rd Kitty Hawk NC 27949-4447 | 529C | 82,596.793 | 7.18 | % | |||
Pershing LLC | A | 7,327,352.110 | 7.08 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 766,215.200 | 10.34 | % | |||
C | 1,966,661.415 | 6.43 | % | ||||
R4 | 16,286.645 | 57.36 | % | ||||
Reliance Trust Co FBO Jerome Russo Quality Painting 401K PO Box 79377 Atlanta GA 30357-7377 | R1 | 17,436.405 | 8.77 | % | |||
Reliance Trust Company FBO Cove Ford Inc., 401K P/S/P PO Box 79377 Atlanta GA 30357-7377 | R1 | 16,663.877 | 8.38 | % | |||
RPM Law Offices of Salnick & Fuchs 401 K Plan DTD 01/01/2002 FBO Michael Salnick 1202 N Atlantic Ave Lantana FL 33462-1936 | R1 | 28,203.928 | 14.19 | % |
Schedule E-26
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS GLOBAL REAL ESTATE FUND – continued LISLE COMMUNITY UNIT SD 202 403(B) R1 1,268.6190 18.12 717 17TH ST STE 1300 DENVER CO 80202-3304 CSL CAPITAL MANAGEMENT LLC 401K P R2 9,136.2340 36.09 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 GREGORY GLODEK FBO R2 6,318.8150 24.96 TOUCH TONE COMMUNICATIONS INC 401(K 16 S JEFFERSON RD WHIPPANY NJ 07981-1047 MASS MUTUAL LIFE INSURANCE CO R2 1,635.2720 6.46 1295 STATE ST SPRINGFIELD MA 01111-0001 GREAT-WEST TRUST CO LLC R3 15,518.0110 70.06 TRUSTEE F EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111-5002 WILLIAM CARTER CO DCP R4 54,468.0860 69.54 PO BOX 52129 PHOENIX AZ 85072-2129 FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC R4 16,361.5710 20.8 QUALIFIED EMPLOYEE PLANS (401K) FINOPS-IC FUNDS 100 MAGELLAN WAY # KW1C 9 COVINGTON KY MFS GLOBAL TOTAL RETURN FUND PERSHING LLC A 3,347,999.5800 6.78 1 PERSHING PLZ B 401,665.3780 12.42 JERSEY CITY NJ 07399-0002 C 1,618,425.8820 7.53 MORGAN STANLEY SMITH BARNEY C 2,705,342.7380 12.58 HARBORSIDE FINANCIAL CENTER I 2,312,293.5350 7.31 PLAZA 2 3RD FLOOR JERSEY CITY NJ 07311 MASSMUTUAL R1 63,038.7990 35.99 PO BOX 48529 R2 118,052.2740 9.05 ATLANTA GA 30362-1529 FLORESTONE PRODUCTS CO A CORP R1 49,983.1740 28.54 401 K PROFIT SHARING PLAN & TRUST 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 BOB HIGBY FBO R1 14,685.6990 8.39 INDEPENDENT AGRIBUSINESS 401K PSP & TRUST 7108 N FRESNO ST STE 150 FRESNO CA 93720-2960 VOYA RETIREMENT INS & ANNUITY CO R2 81,484.6740 6.25 1 ORANGE WAY B3N WINDSOR CT 06095-4773 GREAT-WEST TRUST CO LLC R3 158,704.2110 14.75 TRUSTEE F EMPLOYEE BENEFITS CLIENTS 401K R4 113,768.3560 36.48 8515 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111-5002
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
RPM002 Lower Alsace Township Non-Uniform Pensplan DTD 1/1/88 Elaine E Bildstein Trustee 1200 Carsonia Ave Reading PA 19606-1005 | R1 | 12,525.073 | 6.30 | % | |||
Reliance Trust Company FBO BLRB 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | R2 | 59,181.726 | 6.18 | % | |||
Reliance Trust Company FBO Jewish Family SRVS Rochester Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 10,992.351 | 16.27 | % | |||
Reliance Trust Company FBO Tucson Gastroenterology 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 7,938.735 | 11.75 | % | |||
Reliance Trust Company FBO Six Sigma Ranch & Vineyard Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 7,597.493 | 11.24 | % | |||
Reliance Trust Company FBO Netmercury 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 7,248.394 | 10.73 | % | |||
Reliance Trust Company FBO LP Hench-Se Electronics Source 401K PO Box 79377 Atlanta GA 30357-7377 | R3 | 5,261.579 | 7.79 | % | |||
Reliance Trust Co FBO Southern Comfort of Charlotte 401K PO Box 79377 Atlanta GA 30357-7377 | R3 | 4,312.678 | 6.38 | % | |||
Massachusetts Financial Services Co Attn: Scott Chin | R3 | 9,365.409 | 13.86 | % | |||
19th FL 500 Boylston St Boston MA 02116-3741 | R4 | 9,482.558 | 33.39 | % | |||
Debbie Russell FBO Chicago Flag & Decorating Co 401 K Profit Sharing Plan & Trust 65 Shields Rd Huntsville AL 35811-7801 | R4 | 2,573.609 | 9.06 | % | |||
MFS Maryland Munlicipal Bond Fund | |||||||
Pershing LLC | A | 480,094.615 | 5.13 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 34,921.664 | 5.06 | % | |||
MFS Massachusetts Municipal Bond Fund | |||||||
Pershing LLC PO Box 2052 Jersey City NJ 07303-2052 | B | 139,722.078 | 9.51 | % | |||
MFS Mid Cap Growth Fund | |||||||
Eric B Fischman 11 Sylvan Ave Newton MA 02465-3015 | 529A | 9,328.768 | 11.33 | % | |||
David A Antonelli 5 Stevens Cir Westwood MA 02090-1085 | 529A | 5,555.556 | 6.75 | % | |||
MFS Service Center Inc. Attn: Joseph Lynch 500 Boylston St FL 6 Boston MA 02116-3740 | 529B | 19,572.471 | 49.83 | % | |||
Syeda S Jaffry 5 Hollywood St Edison NJ 08820-2248 | 529B | 1,997.957 | 5.09 | % | |||
Margaret S Hunt 23 South St Grafton MA 01519-1148 | 529C | 3,339.614 | 9.53 | % | |||
Jonathan W Gochoco 3 Sherwood Ct Randolph NJ 07869-2624 | 529C | 2,244.794 | 6.39 | % |
Schedule E-27
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS GLOBAL TOTAL RETURN FUND – continued LINCOLN RETIREMENT SERVICES CO R3 123,609.4070 12.40 FBO JEWISH HOME LIFECARE 403B PO BOX 7876 FORT WAYNE IN 46801-7876 WISLER PEARLSTINE, LLP 401(K) PROFIT SHARING PLAN R3 121,998.4240 11.59 100 MAGELLAN WAY COVINGTON KY 41015-1999 RELIANCE TRUST CO TRUSTEE E ERN R3 92,902.3830 8.64 RE SEARCH GROUP INC CASH& DEFERRED PS PLAN UA 01/01/84 110 HARTWELL AVE LEXINGTON MA 02421-3118 ASCENSUS TRUST COMPANY FBO R3 61,014.0520 5.67 MANAGEMENT EMPLOYMENT LLC 401K SA PO BOX 10758 FARGO ND 58106-0758 PIMS/PRUDENTIAL RETIREMENT R3 64,298.8870 5.98 AS NOMINEE FOR THE TTEE/CUST PL 763 CUMMINS NORTHEAST EMPLOYEE 30 BRAINTREE HILL OFFICE PARK SUITE 101 BRAINTREE MA 02184-8751 MFS GOVERNMENT SECURITIES FUND PERSHING LLC A 5,792,755.5110 8.05 1 PERSHING PLZ B 229,153.9730 11.21 JERSEY CITY NJ 07399-0002 C 541,577.5790 11.49 MASS MUTUAL LIFE INSURANCE CO R1 60,304.9560 17.15 ATTN RS FUND OPERATIONS R2 711,185.1860 6.07 1295 STATE ST R3 1,678,615.2880 16.72 SPRINGFIELD MA 01111-0001 HARTFORD LIFE INS CO R2 8,711,916.1810 74.40 ATTN UIT OPERATIONS R3 4,877,512.9490 48.59 PO BOX 2999 HARTFORD CT 06104-2999 TAYNIK & CO R3 566,309.1840 5.64 CO STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 STATE STREET BANK TRUST CO R4 605,227.3160 9.08 TRUSTEE VARIOUS RETIREMENT PLANS 4 MANHATTANVILLE RD PURCHASE NY 10577-2139 FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC R4 464,574.1180 6.97 QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS 100 MAGELLAN WAY # KW1C COVINGTON KY 41015-1987 MFS MODERATE ALLOCATION FUND R6 59,213,931.6770 57.02 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Susan Nicole Saxton 2670 Waverly Dr Newport Beach CA 92663-5638 | 529C | 2,143.653 | 6.10 | % | |||
Robert T Sackrider 1633 Michigan Ave E Battle Creek MI 49014-8947 | 529C | 2,103.986 | 5.99 | % | |||
NINFA Scimeca 1 Davis Ave Pompton Plns NJ 07444-1602 | 529C | 2,063.790 | 5.87 | % | |||
Gregory J Nelson 428 10th Ave Kirkland WA 98033-5615 | 529C | 1,776.198 | 5.06 | % | |||
Pershing LLC | A | 1,852,971.427 | 7.62 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 611,692.945 | 7.99 | % | |||
C | 379,247.598 | 8.14 | % | ||||
MFS Conservative Alloc Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 4,597,636.410 | 6.70 | % | |||
Reliance Trust Company FBO Carteret Die Casting Corp 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | R2 | 43,820.554 | 6.38 | % | |||
Reliance Trust Company FBO Sterling Emp Fund for the FTRE Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 43,532.431 | 18.07 | % | |||
Reliance Trust Company FBO Southern Auto Ret. Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 33,154.205 | 13.76 | % | |||
Reliance Trust Company FBO Outerstuff Ltd. 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 23,745.665 | 9.86 | % | |||
Reliance Trust Company FBO Fogle Manufacturing P/S Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 19,889.117 | 8.25 | % | |||
Lodge Manufacturing CO DEF PSP 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R3 | 22,931.867 | 9.52 | % | |||
Anderson Davidson & Tate 401K PSP 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R3 | 13,135.648 | 5.45 | % | |||
Massachusetts Financial Services Co ATTN: Scott Chin 19th FL 500 Boylston St Boston MA 02116-3741 | R4 | 20,955.156 | 97.11 | % | |||
MFS Mid Cap Value Fund | |||||||
Werner Item 22670 San Juan Rd Cupertino CA 95014-3933 | 529A | 4,465.361 | 5.64 | % | |||
David Brent Kerns 4010 Cloverdale Dr Tyler TX 75701-9314 | 529B | 2,416.123 | 11.45 | % | |||
Sandra M Greenberg 1271 Sussex Rd Teaneck NJ 07666-2805 | 529B | 1,847.117 | 8.76 | % | |||
Alfred A L’altrelli 227 Thornwood Dr Canonsburg PA 15317-3848 | 529B | 1,283.118 | 6.08 | % | |||
Joseph J Greenberg 1271 Sussex Rd Teaneck NJ 07666-2805 | 529B | 1,108.272 | 5.25 | % |
Schedule E-28
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS GOVERNMENT SECURITIES FUND – continued MFS CONSERVATIVE ALLOC FUND R6 29,944,147.8190 28.83 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS LIFETIME INCOME FUND R6 6,287,396.3550 6.05 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS GROWTH ALLOCATION FUND PERSHING LLC A 10,977,184.8130 7.37 1 PERSHING PLZ B 1,548,386.7300 11.72 JERSEY CITY NJ 07399-0002 C 4,422,040.6330 8.32 MORGAN STANLEY SMITH BARNEY I 802,517.6890 13.68 HARBORSIDE FINANCIAL CENTER PLAZA 2 3RD FLOOR JERSEY CITY NJ 07311 VOYA RETIREMENT INS & ANNUITY CO R2 1,794,303.9730 17.51 1 ORANGE WAY B3N R3 627,380.8220 5.02 WINDSOR CT 06095-4773 MASSMUTUAL R3 5,347,581.4000 42.79 PO BOX 48529 ATLANTA GA 30362-1529 GREAT-WEST TRUST COMPANY LLC TTEE F R3 746,315.3460 5.97 EMPLOYEE BENEFITS CLIENTS 401K R4 1,305,382.6680 11.42 8515 E ORCHARD RD 2T2 GREENWOOD VLG CO 80111-5002 TAYNIK & CO R3 868,056.5990 6.95 CO STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC R4 1,363,141.3830 11.93 QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS 100 MAGELLAN WAY # KW1C COVINGTON KY 41015-1987 STATE STREET BANK TRUST CO R4 1,080,053.2400 9.45 TRUSTEE VARIOUS RETIREMENT PLANS 440 MAMARONECK AVE HARRISON NY 10528-2418 MFS GROWTH FUND PERSHING LLC A 3,175,951.2860 5.31 1 PERSHING PLZ B 159,591.4510 7.49 JERSEY CITY NJ 07399-0002 C 744,313.4220 7.63 MORGAN STANLEY SMITH BARNEY C 777,780.9580 7.97 HARBORSIDE FINANCIAL CENTER PLAZA 2 3RD FLOOR JERSEY CITY NJ 07311 HARTFORD LIFE INS CO R2 680,573.7320 �� 27.33 ATTN UIT OPERATIONS PO BOX 2999 HARTFORD CT 06104-2999
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Robert C Sundahl 3322 E Tonto Dr Phoenix AZ 85044-3517 | 529C | 10,707.268 | 25.51 | % | |||
Laura L Duplisea 15 Alan Rd Hudson MA 01749-1001 | 529C | 2,513.614 | 5.99 | % | |||
Robert T Sackrider 1633 Michigan Ave E Battle Creek MI 49014-8947 | 529C | 2,302.518 | 5.49 | % | |||
Pershing LLC | A | 675,301.294 | 5.62 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 182,024.805 | 7.79 | % | |||
C | 138,180.436 | 7.72 | % | ||||
MFS Conservative Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 3,178,802.712 | 6.73 | % | |||
Reliance Trust Company FBO Tory Burch LLC 401K PS Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 10,804.546 | 7.13 | % | |||
Reliance Trust Company FBO Grace Mcnamara, Inc 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 9,666.706 | 6.38 | % | |||
Reliance Trust Company FBO Simantel Group Ltd 401K P/S & Trust PO Box 79377 Atlanta GA 30357-7377 | R1 | 7,621.589 | 5.03 | % | |||
Orchard Trust Company, LLC Cust 8515 E Orchard Rd Greenwood Vlg CO 80111-5002 | R1 | 9,160.042 | 6.04 | % | |||
Frontier Trust Co FBO Reliance Network Retplan 1 # 5666 PO Box 10758 Fargo ND 58106-0758 | R1 | 9,123.695 | 6.02 | % | |||
Reliance Trust Company FBO Fabio Perini N. America, Inc. Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 27,698.930 | 30.88 | % | |||
Reliance Trust Company FBO Scales Air Compressor EE SAVNG Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 10,380.820 | 11.57 | % | |||
Reliance Trust Company FBO Glen Carbide Inc Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 9,854.066 | 10.99 | % | |||
Reliance Trust Company FBO BCA Holding Company Ltd. 401K Ret.SA PO Box 79377 Atlanta GA 30357-7377 | R3 | 6,193.349 | 6.91 | % | |||
Reliance Trust Company FBO Macklowe Management Co Inc 401K PLA PO Box 79377 Atlanta GA 30357-7377 | R3 | 4,793.886 | 5.35 | % | |||
MG Trust Co Agent Trustee Frontier Trust Co Yoder’s Building Supply Inc 401K PO Box 10699 Fargo ND 58106-0699 | R3 | 9,509.053 | 10.60 | % | |||
Massachusetts Financial Services Co ATTN: Scott Chin 19th FL 500 Boylston St Boston MA 02116-3741 | R4 | 14,895.116 | 100.00 | % | |||
MFS Mississippi Municipal Bond Fund | |||||||
Pershing LLC | A | 860,131.868 | 8.49 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 73,931.147 | 14.24 | % |
Schedule E-29
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS GROWTH FUND – continued STATE STREET BANK TRUST CO R3 576,084.9880 7.82 TTEE VARIOUS RETIREMENT PLANS R4 653,645.8830 7.07 440 MAMARONECK AVE HARRISON NY 10528-2418 GREAT-WEST TRUST CO LLC FBO RECORDKEEPING FOR VARIOUS BENEFIT PL OMNIPUTNAM C/O MUTUAL FUND TRADING 8525 E ORCHARD RD R3 451,094.0020 10.94 GREENWOOD VLG CO 80111-5002 FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC R4 1,182,908.9620 12.80 QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS 100 MAGELLAN WAY # KW1C COVINGTON KY 41015-1987 GREAT-WEST TRUST COMPANY LLC TTEE F R4 515,742.1030 5.58 EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VLG CO 80111-5002 NATIONWIDE TRUST CO FSB R4 1,578,307.7600 17.08 FBO PARTICIPATING RETIREMENT PLANS NTC-PLNS C/O IPO PORTFOLIO ACCOUNTING PO BOX 182029 COLUMBUS OH 43218-2029 MFS GROWTH ALLOCATION FUND R6 7,229,314.4380 22.51 ATTN LCC 3RD FLOOR MFS GROUP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS MODERATE ALLOCATION FUND R6 6,259,146.0950 19.49 ATTN LCC 3RD FLOOR MFS GROUP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS AGGRESSIVE GROWTH ALLOCATION FUND R6 2,743,987.2410 8.54 ATTN LCC 3RD FLOOR MFS GROUP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS CONSERVATIVE ALLOC FUND R6 2,354,361.5590 7.33 ATTN LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS HIGH INCOME FUND ANTHONY NGUYEN 529B 18,703.9990 18.38 239 BARCLAY CIR CHELTENHAM PA 19012-1031 TAMARA J BYBEE 529B 13,083.4440 12.86 3152 SHAY WAY NYSSA OR 97913-5051 DAVID J SORIANO 529B 5,916.6620 5.82 PO BOX 695 WELCHES OR 97067-0695
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Edward D. Jones & Co. | A | 1,592,860.854 | 15.73 | % | |||
201 Progress Pkwy Maryland HTS MO 63043-3009 | B | 84,591.931 | 16.29 | % | |||
MFS Moderate Allocation Fund | |||||||
Pershing LLC | A | 5,215,128.524 | 8.75 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 2,493,662.321 | 8.35 | % | |||
C | 2,401,349.776 | 8.12 | % | ||||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 248,449.011 | 30.21 | % | |||
Reliance Trust Company FBO Treehouse Foods, Inc. 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | I | 163,470.046 | 19.88 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 130,063.832 | 15.81 | % | |||
Reliance Trust Company FBO Treehouse Foods, Inc. Union 401(K) P PO Box 79377 Atlanta GA 30357-7377 | I | 79,443.058 | 9.66 | % | |||
Reliance Trust Company FBO Advantica 401K Savings Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 531,305.811 | 6.25 | % | |||
Reliance Trust Company FBO Anchor Bancorp PS RTMT SVNGS Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 451,842.002 | 5.31 | % | |||
Reliance Trust Company FBO MGM Mirage 401(K) Savings Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 4,883,012.802 | 86.43 | % | |||
MFS Money Market Fund | |||||||
MFS Services Center, Inc Attn: Joseph Lynch 500 Boylston St Boston MA 02116-3740 | I | 21.540 | 95.56 | % | |||
MFS Municipal High Income Fund | |||||||
Pershing LLC | A | 14,214,106.414 | 7.51 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 815,473.914 | 8.03 | % | |||
C | 2,093,203.548 | 7.56 | % | ||||
MFS Municipal Income Fund | |||||||
Pershing LLC | A | 4,501,931.422 | 6.73 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 306,188.539 | 11.19 | % | |||
B1 | 157,957.070 | 8.23 | % | ||||
C | 1,203,885.732 | 8.70 | % | ||||
Edward D. Jones & Co. | A | 3,965,931.975 | 5.93 | % | |||
201 Progress Pkwy Maryland HTS MO 63043-3009 | B | 152,105.168 | 5.56 | % | |||
MFS Municipal Limited Maturity Fund | |||||||
Pershing LLC | A | 4,199,178.905 | 10.38 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 107,429.736 | 10.87 | % | |||
C | 705,954.422 | 8.06 | % | ||||
Edward D. Jones & Co. 201 Progress Pkwy Maryland HTS MO 63043-3009 | A | 3,801,219.452 | 9.40 | % |
Schedule E-30
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS HIGH INCOME FUND – continued MARY B LINDSTROM 529B 5,833.1930 5.73 6122 ROCKY MOUNTAIN DR SW OLYMPIA WA 98512-2822 KAREN A HILLEN 529C 23,409.2560 17.83 16130 48TH AVE N PLYMOUTH MN 55446-2052 MICHAEL YU-MEIN LEE 529C 67,208.7720 17.06 2398 S 2ND AVE ARCADIA CA 91006-5203 PERSHING LLC A 7,069,651.6490 5.01 1 PERSHING PLZ B 466,534.6170 7.36 JERSEY CITY NJ 07399-0002 C 2,181,422.0840 11.42 MORGAN STANLEY SMITH BARNEY B 555,043.8140 8.76 HARBORSIDE FINANCIAL CENTER C 1,360,849.4690 7.12 PLAZA 2 3RD FLOOR JERSEY CITY NJ 07311 SPANISH HILLS MEDICAL GROUP IN 401K PSP & TRUST R1 26,888.4510 7.97 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 ANDREW JAMES FBO R1 37,282.0210 11.06 ABJ MANAGEMENT, INC. 401K PLAN 855 ROUTE 146 CLIFTON PARK NY 12065-3885 MORRIS ASSOCIATES INC PROFIT SHARING 401(K) TRUST R4 61,428.6570 53.33 100 MAGELLAN WAY COVINGTON KY 41015-1999 MASSACHUSETTS FINANCIAL SERVICES CO R4 16,045.7100 13.93 111 HUNTINGTON AVENUE BOSTON MA 02199-7632 LENTZ & GENGARO 401(K) PLAN R4 11,427.3960 9.92 PO BOX 5508 DENVER CO 80217-5508 VIVOLI SACCUZZO LLP 401K PSP & TRUST R4 8,556.0200 7.43 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 MFS MODERATE ALLOCATION FUND R6 88,369,803.4000 37.50 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS GROWTH ALLOCATION FUND R6 73,823,663.3860 31.32 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS CONSERVATIVE ALLOCATION FUND R6 44,464,249.8060 18.87 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
MFS New Discovery Fund | |||||||
Werner Item 22670 San Juan Rd Cupertino CA 95014-3933 | 529A | 11,714.974 | 12.94 | % | |||
David Brent Kerns 4010 Cloverdale Dr Tyler TX 75701-9314 | 529B | 970.998 | 8.19 | % | |||
John H Waterfield III 214 W Menomonee St Chicago IL 60614-5310 | 529B | 932.252 | 7.86 | % | |||
Shauna Baird 34 Lake Station Rd Warwick NY 10990-3457 | 529B | 913.354 | 7.70 | % | |||
Madonna Lindley PO Box 2787 Red Oak TX 75154-1584 | 529B | 906.752 | 7.65 | % | |||
Suzanne Klumpp 2610 NW 147th PL Beaverton OR 97006-5547 | 529B | 688.522 | 5.81 | % | |||
Robert C Sundahl 3322 E Tonto Dr Phoenix AZ 85044-3517 | 529C | 6,971.066 | 26.54 | % | |||
Robert T Sackrider 1633 Michigan Ave E Battle Creek MI 49014-8947 | 529C | 1,821.982 | 6.94 | % | |||
Margaret S Hunt 23 South St Grafton MA 01519-1148 | 529C | 1,759.804 | 6.70 | % | |||
Bony Cust for Pas Small Cap FOF Anthony Cirelli 90 Washington Street 11th Floor New York NY 10286 | A | 1,763,151.428 | 11.39 | % | |||
Pershing LLC PO Box 2052 Jersey City NJ 07303-2052 | B | 90,977.447 | 5.02 | % | |||
MFS Growth Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 4,626,422.194 | 37.36 | % | |||
MFS Moderate Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 3,141,169.987 | 25.37 | % | |||
MFS Conservative Allocation Fund 2 Avenue De Lafayette Boston MA 02111-1724 | I | 883,717.251 | 7.14 | % | |||
Reliance Trust Company FBO Polshek Partnership LLP 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 21,590.880 | 10.06 | % | |||
Reliance Trust Company FBO Preferred Pump & Equipment L.P. 401 PO Box 79377 Atlanta GA 30357-7377 | R3 | 19,495.928 | 9.09 | % | |||
Reliance Trust Company FBO Insource Software Solutions 401K PO Box 79377 Atlanta GA 30357-7377 | R3 | 13,273.622 | 6.19 | % | |||
Reliance Trust Company FBO Fogle Manufacturing P/S Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 11,850.025 | 5.52 | % | |||
Reliance Trust Company FBO West Point Products Inc 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 10,760.917 | 5.02 | % | |||
Hersons Inc 401K PSP 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R3 | 16,502.942 | 7.69 | % |
Schedule E-31
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS HIGH YIELD POOLED PORTFOLIO MFS DIVERSIFIED INCOME FUND N/A** 110,723,592.5480 70.94 ATTN BRIAN WONSON 70 FARGO ST FL 3 BOSTON MA 02210-2126 MFS GLOBAL HIGH YIELD FUND N/A** 30,611,782.2960 19.61 ATTN BRIAN WONSON 70 FARGO ST FL 3 BOSTON MA 02210-2126 MFS STRATEGIC INCOME FUND N/A** 12,701,317.1840 8.14 ATTN: BRIAN WONSON 70 FARGO ST FL 3 BOSTON MA 02210-2126 MFS INFLATION ADJUSTED BOND FUND PERSHING LLC A 589,354.5730 12.84 1 PERSHING PLZ B 218,955.2960 21.86 JERSEY CITY NJ 07399-0002 C 226,745.9970 19.96 I 914,729.8660 59.69 MORGAN STANLEY SMITH BARNEY B 53,545.9200 5.35 HARBORSIDE FINANCIAL CENTER PLAZA C 64,019.6820 5.64 JERSEY CITY NJ 07311 MASSMUTUAL R1 9,503.9500 31.12 PO BOX 48529 R2 30,683.7240 21.26 ATLANTA GA 30362-1529 R3 38,636.1260 18.69 INLINE AUTOMATION GROUP INC 401K PSP & TRUST R1 6,447.3040 21.11 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 MASSACHUSETTS FINANCIAL SERVICES COMPANY R1 4,906.3060 16.06 111 HUNTINGTON AVENUE R4 4,936.0830 7.47 BOSTON MA 02199-7632 ZAREMBA BROWNELL & BROWN PLL 401K PSP & TRUST R1 3,040.6170 9.96 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 ALERUS FINANCIAL FBO R1 2,342.9690 7.67 RAYTOWN WATER COMPANY RETPLAN PO BOX 64535 SAINT PAUL MN 55164-0535 TAYNIK & CO R2 37,011.3380 25.65 CO STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 CONSULTING & FIELD SERVICES 401K PSP & TRUST R2 7,419.1880 5.14 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 PATTERSON & CO FBO R2 15,272.9540 10.58 NH BRAGG AND SONS 1525 W WT HARRIS BLVD CHARLOTTE NC 28262-8522 PATTERSON & CO FBO R3 22,374.8810 10.82 BANK OF N H 1525 WEST WT HARRIS BLVD CHARLOTTE NC 28288-1151
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Trust Company FBO MGM Mirage 401(K) Savings Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 2,609,709.463 | 99.42 | % | |||
MFS New York Municipal Bond Fund | |||||||
Pricewaterhousecoopers LLP Master Rabbi Trust DTD 01/29/1999 300 Madison Ave New York NY 10017-6232 | A | 2,872,892.115 | 16.98 | % | |||
Pricewaterhousecoopers LLP Cost Equalization Trust 300 Madison Ave New York NY 10017-6232 | A | 1,374,900.105 | 8.13 | % | |||
Pershing LLC | A | 1,171,100.520 | 6.92 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 124,423.759 | 8.38 | % | |||
C | 280,830.566 | 11.36 | % | ||||
MFS North Carolina Municipal Bond Fund | |||||||
Pershing LLC | A | 2,859,187.883 | 10.60 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 108,685.642 | 10.17 | % | |||
C | 301,361.293 | 6.64 | % | ||||
Edward D. Jones & Co. | A | 1,867,246.821 | 6.92 | % | |||
201 Progress Pkwy Maryland HTS MO 63043-3009 | B | 57,956.191 | 5.43 | % | |||
MFS Pennsylvania Municipal Bond Fund | |||||||
Pershing LLC | A | 1,130,764.894 | 11.28 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 248,294.184 | 11.31 | % | |||
MFS Research Bond Fund | |||||||
Gary S MC Brayer 28 N Pleasant Ave Ridgewood NJ 07450-3921 | 529A | 13,170.073 | 7.46 | % | |||
Robert J Snell 7001 Empire Ln N Maple Grove MN 55311-3310 | 529A | 9,282.776 | 5.26 | % | |||
Alexandra Seros Cust 657 Amalfi Dr Pacific PLSDS CA 90272-4507 | 529B | 5,391.851 | 8.21 | % | |||
Shelina Soeurs LLC Corporation JAY E Stempel PO Box 660 Gloucester MA 01931-0660 | 529B | 5,280.507 | 8.04 | % | |||
Sandra M Greenberg 1271 Sussex Rd Teaneck NJ 07666-2805 | 529B | 4,913.942 | 7.48 | % | |||
Louise M Mclean-O’dell 12402 SE 26th Ave Milwaukie OR 97222-7993 | 529B | 4,841.051 | 7.37 | % | |||
Paul Seid 22 Woodhaven Dr New City NY 10956-4437 | 529C | 50,298.446 | 32.42 | % | |||
Nationwide Trust Company, FSBC/O IPO Portfolio Accounting PO Box 182029 Columbus OH 43218-2029 | A | 4,711,080.882 | 5.58 | % | |||
Pershing LLC | A | 9,533,277.797 | 11.28 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 686,925.116 | 14.57 | % | |||
C | 1,353,673.723 | 11.54 | % | ||||
Regions BK DBA Kenneburt Co PO Box 12365 Birmingham AL 35202-2365 | I | 13,732,650.534 | 13.03 | % |
Schedule E-32
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS INFLATION ADJUSTED BOND FUND – continued LIVING WATER RESOURCES INC 401K PSP & TRUST R4 5,617.7840 8.50 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 MFS MODERATE ALLOCATION FUND R6 39,390,143.3620 36.68 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS CONSERVATIVE ALLOCATION FUND R6 28,452,062.8190 26.49 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS GROWTH ALLOCATION FUND R6 23,436,647.3610 21.82 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS LIFETIME INCOME FUND R6 5,970,884.9890 5.56 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS INSTITUTIONAL INTERNATIONAL EQUITY FUND*** N/A N/A N/A MFS INTERNATIONAL DIVERSIFICATION FUND PERSHING LLC B 196,872.1740 9.40 1 PERSHING PLZ C 2,037,382.5040 7.06 JERSEY CITY NJ 07399-0002 I 5,700,845.1140 5.22 MORGAN STANLEY SMITH BARNEY C 3,646,513.5880 12.63 HARBORSIDE FINANCIAL CENTER I 7,078,692.0250 6.48 JERSEY CITY NJ 07311 KONRAD BEER DISTRIBUTOR INC PSP R1 44,598.4170 9.93 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 STATE STREET BANK TRUST CO TTEE R3 880,433.1010 10.03 VARIOUS RETIREMENT PLANS 440 MAMARONECK AVE HARRISON NY 10528-2418 STANDARD INSURANCE COMPANY R4 4,722,292.8560 12.54 1100 SW 6TH AVE PORTLAND OR 97204-1093 FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC R4 10,719,794.1430 32.07 QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS 100 MAGELLAN WAY # KW1C COVINGTON KY 41015-1987 MFS INTERNATIONAL GROWTH FUND PERSHING LLC B 18,238.3270 5.75 1 PERSHING PLZ C 106,969.2810 7.00 JERSEY CITY NJ 07399-0002 I 3,194,596.5730 8.16 MORGAN STANLEY SMITH BARNEY C 163,770.3660 10.72 HARBORSIDE FINANCIAL CENTER JERSEY CITY NJ 07311
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Trust Company FBO Brian’s Welding 401K PSP Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 23,428.223 | 7.35 | % | |||
Hartford Life Insurance Company | R2 | 784,109.063 | 20.58 | % | |||
Separate Account 401K Plan Attn UIT Operations PO Box 2999 Hartford CT 06104-2999 | R3 | 528,981.230 | 16.98 | % | |||
Reliance Trust Company FBO Reynolds, Smith&Hills, Inc EMP 401K P PO Box 79377 Atlanta GA 30357-7377 | R3 | 248,950.376 | 7.99 | % | |||
Reliance Trust Company FBO Henry Selinsky 401K PSP PO Box 79377 Atlanta GA 30357-7377 | R3 | 233,935.074 | 7.51 | % | |||
Reliance Trust Company FBO Presidio, Inc. 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 177,296.529 | 5.69 | % | |||
Reliance Trust Company FBOPPD, Inc. Retirement Savings Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 1,086,603.506 | 44.77 | % | |||
DCGT Trustee & OR Custodian FBO Principal Financial Group OMNIB Attn NPIO Trade Desk 711 High St DES Moines IA 50309-2732 | R4 | 591,496.770 | 24.37 | % | |||
Wells Fargo Bank NA FBO Retplan SVCS PO Box 1533 Minneapolis MN 55480-1533 | R4 | 376,670.816 | 15.52 | % | |||
NFS LLC Febo Alerus Financial NA Axletech INTL Retplan PO Box 64534 Saint Paul MN 55164-0534 | R4 | 193,457.643 | 7.97 | % | |||
JPMorgan Chase Bank as Trustee FBO Viasat Inc 401(K) Profitsharing Plan c/o JP Morgan RPS 5500 Team 9300 Ward Pkwy Kansas City MO 64114-3317 | R4 | 141,440.115 | 5.83 | % | |||
MFS Research Bond Fund J | |||||||
SMBC Friend Securities Co Ltd 7-12 Kabuto-cho Nihonbashl Chuo Ku Tokyo 103-8221 | B | 10,314,480.00 | 99.94 | % | |||
MFS Research Fund | |||||||
Pershing LLC | C | 361,920.390 | 8.16 | % | |||
PO BOX 2052 Jersey City NJ 07303-2052 | W | 557.880 | 9.29 | % | |||
Reliance Trust Company FBO Texas Electric Eqpmnt Co Inc 401(K) PO Box 79377 Atlanta GA 30357-7377 | R1 | 11,959.935 | 7.78 | % | |||
Reliance Trust Company FBO Technology Dynamics, Inc. Ret. Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 9,166.906 | 5.97 | % | |||
Reliance Trust Company FBOWhitmor Plastic Wire & Cable 401(K) PO Box 79377 Atlanta GA 30357-7377 | R2 | 25,270.845 | 6.22 | % | |||
Reliance Trust Company FBO Collom & Carney Clinic 401K SAV Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 54,409.423 | 21.81 | % | |||
Reliance Trust Co FBO FTN Associates Ltd PS Plan PO BOX 79377 Atlanta GA 30357-7377 | R3 | 37,884.071 | 15.18 | % | |||
Reliance Trust Company FBO Hogan Walker L.L.C. 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 34,634.736 | 13.88 | % |
Schedule E-33
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS INTERNATIONAL GROWTH FUND – continued PIMS/PRUDENTIAL RETPLAN NOMINEE TRUSTEE CUSTODIAN R1 11,078.8580 12.14 800 VOLK ENTERPRISES INC /SAFETY 618 S KILROY RD TURLOCK CA 95380-9531 HARTFORD LIFE INS CO R2 373,249.6890 48.95 ATTN UIT OPERATIONS R3 152,332.9910 16.13 PO BOX 2999 HARTFORD CT 06104-2999 VOYA RETIREMENT INS & ANNUITY CO R2 46,247.9980 6.06 1 ORANGE WAY B3N WINDSOR CT 06095-4773 LINCOLN RETIREMENT SERVICES COMPANY R3 104,841.7460 12.22 FBO SYLVANIA FRANCISCAN HEALTH 403B PO BOX 7876 FORT WAYNE IN 46801-7876 GREAT-WEST TRUST COMPANY LLC TTEE F R3 109,226.0890 11.62 EMPLOYEE BENEFITS CLIENTS 401K R4 493,632.0140 11.43 8515 E ORCHARD RD 2T2 GREENWOOD VLG CO 80111-5002 UNITED OF OMAHA FOR VARIOUS RET PLAN R4 2,834,317.8960 65.63 700 17TH ST STE 300 DENVER CO 80202-3531 MFS INT’ERNATIONAL DIVERSIFICATION FUND R6 50,785,045.1630 64.54 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS GROWTH ALLOCATION FUND R6 9,281,074.3660 11.80 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS MODERATE ALLOCATION FUND R6 6,624,683.1500 8.42 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS AGGRESSIVE GROWTH ALLOCATION FUND R6 4,765,613.4650 6.06 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS INTERNATIONAL NEW DISCOVERY FUND SUSAN E KERNDT 529B 347.2410 9.13 13135 EMMER PL APPLE VALLEY MN 55124-4230 XIAOQING LI 529B 791.1170 6.94 20420 SW LEONARDO LN BEAVERTON OR 97007-7870 SANFORD E ROBINSON 529B 581.5400 6.13 2080 SE IVON ST PORTLAND OR 97202-1182
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Nationwide Trust Company, FSB C/O IPO Accounting PO Box 182029 Columbus OH 43218-2029 | R4 | 9,356.715 | 56.14 | % | |||
Massachusetts Financial Services Co Attn: Scott Chin | R4 | 6,549.090 | 39.29 | % | |||
19th FL 500 Boylston St Boston MA 02116-3741 | W | 4,508.275 | 75.05 | % | |||
Pershing LLC PO Box 2052 Jersey City NJ 07303-2052 | W | 557.880 | 9.29 | % | |||
MFS Research International Fund | |||||||
Bharat Manglani 82 Lexington St Weston MA 02493-2146 | 529A | 5,011.010 | 13.48 | % | |||
Najwa J Dibbs 207 Llansfair Dr Lafayette LA 70503-8418 | 529B | 3,619.234 | 9.74 | % | |||
Paul F Soanes 11639 Blalock Ln Houston TX 77024-7305 | 529B | 2,895.939 | 7.79 | % | |||
Janice A Beanblossom 2500 Newburg Rd Louisville KY 40205-2478 | 529B | 2,066.262 | 5.56 | % | |||
The Cody & Nicole Smith Rev Trustcody L & Nicole J Smith TTEE 36 Royal Oak Dr Far Hills NJ 07931-2569 | 529C | 6,362.320 | 12.24 | % | |||
Paul A Hillen 16130 48th Ave N Plymouth MN 55446-2052 | 529C | 6,054.576 | 11.65 | % | |||
Bony Cust for PAS Internationalanthony Cirelli 90 Washington Street 11th Floor New York NY 10286 | A | 12,102,782.233 | 12.45 | % | |||
Pershing LLC | B | 345,190.395 | 7.81 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | C | 688,845.853 | 7.74 | % | |||
W | 1,320,609.402 | 71.47 | % | ||||
Mori & Co Attn: Mutual Funds Processing 911 Main St STE 201 Kansas City MO 64105-5304 | I | 7,108,287.366 | 6.59 | % | |||
Regions Bank DBA Kenneburt Co 250 Riverchase Pkwy E Fl 5 Birmingham AL 35244-1832 | R1 | 26,862.630 | 5.18 | % | |||
Hartford Life Ins Co Separate Account Attn UIT Operations PO Box 2999 Hartford CT 06104-2999 | R2 | 629,753.084 | 12.99 | % | |||
Wells Fargo Bank Trustee FBO Various Fascore LLC Record Kept PLA 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R3 | 1,721,023.110 | 16.67 | % | |||
O’Reilly Automotive Inc PSP 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R3 | 633,621.916 | 6.14 | % | |||
Price Waterhouse Cooper Attn Mutual Fund Operations PO Box 3198 Pittsburgh PA 15230-3198 | R4 | 23,007,844.576 | 62.74 | % | |||
Reliance Trust Company FBO MGM Mirage 401(K) Savings Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 4,918,390.972 | 13.41 | % | |||
Reliance Trust Company FBO PPD, Inc. Retirement Savings Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 2,216,491.057 | 6.04 | % |
Schedule E-34
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS INTERNATIONAL NEW DISCOVERY FUND – continued MACKENZIE K HARDER 529B 351.4660 6.07 6880 LEIBINGER LN GRANITE BAY CA 95746-9364 VANESSA A WILKINS 529C 3,844.8490 10.19 69620 OLD BARN CT SISTERS OR 97759-9644 PHILIP R TOMBAUGH 529C 1,465.2980 6.96 180 WESTWOOD RD NEW HAVEN CT 06515-2243 SUZANNE SASSI 529C 2,539.0970 6.83 30 ESTRELLA AVE PIEDMONT CA 94611-3920 TODD J STOLPMAN 529C 1,617.9020 6.78 4660 PINETREE CURV EAGAN MN 55122-3700 PERSHING LLC A 3,165,948.2900 7.13 1 PERSHING PLZ B 41,309.5760 7.13 JERSEY CITY NJ 07399-0002 C 417,144.1840 7.19 I 9,936,666.0310 17.38 MORGAN STANLEY SMITH BARNEY C 425,901.7580 7.34 HARBORSIDE FINANCIAL CENTER PLAZA JERSEY CITY NJ 07311 VOYA RETIREMENT INS & ANNUITY CO R2 309,796.3580 16.85 1 ORANGE WAY B3N WINDSOR CT 06095-4773 ADP ACCESS PRODUCT R2 185,359.5950 10.08 1 LINCOLN ST BOSTON MA 02111-2900 AMERICAN UNITED LIFE GROUP RETIREMENT ANNUITY R2 95,352.3410 6.02 ATTN: SEPARATE ACOUNTS PO BOX 368 INDIANAPOLIS IN 46206-0368 AMERITAS LIFE INSURANCE CORP R3 1,001,651.6900 18.76 5900 O ST LINCOLN NE 68510-2234 JOHN HANCOCK TRUST COMPANY LLC R3 773,854.0570 14.50 690 CANTON ST STE 100 R4 1,129,549.4940 10.68 WESTWOOD MA 02090-2324 CHARLES SCHWAB & CO INC R4 2,004,405.9310 18.95 SPECIAL CUSTODY ACCOUNT ATTN: MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC R4 887,013.2440 8.39 QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS 100 MAGELLAN WAY # KW1C COVINGTON KY 41015-1987
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Suntrust Bank Trustee TTEE Suntrust Bank Inc 401K Plan401K Plan Attn Jeff Rhineheart 25 Park PL NE # MC210 Atlanta GA 30303-2918 | R4 | 2,891,094.300 | 7.88 | % | |||
Pershing LLC PO Box 2052 Jersey City NJ 07303-2052 | W | 1,320,609.402 | 71.47 | % | |||
MFS Sector Rotational Fund | |||||||
Pershing LLC | A | 1,282,258.58 | 11.05 | % | |||
P.O. Box 2052 Jersey City NJ 07303-2052 | B | 98,829.17 | 9.79 | % | |||
C | 315,163.33 | 8.04 | % | ||||
Massachusetts Financial Services Co | R1 | 5,458.52 | 100.00 | % | |||
500 Boylston St Boston MA 02116-3741 | R2 | 5,458.52 | 100.00 | % | |||
R3 | 5,370.57 | 100.00 | % | ||||
R4 | 5,370.57 | 5.45 | % | ||||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 54,034.85 | 54.79 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 39,220.00 | 39.77 | % | |||
MFS South Carolina Municipal Bond Fund | |||||||
Pershing LLC | A | 954,963.879 | 7.97 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 206,125.113 | 22.86 | % | |||
Edward D. Jones & Co. 201 Progress Pkwy Maryland HTS MO 63043-3009 | A | 1,018,314.882 | 8.50 | % | |||
MFS Strategic Income Fund | |||||||
Pershing LLC | A | 3,164,310.887 | 10.68 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 1,512,560.980 | 23.63 | % | |||
C | 874,102.989 | 14.81 | % | ||||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 331,401.697 | 73.02 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 36,552.222 | 8.05 | % | |||
MFS Technology Fund | |||||||
Pershing LLC PO Box 2052 Jersey City NJ 07303-2052 | A | 911,535.798 | 11.51 | % | |||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 405,565.877 | 67.10 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 138,039.990 | 22.84 | % | |||
Reliance Trust Company FBO Stammer Mcknight Barnum-Bailey Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 10,079.628 | 6.75 | % | |||
Reliance Trust Company FBO National Air Trans Assoc 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R1 | 9,403.901 | 6.30 | % |
Schedule E-35
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS INTERNATIONAL NEW DISCOVERY FUND – continued MFS INTERNATIONAL DIVERSIFICATION FUND R6 18,613,564.1190 52.27 ATTN: LCC 3RD FL MFS GROUP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS GROWTH ALLOCATION FUND R6 3,420,402.0310 9.60 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS AGGRESSIVE GROWTH ALLOCATION R6 2,188,033.2530 6.14 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS MODERATE ALLOCATION FUND R6 2,045,815.6260 5.74 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC R6 1,814,420.5840 6.03 QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS 100 MAGELLAN WAY # KW1C COVINGTON KY 41015-1987 MFS INTERNATIONAL VALUE FUND PERSHING LLC B 151,744.1210 10.07 1 PERSHING PLZ C 1,756,161.9200 7.84 JERSEY CITY NJ 07399-0002 I 25,283,971.3280 8.04 MORGAN STANLEY SMITH BARNEY I 27,992,389.1460 8.90 HARBORSIDE FINANCIAL CENTER PLAZA 2 3RD FLOOR JERSEY CITY NJ 07311 TAYNIK & CO R1 33,838.1370 9.08 CO STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 MASS MUTUAL LIFE INSURANCE CO R1 24,200.7680 6.49 1295 STATE ST SPRINGFIELD MA 01111-0001 HARTFORD LIFE INS CO R2 1,749,570.9990 15.61 PO BOX 2999 HARTFORD CT 06104-2999 VOYA RETIREMENT INS & ANNUITY CO R2 1,747,626.2560 15.59 1 ORANGE WAY B3N WINDSOR CT 06095-4773 ADP ACCESS PRODUCT R2 1,034,307.8320 9.23 1 LINCOLN ST BOSTON MA 02111-2900 GREAT-WEST TRUST COMPANY LLC TTEE F R2 596,823.4600 5.81 EMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VLG CO 80111-5002 TRANSAMERICA LIFE INS COMPANY R3 2,148,273.5730 6.26 1150 S OLIVE ST LOS ANGELES CA 90015-2211
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Nationwide Trust Company, FSB c/o IPO Portfolio Accounting PO Box 182029 Columbus OH 43218-2029 | R1 | 11,371.111 | 7.62 | % | |||
Reliance Trust Company FBO Arizona Machinery Employees Plan PO Box 79377 Atlanta GA 30357-7377 | R2 | 117,422.446 | 9.18 | % | |||
ING Enhanced K-Choice Trustee: Reliance Trust Company 400 Atrium Drive Somerset NJ 08873-4162 | R2 | 172,712.439 | 13.51 | % | |||
Reliance Trust Company FBO SRF Consulting Group Inc PSP & TRUS PO Box 79377 Atlanta GA 30357-7377 | R3 | 37,684.789 | 13.24 | % | |||
Reliance Trust Company FBO Graphic Image, Inc. 401(K) Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 22,122.257 | 7.78 | % | |||
Reliance Trust Company FBO WTS Agencies, Inc. 401K Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 20,981.165 | 7.37 | % | |||
Reliance Trust Company FBO GMB A-E, LLC Ret. Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 16,990.732 | 5.97 | % | |||
Reliance Trust Company Fboiss-Marine SVCS, Inc Ret SVNGS Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 16,296.665 | 5.73 | % | |||
Reliance Trust Company FBO Glen Carbide Inc Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | R3 | 14,654.629 | 5.15 | % | |||
Barbara A Smith FBO Bitrode Corp 401K PSP & Trust 1642 Manufacturers Dr Fenton MO 63026-2839 | R3 | 15,924.141 | 5.60 | % | |||
DWS Trust Co FBO Watkins, Meegan, Drury L.L.C. 401K Attn: Share Recon Dept #064193 PO Box 1757 Salem NH 03079-1143 | R3 | 14,414.064 | 5.07 | % | |||
Massachusetts Financial Services Co Attn: Scott Chin 19th FL 500 Boylston St Boston MA 02116-3741 | R4 | 13,240.955 | 97.48 | % | |||
MFS Tennessee Municipal Bond Fund | |||||||
Pershing LLC | A | 1,397,237.870 | 12.00 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 95,810.870 | 15.67 | % | |||
UBS Financial Services Inc. FBO James White PO Box 11563 Knoxville TN 37939-1563 | A | 775,733.998 | 6.66 | % | |||
MFS Total Return Fund | |||||||
Pershing LLC | A | 21,126,857.187 | 6.21 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 5,532,507.255 | 9.18 | % | |||
C | 6,954,520.051 | 10.43 | % | ||||
Reliance Trust Company FBO Bingham Mccutchen LLP Ret. Plans PO Box 79377 Atlanta GA 30357-7377 | I | 1,687,345.448 | 20.79 | % | |||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 1,170,655.486 | 14.42 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 491,248.370 | 6.05 | % |
Schedule E-36
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS INTERNATIONAL VALUE FUND – continued CHARLES SCHWAB & CO INC R3 2,889,702.1340 8.42 SPECIAL CUSTODY ACCOUNT R4 3,067,873.3850 10.06 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 HARTFORD LIFE INS CO R3 2,129,587.6060 6.20 PO BOX 2999 HARTFORD CT 06104-2999 STATE STREET BANK TRUST CO R4 1,666,518.7330 5.46 TTEE VARIOUS RETIREMENT PLANS 440 MAMARONECK AVE HARRISON NY 10528-2418 FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC R4 4,351,793.8830 14.27 QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS 100 MAGELLAN WAY # KW1C COVINGTON KY 41015-1987 MFS INT’L DIVERSIFICATION FUND R6 37,472,150.1100 37.23 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS GROWTH ALLOCATION FUND R6 6,895,905.9390 6.85 ATTN: LCC 3RD FL MFS GRP 2 AVENUE DE LAFAYETTE BOSTON MA 02111-1750 MFS LIFETIME 2020 FUND PERSHING LLC A 293,508.2240 8.00 1 PERSHING PLZ B 57,021.4940 12.75 JERSEY CITY NJ 07399-0002 C 110,581.3700 8.36 MASSMUTAL R1 193,268.4980 67.54 PO BOX 48529 ATLANTA GA 30362-1529 ASCENSUS TRUST CO FBO R1 20,313.6950 7.10 SOLCON 401(K) PLAN 687284 PO BOX 10758 FARGO ND 58106-0758 MATTHEW ROWLAND FBO R1 14,609.5750 5.11 TRINITY CHURCH DALLAS 401K PSP & TRUST 4300 COLE AVE DALLAS TX 75205-4440 JOHN HANCOCK TRUST COMPANY LLC R2 1,602,970.2040 29.12 690 CANTON ST STE 100 WESTWOOD MA 02090-2324 MAINES PAPER & FOOD SERVICE INC. 40 R3 600,476.7840 10.59 1(K) SAVINGS AND PROFIT SHARING PLN 100 MAGELLAN WAY COVINGTON KY 41015-1999 FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC R3 453,501.2150 8.00 QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS R4 7,477,349.9290 57.19 100 MAGELLAN WAY # KW1C COVINGTON KY 41015-1987
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
Reliance Trust Company FBO NHL Pension Plan for Players of US PO Box 79377 Atlanta GA 30357-7377 | I | 485,359.302 | 5.98 | % | |||
Citistreet Core Market One Heritage Drive N Quincy MA 02171-2105 | I | 1,271,225.098 | 15.66 | % | |||
Questar Corp Plan 11803419 PO Box 1533 Minneapolis MN 55480-1533 | I | 1,146,053.223 | 14.12 | % | |||
State Street Bank & Trust TTEE FBO Citistreet Core Market One Heritage Drive N Quincy MA 02171-2105 | I | 1,271,225.098 | 15.66 | % | |||
Hartford Life Insurance Company Separate Accountattn UIT Operations PO Box 2999 Hartford CT 06104-2999 | R2 | 1,250,697.287 | 10.60 | % | |||
The ADP Express Product Attn Domenica Mascia 4 New York PLZ FL 15 New York NY 10004-2413 | R2 | 620,936.134 | 5.26 | % | |||
State of Michigan 401K Plan 105 Rosemont Ave Westwood MA 02090-2318 | R4 | 4,715,373.443 | 23.51 | % | |||
State of Michigan 457 Plan 105 Rosemontave Westwood MA 02090-2318 | R4 | 1,433,203.667 | 7.15 | % | |||
Reliance Trust Company FBO MGM Mirage 401(K) Savings Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 3,854,900.603 | 19.22 | % | |||
Reliance Trust Company FBO PPD Inc Retirement Savings Plan PO Box 79377 Atlanta GA 30357-7377 | R4 | 1,555,678.820 | 7.76 | % | |||
MFS Utilities Fund | |||||||
John Hancock Life Insurance Co USA RPS SEG Funds & Accounting, ET-7 601 Congress Street Boston MA 02210-2804 | A | 14,775,022.312 | 11.63 | % | |||
Pershing LLC | A | 13,315,507.670 | 10.48% | ||||
PO Box 2052 Jersey City NJ 07303-2052 | B | 1,298507.670 | 8.93 | % | |||
C | 2,213,671.500 | 10.28 | % | ||||
R4 | 148,436.564 | 16.22 | % | ||||
Reliance Trust Company FBO MFS Defined Contribution Plan PO Box 79377 Atlanta GA 30357-7377 | I | 596,384.389 | 22.10 | % | |||
Reliance Trust Company FBO MFSAVINGS Retirement Plan PO Box 79377 Atlanta GA 30357-7377 | I | 301,528.594 | 11.17 | % | |||
Nationwide Trust Company, FSB c/o IPO Portfolio Accounting PO Box 182029 Columbus OH 43218-2029 | R1 | 96,875.156 | 13.86 | % | |||
Hartford Life Insurance Company | R2 | 1,142,444.671 | 25.82 | % | |||
Separate Account Attn UIT Operations PO Box 2999 Hartford CT 06104-2999 | R3 | 776,245.301 | 28.92 | % | |||
Wells Fargo Bank NA Trustee Kern County Deffdcomp Plan 8515 E Orchard Rd # 2T2 Greenwood Vlg CO 80111-5002 | R4 | 172,809.286 | 18.89 | % |
Schedule E-37
Name and Address of Shareholder Class of Shares Number of
Outstanding
Shares
Beneficially
Owned Percentage of
Outstanding
Shares of
Noted Class
Owned MFS LIFETIME 2020 FUND – continued TAYNIK & CO R3 419,112.1910 7.39 CO STATE STREET BANK & TRUST 1200 CROWN COLONY DR QUINCY MA 02169-0938 INTRUST EB R/R R4 3,746,642.3750 28.66 PO BOX 48529 ATLANTA GA 30362-1529 MFS LIFETIME 2025 FUND RELIANCE TRUST CO FBO A 119,773.2430 10.90 RETIREMENT PLANS SERVICED BY METLIF C/O FASCORE LLC 8515 E ORCHARD RD # 2T2 GREENWOOD VLG CO 80111-5002 PERSHING LLC A 110,516.6720 10.06 1 PERSHING PLZ B 13,776.4980 12.73 JERSEY CITY NJ 07399-0002 C 27,131.2180 11.08 DEBORAH A SAMUELS IRA B 9,683.1990 8.94 CROSSROADS FOR KIDS SIMPLE PLAN 135 BOATWRIGHTS LOOP PLYMOUTH MA 02360-6638 IRA A/C STEPHEN L HAMMONDS B 8,613.6830 7.96 8485 HIGHWAY 10 S LAWNDALE NC 28090-8206 IRA R/O CHARLENE R REINEKE C 14,916.8830 6.09 691 ELLIOTTS LANE WHEELING WV 26003-7379 OPEN MRI OF ALLENTOWN LLC 401(K) PR R1 1,459.5790 13.69 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 SERVICE FIRST RESTORATION & RE 401(K) R1 1,244.8620 11.68 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228 MASSACHUSETTS FINANCIAL SERVICES COMPANY R1 4,350.6590 40.82 111 HUNTINGTON AVENUE BOSTON MA 02199-7632 SUNTWIST CORPORATION 401(K) R1 1,357.8800 12.74 RETIREMENT PLAN 100 MAGELLAN WAY COVINGTON KY 41015-1999 MASS MUTUAL LIFE INSURANCE CO R2 563,545.7970 40.05 1295 STATE ST R3 297,775.6740 11.9 SPRINGFIELD MA 01111-0001 WHOLESALE DOORS INC 401K PS PLA R2 98,513.4750 7.00 6 RHOADS DR STE 7 UTICA NY 13502-6317 JOHN HANCOCK TRUST COMPANY LLC R2 90,735.3930 6.45 690 CANTON ST STE 100 WESTWOOD MA 02090-2324
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | ||||
MFS Value Fund | |||||||
Kevin A Conn 230 Mount Vernon St West Newton MA 02465-2519 | 529A | 15,022.988 | 5.77 | % | |||
Paul A Hillen 16130 48th Ave N Plymouth MN 55446-2052 | 529C | 6,614.196 | 7.21 | % | |||
Pershing LLC | A | 13,442,672.680 | 5.51 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | B | 1,947,311.400 | 10.50 | % | |||
C | 2,842,282.946 | 7.00 | % | ||||
Edward D. Jones & Co. 201 Progress Pkwy Maryland HTS MO 63043-3009 | I | 25,269,877.673 | 20.23 | % | |||
DCGT Trustee & OR Custodian | R2 | 1,605,256.316 | 10.52 | % | |||
FBO Principal Financial Group Qualified FIA Omnibus Attn NPIO Trade Desk 711 High St Des Moines IA 50309-2732 | R3 | 1,509,932.616 | 8.35 | % | |||
DCGT Trustee & OR Custodian FBO Principal Financial Group Qualified PRIN ADVTG Omnibus 711 High St Des Moines IA 50309-2732 | R2 | 1,175,883.781 | 7.71 | % | |||
Hartford Life Insurance Company Separate Account Attn UIT Operations 1 Griffin Road North Windsor CT 06095-1512 | �� | R2 | 1,005,074.242 | 6.59 | % | ||
ING Life Insurance & Annuity Co Retirement Plan 1 Orange Way B3N Windsor CT 06095-4773 | R2 | 898,192.985 | 5.89 | % | |||
FBO Price Waterhouse Cooper Attn Mutual Fund Oper PO Box 3198 Pittsburgh PA 15230-3198 | R4 | 10,816,119.389 | 28.34 | % | |||
Prudential Investment Management A/C Pimsomni Attn Pruchoice Unit Mail Stop 194-201 194 Wood Ave S Iselin NJ 08830-2710 | W | 13,228,550.243 | 24.37 | % | |||
Pershing LLC PO Box 2052 Jersey City NJ 07303-2052 | W | 12,257,806.981 | 22.58 | % | |||
MFS Virginia Municipal Bond Fund | |||||||
Pershing LLC | B | 63,819.371 | 10.01 | % | |||
PO Box 2052 Jersey City NJ 07303-2052 | C | 253,574.226 | 11.32 | % | |||
MFS West Virginia Municipal Bond Fund | |||||||
Chandra S Sekar Harmony Route 3 Mineral Wells WV 26150 | B | 35,702.665 | 7.01 | % | |||
Edward D. Jones & Co. 201 Progress Pkwy Maryland HTS MO 63043-3009 | A | 917,825.967 | 7.65 | % |
Schedule E-38F-38
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS LIFETIME 2025 FUND – continued | ||||||||||
MAINES PAPER & FOOD SERVICE INC. 401(K) | R3 | 546,860.4010 | 21.89 | |||||||
SAVINGS AND PROFIT SHARING PLN | ||||||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
TAYNIK & CO | R3 | 215,994.7850 | 8.64 | |||||||
CO STATE STREET BANK & TRUST | ||||||||||
1200 CROWN COLONY DR | ||||||||||
QUINCY MA 02169-0938 | ||||||||||
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC | R3 | 506,809.2390 | 20.28 | |||||||
QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS | R4 | 7,945,677.9780 | 81.86 | |||||||
100 MAGELLAN WAY # KW1C | ||||||||||
COVINGTON KY 41015-1987 | ||||||||||
MFS LIFETIME 2030 FUND | ||||||||||
PERSHING LLC | A | 304,242.2190 | 8.86 | |||||||
1 PERSHING PLZ | B | 67,625.2740 | 11.50 | |||||||
JERSEY CITY NJ 07399-0002 | C | 87,289.6850 | 7.95 | |||||||
MORGAN STANLEY SMITH BARNEY | C | 85,180.1160 | 7.76 | |||||||
HARBORSIDE FINANCIAL CENTER | ||||||||||
JERSEY CITY NJ 07311 | ||||||||||
JOHN HANCOCK TRUST COMPANY LLC | R2 | 2,468,400.7960 | 36.19 | |||||||
690 CANTON ST STE 100 | ||||||||||
WESTWOOD MA 02090-2324 | ||||||||||
MASS MUTUAL LIFE INSURANCE CO | R2 | 410,671.2540 | 6.02 | |||||||
ATTN RS FUND OPERATIONS | ||||||||||
1295 STATE ST | ||||||||||
SPRINGFIELD MA 01111-0001 | ||||||||||
MAINES PAPER & FOOD SERVICE INC. 40 | R3 | 587,316.3110 | 8.60 | |||||||
1(K) SAVINGS AND PROFIT SHARING PLN | ||||||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC | R3 | 623,877.6110 | 9.14 | |||||||
QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS | R4 | 8,242,225.9520 | 57.63 | |||||||
100 MAGELLAN WAY # KW1C | ||||||||||
COVINGTON KY 41015-1987 | ||||||||||
RELIANCE TRUST CO FBO | R4 | 3,933,310.7540 | 27.50 | |||||||
INTRUST EB R/R | ||||||||||
PO BOX 48529 | ||||||||||
ATLANTA GA 30362-1529 | ||||||||||
MFS LIFETIME 2035 FUND | ||||||||||
PERSHING LLC | A | 124,920.8500 | 17.63 | |||||||
1 PERSHING PLZ | B | 6,943.2800 | 7.16 | |||||||
JERSEY CITY NJ 07399-0002 | C | 20,021.4410 | 14.12 | |||||||
RELIANCE TRUST CO FBO | A | 111,822.6680 | 15.79 | |||||||
RETIREMENT PLANS SERVICED BY METLIF | ||||||||||
C/O FASCORE LLC | ||||||||||
8515 E ORCHARD RD # 2T2 | ||||||||||
GREENWOOD VLG CO 80111-5002 | ||||||||||
STEPHEN LOMANNO IRA | B | 9,755.4230 | 10.06 | |||||||
LUCA DEBLASIO & CO INC SIMPLE PLAN | ||||||||||
20 AZALEA CIR | ||||||||||
READING MA 01867-2771 |
Schedule F-39
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS LIFETIME 2035 FUND – continued | ||||||||||
IRA R/O MICHELLE E FLETCHER | B | 4,996.5840 | 5.15 | |||||||
39 PILGRIM RD | ||||||||||
NATICK MA 01760-3225 | ||||||||||
SERVICE FIRST RESTORATION & RE 401(K) | R1 | 7,451.8940 | 29.48 | |||||||
1251 WATERFRONT PL STE 525 | ||||||||||
PITTSBURGH PA 15222-4228 | ||||||||||
REVERSE MORTGAGE CORP 401(K) | R1 | 4,816.2490 | 19.05 | |||||||
1251 WATERFRONT PL STE 525 | ||||||||||
PITTSBURGH PA 15222-4228 | ||||||||||
G BOPP USA INC 401K PS | R1 | 2,526.1800 | 9.99 | |||||||
1251 WATERFRONT PL STE 525 | ||||||||||
PITTSBURGH PA 15222-4228 | ||||||||||
BEE FRESH FLOWERS 401K PROFIT SHA | R1 | 838.2450 | 3.32 | |||||||
1251 WATERFRONT PL STE 525 | ||||||||||
PITTSBURGH PA 15222-4228 | ||||||||||
MASSACHUSETTS FINANCIAL SERVICES COMPANY | R1 | 4,145.0630 | 16.40 | |||||||
111 HUNTINGTON AVENUE | ||||||||||
BOSTON MA 02199-7632 | ||||||||||
MASS MUTUAL LIFE INSURANCE CO | R2 | 326,311.8880 | 35.47 | |||||||
1295 STATE ST | R3 | 236,478.3040 | 10.99 | |||||||
SPRINGFIELD MA 01111-0001 | ||||||||||
JOHN HANCOCK TRUST COMPANY LLC | R2 | 125,317.2520 | 13.62 | |||||||
690 CANTON ST STE 100 | ||||||||||
WESTWOOD MA 02090-2324 | ||||||||||
MINDJET LLC | R2 | 46,699.6570 | 5.08 | |||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1987 | ||||||||||
MAINES PAPER & FOOD SERVICE INC. 40 | R3 | 212,342.2870 | 9.87 | |||||||
1(K) SAVINGS AND PROFIT SHARING PLN | ||||||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
AXIOM GLOBAL, INC. | R3 | 192,676.9120 | 8.96 | |||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
PREFERRED HOTEL GROUP INC | R3 | 133,536.3380 | 6.21 | |||||||
401(K) PROFIT SHARING PLAN | ||||||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
PIMS/PRUDENTIAL RETPLAN | R3 | 166,892.0970 | 7.76 | |||||||
NOMINEE TRUSTEE CUSTODIAN | ||||||||||
010 IBEW LOCAL UNION NO 716 | ||||||||||
8441 GULF FWY | �� | |||||||||
HOUSTON TX 77017-5000 | ||||||||||
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC | R3 | 507,791.8730 | 23.61 | |||||||
QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS | R4 | 6,498,469.7260 | 83.97 | |||||||
100 MAGELLAN WAY # KW1C | ||||||||||
COVINGTON KY 41015-1987 |
Schedule F-40
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS LIFETIME 2040 FUND | ||||||||||
PERSHING LLC | A | 139,037.9060 | 6.56 | |||||||
1 PERSHING PLZ | B | 29,102.5730 | 9.23 | |||||||
JERSEY CITY NJ 07399-0002 | C | 62,733.6360 | 8.65 | |||||||
VOYA INSTITUTIONAL TRUST COMPANY | A | 109,551.7580 | 5.17 | |||||||
1 ORANGE WAY B3N | ||||||||||
WINDSOR CT 06095-4773 | ||||||||||
HOWARD CHEN FBO | R1 | 22,887.9660 | 7.41 | |||||||
PICKETT CHEN & COMPANY INC 401K PSP & TRUST | ||||||||||
16411 SCIENTIFIC STE 100 | ||||||||||
IRVINE CA 92618-4358 | ||||||||||
JOHN HANCOCK TRUST COMPANY LLC | R2 | 1,882,787.0000 | 38.22 | |||||||
690 CANTON ST STE 100 | ||||||||||
WESTWOOD MA 02090-2324 | ||||||||||
MASSMUTUAL | R2 | 1,025,893.1260 | 20.82 | |||||||
PO BOX 48529 | R4 | 486,677.9620 | 3.85 | |||||||
ATLANTA GA 30362-1529 | ||||||||||
MASS MUTUAL LIFE INSURANCE CO | R2 | 256,721.5320 | 5.21 | |||||||
ATTN RS FUND OPERATIONS | ||||||||||
1295 STATE ST | ||||||||||
SPRINGFIELD MA 01111-0001 | ||||||||||
STATE STREET BANK TRUST CO TTEE | R3 | 238,294.5090 | 6.03 | |||||||
VARIOUS RETIREMENT PLANS | ||||||||||
440 MAMARONECK AVE | ||||||||||
HARRISON NY 10528-2418 | ||||||||||
TAYNIK & CO | R3 | 292,630.5810 | 7.40 | |||||||
CO STATE STREET BANK & TRUST | ||||||||||
1200 CROWN COLONY DR | ||||||||||
QUINCY MA 02169-0938 | ||||||||||
INTRUST EB R/R | R4 | 3,936,692.0950 | 31.16 | |||||||
PO BOX 48529 | ||||||||||
ATLANTA GA 30362-1529 | ||||||||||
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC | R4 | 6,954,946.6760 | 55.04 | |||||||
QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS | ||||||||||
100 MAGELLAN WAY # KW1C | ||||||||||
COVINGTON KY 41015-1987 | ||||||||||
MFS LIFETIME 2045 FUND | ||||||||||
PERSHING LLC | A | 87,007.1260 | 20.66 | |||||||
1 PERSHING PLZ | B | 3,821.7590 | 7.62 | |||||||
JERSEY CITY NJ 07399-0002 | ||||||||||
RELIANCE TRUST CO FBO | A | 44,105.6600 | 10.47 | |||||||
RETIREMENT PLANS SERVICED BY METLIF C/O FASCORE LLC | ||||||||||
8515 E ORCHARD RD # 2T2 | ||||||||||
GREENWOOD VLG CO 80111-5002 | ||||||||||
MORGAN STANLEY SMITH BARNEY | B | 5,544.1830 | 11.05 | |||||||
HARBORSIDE FINANCIAL CENTER PLAZA | ||||||||||
JERSEY CITY NJ 07311 | ||||||||||
BB&T SECURITIES IRA CUST FBO | B | 4,587.7830 | 9.14 | |||||||
DEBRA STEIMERS | ||||||||||
9358 NC HIGHWAY 902 | ||||||||||
SILER CITY NC 27344-6827 |
Schedule F-41
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS LIFETIME 2045 FUND – continued | ||||||||||
MASSACHUSETTS FINANCIAL SERVICES COMPANY | B | 4,124.3970 | 8.22 | |||||||
111 HUNTINGTON AVENUE | R1 | 4,100.1610 | 24.81 | |||||||
BOSTON MA 02199-7632 | ||||||||||
MFS HERITAGE TRUST CO TRUSTEE | B | 2,532.1680 | 5.05 | |||||||
ROTH IRA A/C BRIAN J MILLER | ||||||||||
607 WINDSOR DR | ||||||||||
SOLON IA 52333-9614 | ||||||||||
MFS HERITAGE TRUST CO TTEE | C | 6,398.4220 | 5.71 | |||||||
WILLIAM T LESTER IRA ENGINEERING DESIGN ASSOC SIMPLE | ||||||||||
910 E SEATTLE PL | ||||||||||
BROKEN ARROW OK 74012-9364 | ||||||||||
MASS MUTUAL LIFE INSURANCE CO | R2 | 184,409.3830 | 37.62 | |||||||
1295 STATE ST | R3 | 71,404.7900 | 5.20 | |||||||
SPRINGFIELD MA 01111-0001 | ||||||||||
MINDJET LLC | R2 | 46,527.2590 | 9.49 | |||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1987 | ||||||||||
JOHN HANCOCK TRUST COMPANY LLC | R2 | 29,543.7680 | 6.03 | |||||||
690 CANTON ST STE 100 | ||||||||||
WESTWOOD MA 02090-2324 | ||||||||||
MAINES PAPER & FOOD SERVICE INC. 401(K) | R3 | 164,670.8660 | 12.00 | |||||||
SAVINGS AND PROFIT SHARING PLN | ||||||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
AXIOM GLOBAL, INC. | R3 | 111,884.2880 | 8.15 | |||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
TAYNIK & CO | R3 | 132,613.2860 | 9.66 | |||||||
CO STATE STREET BANK & TRUST | ||||||||||
1200 CROWN COLONY DR | ||||||||||
QUINCY MA 02169-0938 | ||||||||||
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC | R3 | 284,245.2250 | 20.71 | |||||||
QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS | R4 | 4,157,752.7080 | 76.33 | |||||||
100 MAGELLAN WAY # KW1C | ||||||||||
COVINGTON KY 41015-1987 | ||||||||||
MASSMUTUAL | R3 | 91,801.8210 | 6.69 | |||||||
PO BOX 48529 | ||||||||||
ATLANTA GA 30362-1529 | ||||||||||
ADP ACCESS PRODUCT | R3 | 69,533.2420 | 5.07 | |||||||
1 LINCOLN ST | ||||||||||
BOSTON MA 02111-2900 | ||||||||||
BMO HARRIS BANK NA | R4 | 420,329.3530 | 7.72 | |||||||
FBO BANK 98 DLY RCRDKPG | ||||||||||
ATTN:MUT FUNDS 11270 W PARK PL | ||||||||||
MILWAUKEE WI 53224 | ||||||||||
INTRUST EB R/R | R4 | 276,562.5810 | 5.08 | |||||||
PO BOX 48529 | ||||||||||
ATLANTA GA 30362-1529 |
Schedule F-42
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS LIFETIME 2050 FUND | ||||||||||
RELIANCE TRUST CO FBO | A | 64,361.6400 | 10.59 | |||||||
RETIREMENT PLANS SERVICED BY METLIF C/O FASCORE LLC | ||||||||||
8515 E ORCHARD RD # 2T2 | ||||||||||
GREENWOOD VLG CO 80111-5002 | ||||||||||
VOYA INSTITUTIONAL TRUST COMPANY | A | 71,247.9570 | 11.73 | |||||||
1 ORANGE WAY B3N | ||||||||||
WINDSOR CT 06095-4773 | ||||||||||
PERSHING LLC | A | 50,218.5820 | 8.27 | |||||||
1 PERSHING PLZ | B | 7,016.7940 | 12.39 | |||||||
JERSEY CITY NJ 07399-0002 | C | 8,615.6750 | 6.44 | |||||||
MFS HERITAGE TRUST CO TRUSTEE | B | 3,539.3640 | 6.25 | |||||||
IRA R/O HOLLY FORD | ||||||||||
123 FIELDCREST DR | ||||||||||
HENDERSONVILLE TN 37075-7000 | ||||||||||
MASSACHUSETTS FINANCIAL SERVICES COMPANY | B | 3,425.8050 | 6.05 | |||||||
111 HUNTINGTON AVENUE | R1 | 3,432.3250 | 13.87 | |||||||
BOSTON MA 02199-7632 | ||||||||||
IRA R/O MIKE C THOMPSON | C | 8,028.1380 | 6.01 | |||||||
RR 3 BOX 183A | ||||||||||
WHEELING WV 26003-7351 | ||||||||||
MASSMUTUAL | R1 | 13,005.8620 | 52.57 | |||||||
PO BOX 48529 | ||||||||||
ATLANTA GA 30362-1529 | ||||||||||
COACHCRAFT AUTOBODY INC 401K PSP & TRUST | R1 | 1,546.5270 | 6.25 | |||||||
1251 WATERFRONT PL STE 525 | ||||||||||
PITTSBURGH PA 15222-4228 | ||||||||||
MILLER-LEAMAN 401K PSP & TRUST | R1 | 1,544.1590 | 6.24 | |||||||
1251 WATERFRONT PL STE 525 | ||||||||||
PITTSBURGH PA 15222-4228 | ||||||||||
JOHN HANCOCK TRUST COMPANY LLC | R2 | 955,043.1890 | 56.83 | |||||||
690 CANTON ST STE 100 | ||||||||||
WESTWOOD MA 02090-2324 | ||||||||||
MELTWATER NEWS US1, INC. | R2 | 102,379.4920 | 6.09 | |||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
MAINES PAPER & FOOD SERVICE INC. 40 1(K) | R3 | 96,576.0200 | 6.97 | |||||||
SAVINGS AND PROFIT SHARING PLN | ||||||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
AXIOM GLOBAL, INC. | R3 | 71,506.2830 | 5.16 | |||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC | R3 | 180,749.1260 | 13.05 | |||||||
QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS | R4 | 2,325,105.1570 | 47.19 | |||||||
100 MAGELLAN WAY # KW1C | ||||||||||
COVINGTON KY 41015-1987 | ||||||||||
TAYNIK & CO | R3 | 117,808.9230 | 8.50 | |||||||
CO STATE STREET BANK & TRUST | ||||||||||
1200 CROWN COLONY DR | ||||||||||
QUINCY MA 02169-0938 |
Schedule F-43
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS LIFETIME 2050 FUND – continued | ||||||||||
MASS MUTUAL LIFE INSURANCE CO | R3 | 106,274.4480 | 7.67 | |||||||
ATTN RS FUND OPERATIONS | ||||||||||
1295 STATE ST | ||||||||||
SPRINGFIELD MA 01111-0001 | ||||||||||
INTRUST EB R/R | R4 | 1,940,673.7680 | 39.39 | |||||||
PO BOX 48529 | R4 | 1,940,673.7680 | 39.39 | |||||||
ATLANTA GA 30362-1529 | ||||||||||
MFS LIFETIME 2055 FUND | ||||||||||
RELIANCE TRUST CO FBO | A | 21,201.8450 | 10.54 | |||||||
RETIREMENT PLANS SERVICED BY METLIF C/O FASCORE LLC | ||||||||||
8515 E ORCHARD RD # 2T2 | ||||||||||
GREENWOOD VLG CO 80111-5002 | ||||||||||
PERSHING LLC | A | 14,329.4670 | 7.13 | |||||||
1 PERSHING PLZ | B | 5,061.6610 | 20.29 | |||||||
JERSEY CITY NJ 07399-0002 | ||||||||||
MASSACHUSETTS FINANCIAL SERVICES COMPANY | B | 4,077.6280 | 16.34 | |||||||
111 HUNTINGTON AVENUE | I | 4,084.5040 | 5.55 | |||||||
BOSTON MA 02199-7632 | R1 | 4,059.0710 | 47.05 | |||||||
IRA A/C ANDREA E CAMUT | B | 1,418.8240 | 5.69 | |||||||
732 SUMMERLEA ST APT 2 | ||||||||||
PITTSBURGH PA 15232-2547 | ||||||||||
IRA A/C MEREDITH B BALLOU | B | 1,359.4770 | 5.45 | |||||||
3706 DARWIN RD | ||||||||||
DURHAM NC 27707-5306 | ||||||||||
KIM R GOODLING | B | 1,336.3140 | 5.36 | |||||||
1302 BEN HUR DR | ||||||||||
HOUSTON TX 77055-6606 | ||||||||||
SERVICE FIRST RESTORATION & RE 401(K) | R1 | 881.2880 | 10.21 | |||||||
1251 WATERFRONT PL STE 525 | ||||||||||
PITTSBURGH PA 15222-4228 | ||||||||||
COLLAGEN MATRIX 401(K) PROFIT SHARING | R1 | 502.6020 | 5.83 | |||||||
PITTSBURGH PA 15222-4228 | ||||||||||
1251 WATERFRONT PL STE 525 | ||||||||||
MELTWATER NEWS US1, INC. | R2 | 79,429.6720 | 25.98 | |||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
MINDJET LLC | R2 | 20,676.9640 | 6.76 | |||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1987 | ||||||||||
MASS MUTUAL LIFE INSURANCE CO | R2 | 75,705.3260 | 24.76 | |||||||
ATTN RS FUND OPERATIONS | R3 | 86,498.9050 | 16.65 | |||||||
1295 STATE ST | ||||||||||
SPRINGFIELD MA 01111-0001 | ||||||||||
RUBBER ENGINEERING & DEVELOPM 401(K) | R2 | 22,467.4560 | 7.35 | |||||||
1251 WATERFRONT PL STE 525 | ||||||||||
PITTSBURGH PA 15222-4228 | ||||||||||
MAINES PAPER & FOOD SERVICE INC. 401(K) | R3 | 107,770.8760 | 20.75 | |||||||
SAVINGS AND PROFIT SHARING PLN | ||||||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 |
Schedule F-44
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS LIFETIME 2055 FUND – continued | ||||||||||
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC | R3 | 81,893.7980 | 15.77 | |||||||
QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS | R4 | 696,279.6080 | 58.16 | |||||||
100 MAGELLAN WAY # KW1C | ||||||||||
COVINGTON KY 41015-1987 | ||||||||||
TAYNIK & CO | R3 | 31,071.3050 | 5.98 | |||||||
CO STATE STREET BANK & TRUST | ||||||||||
1200 CROWN COLONY DR | ||||||||||
QUINCY MA 02169-0938 | ||||||||||
BMO HARRIS BANK NA | ||||||||||
INTRUST EB R/R | R4 | 268,604.3770 | 22.44 | |||||||
PO BOX 48529 | ||||||||||
ATLANTA GA 30362-1529 | ||||||||||
MFS LIFETIME INCOME FUND | ||||||||||
PERSHING LLC | A | 1,160,991.1100 | 11.81 | |||||||
1 PERSHING PLZ | B | 179,677.7220 | 13.06 | |||||||
JERSEY CITY NJ 07399-0002 | �� | C | 651,218.1090 | 5.25 | ||||||
I | 315,826.2170 | 13.07 | ||||||||
R4 | 5,263,848.1700 | 6.60 | ||||||||
MID ATLANTIC TRUST CO FBO | R1 | 47,916.9550 | 12.56 | |||||||
CENTER FOR PEDIATRIC THERAPY 401K | ||||||||||
1251 WATERFRONT PL STE 525 | ||||||||||
PITTSBURGH PA 15222-4228 | ||||||||||
MASSMUTUAL | R1 | 110,608.4060 | 29.00 | |||||||
PO BOX 48529 | R2 | 649,470.4960 | 26.61 | |||||||
ATLANTA GA 30362-1529 | ||||||||||
NG BEACON | R1 | 72,516.1090 | 19.01 | |||||||
MEDICAL SVCS FBO G. PINEDA | ||||||||||
C/O BMO HARRIS BANK NA ATTN MF | ||||||||||
480 PILGRIM WAY, SUITE 1000 | ||||||||||
GREEN BAY WI 54304-5280 | ||||||||||
MARSHALL MACHINERY INC 401K PSP & TRUST | R1 | 29,565.6420 | 7.75 | |||||||
1251 WATERFRONT PL STE 525 | ||||||||||
PITTSBURGH PA 15222-4228 | ||||||||||
JOHN HANCOCK TRUST COMPANY LLC | R2 | 726,585.7350 | 29.76 | |||||||
690 CANTON ST STE 100 | ||||||||||
WESTWOOD MA 02090-2324 | ||||||||||
MASS MUTUAL LIFE INSURANCE CO | R2 | 184,076.8690 | 7.54 | |||||||
1295 STATE ST | R3 | 291,878.1710 | 7.47 | |||||||
SPRINGFIELD MA 01111-0001 | ||||||||||
TAYNIK & CO | R3 | 257,385.1030 | 6.58 | |||||||
CO STATE STREET BANK & TRUST | ||||||||||
1200 CROWN COLONY DR | ||||||||||
QUINCY MA 02169-0938 | ||||||||||
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC | R3 | 465,055.2030 | 11.90 | |||||||
QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS | R4 | 6,974,679.8270 | 69.41 | |||||||
100 MAGELLAN WAY # KW1C | ||||||||||
COVINGTON KY 41015-1987 | ||||||||||
INTRUST EB R/R | R4 | 1,169,243.9160 | 11.64 | |||||||
PO BOX 48529 | ||||||||||
ATLANTA GA 30362-1529 |
Schedule F-45
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS LIMITED MATURITY FUND | ||||||||||
PERSHING LLC | A | 5,263,848.1700 | 6.60 | |||||||
1 PERSHING PLZ | B | 133,404.1040 | 12.58 | |||||||
JERSEY CITY NJ 07399-0002 | C | 1,761,291.0970 | 9.45 | |||||||
MORGAN STANLEY SMITH BARNEY | I | 8,158,306.8990 | 21.11 | |||||||
HARBORSIDE FINANCIAL CENTER | ||||||||||
JERSEY CITY NJ 07311 | ||||||||||
JACALYN F BARNETT FBO | R1 | 9,824.0220 | 17.00 | |||||||
LAW OFFICES OF JACALYN F BARN 401K PSP & TRUST | ||||||||||
260 MADISON AVE FL 18 | ||||||||||
NEW YORK NY 10016-2401 | ||||||||||
MASSACHUSETTS FINANCIAL SERVICES COMPANY | R1 | 8,410.5980 | 14.55 | |||||||
111 HUNTINGTON AVENUE | ||||||||||
BOSTON MA 02199-7632 | ||||||||||
COBRA MAG HOLDINGS LLC 401K PSP & TRUST | R1 | 6,487.0740 | 11.23 | |||||||
1251 WATERFRONT PL STE 525 | ||||||||||
PITTSBURGH PA 15222-4228 | ||||||||||
CARL BELT INC | R2 | 47,311.2530 | 7.94 | |||||||
1251 WATERFRONT PL STE 525 | ||||||||||
PITTSBURGH PA 15222-4228 | ||||||||||
MIKE SHAW AUTOMOTIVE 401(K) PS PLAN | R3 | 55,513.5640 | 12.16 | |||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
QVINE CORPORATION 401(K) PLAN | R3 | 30,492.4590 | 6.68 | |||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
ASCENSUS TRUST COMPANY FBO | R3 | 68,384.7040 | 14.98 | |||||||
LEBLANC & ASSOCIATES 401K RETIRE | ||||||||||
PO BOX 10758 | ||||||||||
FARGO ND 58106-0758 | ||||||||||
MFS CONSERVATIVE ALLOCATION FUND | R6 | 50,048,227.8380 | 57.74 | |||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS LIFETIME INCOME FUND | R6 | 21,022,973.1530 | 24.25 | |||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS LIFETIME 2020 FUND | R6 | 8,282,810.1030 | 9.56 | |||||||
ATTN: LCC 3RD FL MFS GRP | ||||||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS LOW VOLATILITY EQUITY FUND | ||||||||||
PERSHING LLC | A | 181,001.1120 | 7.32 | |||||||
1 PERSHING PLZ | B | 27,537.3860 | 17.99 | |||||||
JERSEY CITY NJ 07399-0002 | C | 45,244.6270 | 5.67 | |||||||
I | 155,470.4960 | 10.25 | ||||||||
OPPENHEIMER & CO INC | B | 8,432.3640 | 5.51 | |||||||
FBO VIRGIL A KILGROE (TOD) | ||||||||||
4130 DELLBROOK DR | ||||||||||
TAMPA FL 33624-1847 |
Schedule F-46
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS LOW VOLATILITY EQUITY FUND – continued | ||||||||||
MASSACHUSETTS FINANCIAL SERVICES COMPANY | R1 | 4,537.3340 | 100.00 | |||||||
111 HUNTINGTON AVE | R2 | 4,189.0000 | 100.00 | |||||||
BOSTON MA 02199-7610 | R3 | 4,197.5660 | 100.00 | |||||||
R4 | 4,209.6890 | 100.00 | ||||||||
SACCUCCI AUTO GROUP | R6 | 8,405.0190 | 7.68 | |||||||
401(K) RETIREMENT PLAN | ||||||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
MFS LOW VOLATILITY GLOBAL EQUITY FUND | ||||||||||
STEVEN R GORHAM & DOROTHY L GORHAM JT WROS | A | 89,947.6410 | 14.02 | |||||||
28 HEARTHSTONE PL | ||||||||||
ANDOVER MA 01810-5421 | ||||||||||
PERSHING LLC | B | 4,729.4610 | 18.84 | |||||||
1 PERSHING PLZ | C | 11,371.0070 | 7.76 | |||||||
JERSEY CITY NJ 07399-0002 | ||||||||||
MASSACHUSETTS FINANCIAL SERVICES COMPANY | B | 4,714.6920 | 18.78 | |||||||
111 HUNTINGTON AVE | R1 | 4,698.1990 | 100.00 | |||||||
BOSTON MA 02199-7610 | R2 | 4,717.4830 | 76.58 | |||||||
R3 | 4,726.1410 | 100.00 | ||||||||
R4 | 4,744.4050 | 100.00 | ||||||||
EMIKO DOI | B | 2,652.5350 | 10.57 | |||||||
538 39TH AVE | ||||||||||
SAN FRANCISCO CA 94121-2620 | ||||||||||
THOMAS P DATWYLER | B | 1,263.9980 | 5.04 | |||||||
T & T COLLISION SIMPLE PLAN | ||||||||||
740 REGAL RIDGE CIR | ||||||||||
HUDSON WI 54016 | ||||||||||
JAMES A JESSEE | I | 550,456.1920 | 27.06 | |||||||
111 HUNTINGTON AVENUE | ||||||||||
BOSTON MA 02118-1208 | ||||||||||
PAI TRUST COMPANY INC | R2 | 1,442.3370 | 23.42 | |||||||
SALESCORE, INC 401(K) P/S PLAN | ||||||||||
1300 ENTERPRISE DR | ||||||||||
DE PERE WI 54115-4934 | ||||||||||
US BANK NATIONAL ASSOCIATION | R6 | 248,634.6460 | 6.32 | |||||||
1555 N RIVERCENTER DR STE 302 | ||||||||||
MILWAUKEE WI 53212-3958 | ||||||||||
MFS MANAGED WEALTH FUND | ||||||||||
PERSHING LLC | A | 252,046.1800 | 35.49 | |||||||
1 PERSHING PLZ | B | 1,727.5670 | 25.07 | |||||||
JERSEY CITY NJ 07399-0002 | C | 104,788.0480 | 28.63 | |||||||
STEVEN R GORHAM & DOROTHY L GORHAM JT WROS | A | 99,507.5800 | 14.01 | |||||||
28 HEARTHSTONE PL | ||||||||||
ANDOVER MA 01810-5421 | ||||||||||
DANIEL J BOYCE SHELLEY L BOYCE JT WROS | A | 50,556.1170 | 7.12 | |||||||
400 DEVEREUX DR | ||||||||||
VILLANOVA PA 19085-1932 |
Schedule F-47
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS MANAGED WEALTH FUND – continued | ||||||||||
MASSACHUSETTS FINANCIAL SERVICES COMPANY | B | 5,051.2710 | 73.32 | |||||||
111 HUNTINGTON AVE | I | 2,129,608.7560 | 49.88 | |||||||
BOSTON MA 02199-7610 | R1 | 5,051.1810 | 100.00 | |||||||
R2 | 5,035.5120 | 100.0 | ||||||||
R3 | 5,032.7510 | 100.00 | ||||||||
R4 | 5,044.8940 | 100.00 | ||||||||
JAMES A JESSEE | I | 442,134.5020 | 9.73 | |||||||
111 HUNTINGTON AVENUE | ||||||||||
BOSTON MA 02118-1208 | ||||||||||
MFS MARYLAND MUNICIPAL BOND FUND | ||||||||||
MORGAN STANLEY SMITH BARNEY | A | 641,644.0100 | 8.20 | |||||||
HARBORSIDE FINANCIAL CENTER | ||||||||||
PLAZA 2 3RD FLOOR | ||||||||||
JERSEY CITY NJ 07311 | ||||||||||
RONALD L HARSHMAN & LILLIAN J HARSHMAN JTWROS | B | 9,216.5560 | 5.53 | |||||||
11907 SUN VALLEY DR | ||||||||||
HAGERSTOWN MD 21742-4378 | ||||||||||
DORA A SIMMONS | B | 8,543.7070 | 5.12 | |||||||
15624 NATIONAL PIKE | ||||||||||
HAGERSTOWN MD 21740-2138 | ||||||||||
MFS MASSACHUSETTS MUNICIPAL BOND FUND | ||||||||||
PERSHING LLC | A | 1,309,900.5570 | 6.69 | |||||||
1 PERSHING PLZ | B | 22,838.3470 | 8.70 | |||||||
JERSEY CITY NJ 07399-0002 | ||||||||||
MFS MID CAP GROWTH FUND | ||||||||||
MFS GROWTH ALLOCATION FUND | R6 | 29,693,003.9070 | 35.63 | |||||||
ATTN: LCC 3RD FL MFS GRP | ||||||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS MODERATE ALLOCATION FUND | R6 | 27,435,749.1470 | 32.92 | |||||||
ATTN: LCC 3RD FL MFS GRP | ||||||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS AGGRESSIVE GROWTH ALLOCATION FUND | R6 | 10,640,147.8630 | 12.77 | |||||||
ATTN: LCC 3RD FL MFS GRP | ||||||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS CONSERVATIVE ALLOCATION FUND | R6 | 7,844,269.4210 | 9.41 | |||||||
ATTN: LCC 3RD FL MFS GRP | ||||||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS SERVICE CENTER INC. | 529B | 4,189.0540 | 29.67 | |||||||
ATTN: JOSEPH LYNCH | ||||||||||
111 HUNTINGTON AVENUE | ||||||||||
BOSTON MA 02199-7632 | ||||||||||
ANDREA M BOUCK | 529B | 1,723.2040 | 12.20 | |||||||
1799 NE ROCKY DR | ||||||||||
ROSEBURG OR 97470-5744 | ||||||||||
JERRY D ROUTH | 529B | 1,167.6600 | 8.27 | |||||||
133 AUGUSTA ST | ||||||||||
HENDERSON NV 89074-1052 |
Schedule F-48
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS MID CAP GROWTH FUND – continued | ||||||||||
PERSHING LLC | C | 468,000.3120 | 10.95 | |||||||
1 PERSHING PLZ | ||||||||||
JERSEY CITY NJ 07399-0002 | ||||||||||
OMNICA CORPORATION EMPLOYEES PROFIT | R2 | 19,709.4430 | 5.04 | |||||||
717 17TH ST STE 1300 | ||||||||||
DENVER CO 80202-3304 | ||||||||||
MASSMUTUAL | R2 | 138,241.6350 | 12.50 | |||||||
PO BOX 48529 | ||||||||||
ATLANTA GA 30362-1529 | ||||||||||
ASCENSUS TRUST CO FBO | R2 | 56,770.8420 | 5.13 | |||||||
NORTH AMERICAN ELECTRIC, INC 401(K) | ||||||||||
PO BOX 10758 | ||||||||||
FARGO ND 58106-0758 | ||||||||||
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC | R3 | 177,272.3460 | 16.03 | |||||||
QUALIFIED EMPLOYEE PLANS (401K) FINOPS-IC FUNDS | R4 | 495,660.3810 | 53.17 | |||||||
100 MAGELLAN WAY # KW1C | ||||||||||
COVINGTON KY 41015-1987 | ||||||||||
STATE STREET BANK TRUST CO TTEE | R3 | 104,853.3460 | 9.48 | |||||||
VARIOUS RETIREMENT PLANS | ||||||||||
440 MAMARONECK AVE | ||||||||||
HARRISON NY 10528-2418 | ||||||||||
GREAT-WEST TRUST COMPANY LLC TTEE F | R4 | 125,613.2940 | 13.47 | |||||||
TAYLOR PORTER BROOKS & PHILLIPS LLP | ||||||||||
8515 E ORCHARD RD 2T2 | ||||||||||
GREENWOOD VLG CO 80111-5002 | ||||||||||
ARBELLA 401(K) SAVINGS PLAN | R4 | 58,142.4590 | 6.24 | |||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
MFS MID CAP VALUE FUND | ||||||||||
CHRISTOPHER TANNER | 529B | 916.3410 | 6.92 | |||||||
465 EUREKA DR | ||||||||||
ESCONDIDO CA 92027-6226 | ||||||||||
MICHELLE G RAJOTTE | 529B | 782.7950 | 5.91 | |||||||
8717 DOWD CT | ||||||||||
WASHINGTON TOWNSHIP OH 45458-2957 | ||||||||||
SHARYN FAURE MILLER | 529B | 682.3670 | 5.15 | |||||||
1150 NW COMMERCE CT | ||||||||||
ESTACADA OR 97023-7700 | ||||||||||
PERSHING LLC | B | 121,831.0490 | 11.98 | |||||||
1 PERSHING PLZ | C | 693,375.9530 | 8.99 | |||||||
JERSEY CITY NJ 07399-0002 | I | 5,866,606.9700 | 14.58 | |||||||
AMERICAN UNITED LIFE | R3 | 2,117,712.5740 | 11.17 | |||||||
GROUP RETIREMENT ANNUITY | ||||||||||
PO BOX 368 | ||||||||||
INDIANAPOLIS IN 46206-0368 | ||||||||||
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC | R3 | 3,416,404.4660 | 18.03 | |||||||
QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS | R4 | 4,914,900.9160 | 19.34 | |||||||
100 MAGELLAN WAY # KW1C | R6 | 14,024,967.4980 | 11.93 | |||||||
COVINGTON KY 41015-1987 |
Schedule F-49
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS MID CAP VALUE FUND – continued | ||||||||||
STATE STREET BANK TRUST CO | R3 | 961,551.7410 | 5.07 | |||||||
TRUSTEE VARIOUS RETIREMENT PLANS | ||||||||||
440 MAMARONECK AVE | ||||||||||
HARRISON NY 10528-2418 | ||||||||||
PIMS/PRUDENTIAL RETIREMENT | R4 | 1,626,329.9470 | 6.40 | |||||||
AS NOMINEE FOR THE TTEE/CUST PL 767 | ||||||||||
THE MGM RESORTS 401(K) SAVINGS | ||||||||||
840 GRIER DRIVE | ||||||||||
LAS VEGAS NV 89119-3778 | ||||||||||
MFS GROWTH ALLOCATION FUND | R6 | 21,431,200.6160 | 18.23 | |||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS MODERATE ALLOCATION FUND | R6 | 19,772,563.3780 | 16.82 | |||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS AGGRESSIVE GROWTH ALLOCATION FUND | R6 | 7,722,405.9360 | 6.57 | |||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS MISSISSIPPI MUNICIPAL BOND FUND | ||||||||||
MORGAN STANLEY SMITH BARNEY | A | 658,579.5630 | 7.30 | |||||||
HARBORSIDE FINANCIAL CENTER | ||||||||||
JERSEY CITY NJ 07311 | ||||||||||
PERSHING LLC | A | 569,036.5320 | 6.31 | |||||||
1 PERSHING PLZ | B | 21,791.4270 | 16.41 | |||||||
JERSEY CITY NJ 07399-0002 | I | 15,777.0640 | 5.04 | |||||||
MFS MODERATE ALLOCATION FUND | ||||||||||
PERSHING LLC | A | 13,479,415.8550 | 7.10 | |||||||
1 PERSHING PLZ | B | 2,944,156.6450 | 15.94 | |||||||
JERSEY CITY NJ 07399-0002 | C | 6,652,151.0390 | 8.62 | |||||||
I | 639,317.7430 | 7.01 | ||||||||
JAMES A JESSEE | I | 625,642.0040 | 6.86 | |||||||
111 HUNTINGTON AVE | ||||||||||
BOSTON MA 02199 | ||||||||||
EQUITABLE LIFE FOR SA #65 401(K) | R1 | 574,042.2530 | 26.28 | |||||||
500 PLAZA DR | ||||||||||
SECAUCUS NJ 07094-3619 | ||||||||||
VOYA RETIREMENT INS & ANNUITY CO | R2 | 2,949,139.9440 | 23.57 | |||||||
1 ORANGE WAY B3N | ||||||||||
WINDSOR CT 06095-4773 | ||||||||||
STATE STREET BANK TRUST CO | R4 | 937,979.8260 | 5.91 | |||||||
TRUSTEE VARIOUS RETIREMENT PLANS | ||||||||||
440 MAMARONECK AVE | ||||||||||
HARRISON NY 10528-2418 | ||||||||||
MASSMUTUAL | R4 | 2,101,542.8410 | 13.24 | |||||||
PO BOX 48529 | ||||||||||
ATLANTA GA 30362-1529 | ||||||||||
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC | R4 | 3,315,792.8140 | 20.88 | |||||||
QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS | ||||||||||
100 MAGELLAN WAY # KW1C | ||||||||||
COVINGTON KY 41015-1987 |
Schedule F-50
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS MODERATE ALLOCATION FUND – continued | ||||||||||
GREAT-WEST TRUST COMPANY LLC TTEE F | R4 | 1,983,690.3940 | 12.49 | |||||||
EMPLOYEE BENEFITS CLIENTS 401K | ||||||||||
8515 E ORCHARD RD 2T2 | ||||||||||
GREENWOOD VLG CO 80111-5002 | ||||||||||
MFS MUNICIPAL HIGH INCOME FUND | ||||||||||
PERSHING LLC | A | 11,272,614.4710 | 5.02 | |||||||
1 PERSHING PLZ | B | 266,346.5450 | 7.77 | |||||||
JERSEY CITY NJ 07399-0002 | C | 2,950,630.8130 | 8.15 | |||||||
VALLEE & CO FBO VA | I | 10,822,216.6670 | 5.51 | |||||||
C/O BMO HARRIS BANK NA ATTN MF | ||||||||||
480 PILGRIM WAY, SUITE 1000 | ||||||||||
GREEN BAY WI 54304-5280 | ||||||||||
MFS MUNICIPAL INCOME FUND | ||||||||||
MORGAN STANLEY SMITH BARNEY | A1 | 3,560,649.9060 | 5.91 | |||||||
HARBORSIDE FINANCIAL CENTER | C | 1,236,702.5600 | 5.64 | |||||||
JERSEY CITY NJ 07311 | ||||||||||
PERSHING LLC | A1 | 3,143,742.6480 | 5.22 | |||||||
1 PERSHING PLZ | B | 362,573.7000 | 12.33 | |||||||
JERSEY CITY NJ 07399-0002 | B1 | 2,064.1480 | 9.52 | |||||||
C | 2,499,682.9110 | 11.40 | ||||||||
I | 5,197,119.1700 | 7.52 | ||||||||
RONALD M O DORNE & MARY L O DORNE JTWROS | B1 | 5,008.5910 | 23.10 | |||||||
350 CALLOWAY DR UNIT 214A | ||||||||||
BAKERSFIELD CA 93312-2994 | ||||||||||
ALLEN W WHIRLEY | B1 | 1,785.7400 | 8.24 | |||||||
706 NW 9TH ST | ||||||||||
GRAND RAPIDS MN 55744-2336 | ||||||||||
KATHLEEN A GANCY IRA | B1 | 1,334.4000 | 6.15 | |||||||
CJ THEATERS INC SIMPLE PLAN | ||||||||||
614 MOREWOOD AVE | ||||||||||
PITTSBURGH PA 15213-2910 | ||||||||||
FIONA ANTHONY PILLAI & DANIEL PFEIFER EXS | B1 | 1,301.7030 | 6.00 | |||||||
EST J MASSYNGBAERDE FORD | ||||||||||
53600 IRONWOOD RD | ||||||||||
SOUTH BEND IN 46635-1503 | ||||||||||
MFS MUNICIPAL LIMITED MATURITY FUND | ||||||||||
MORGAN STANLEY SMITH BARNEY | A | 5,954,687.1880 | 6.74 | |||||||
HARBORSIDE FINANCIAL CENTER | C | 1,386,352.8510 | 8.16 | |||||||
JERSEY CITY NJ 07311 | I | 9,878,318.0260 | 10.70 | |||||||
PERSHING LLC | A | 4,846,349.8640 | 5.48 | |||||||
1 PERSHING PLZ | B | 20,637.5340 | 10.11 | |||||||
JERSEY CITY NJ 07399-0002 | C | 858,248.2270 | 5.05 | |||||||
I | 9,651,133.7900 | 10.46 | ||||||||
MFS NEW DISCOVERY FUND | ||||||||||
DIANE G EMR | 529B | 764.6390 | 10.36 | |||||||
62 VENETIAN DR | ||||||||||
LK HOPATCONG NJ 07849-2220 |
Schedule F-51
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS NEW DISCOVERY FUND – continued | ||||||||||
PERSHING LLC | A | 1,092,239.5520 | 6.93 | |||||||
1 PERSHING PLZ | C | 362,570.7740 | 9.19 | |||||||
JERSEY CITY NJ 07399-0002 | ||||||||||
MORGAN STANLEY SMITH BARNEY | C | 311,621.8980 | 7.90 | |||||||
HARBORSIDE FINANCIAL CENTER | ||||||||||
JERSEY CITY NJ 07311 | ||||||||||
STRAFE & CO | I | 276,001.7080 | 6.63 | |||||||
FBO J S GUGGENHEIM MEM FDTN-FELLOW | ||||||||||
PO BOX 6924 | ||||||||||
NEWARK DE 19714-6924 | ||||||||||
HARTFORD LIFE INS CO | R2 | 561,042.8760 | 39.19 | |||||||
PO BOX 2999 | R3 | 608,182.0450 | 27.80 | |||||||
HARTFORD CT 06104-2999 | ||||||||||
MASS MUTUAL LIFE INSURANCE CO | R2 | 75,155.2860 | 5.25 | |||||||
1295 STATE ST | ||||||||||
SPRINGFIELD MA 01111-0001 | ||||||||||
LINCOLN RETIREMENT SERVICES COMPANY | R3 | 216,995.5790 | 9.92 | |||||||
FBO ADVENTIST HEALTHCARE 403B | ||||||||||
PO BOX 7876 | ||||||||||
FORT WAYNE IN 46801-7876 | ||||||||||
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | R3 | 166,596.0020 | 7.61 | |||||||
1300 S CLINTON ST | ||||||||||
FORT WAYNE IN 46802-3506 | ||||||||||
PIMS/PRUDENTIAL RETPLAN | R4 | 2,554,110.9820 | 77.91 | |||||||
NOMINEE TRUSTEE CUSTODIAN | ||||||||||
767 MGM RESORTS 401K SAVINGS PLAN | ||||||||||
4886 FRANK SINATRA DR | ||||||||||
LAS VEGAS NV 89158-4316 | ||||||||||
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC | R4 | 167,157.7720 | 5.10 | |||||||
QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS | ||||||||||
100 MAGELLAN WAY # KW1C | ||||||||||
COVINGTON KY 41015-1987 | ||||||||||
MFS GROWTH ALLOCATION FUND | R6 | 3,821,108.3140 | 32.71 | |||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS MODERATE ALLOCATION FUND | R6 | 3,393,497.7470 | 29.05 | |||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS AGGRESSIVE GROWTH ALLOCATION FUND | R6 | 1,555,914.5710 | 13.32 | |||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS CONSERVATIVE ALLOCATION FUND | R6 | 1,130,829.9870 | 9.68 | |||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS NEW DISCOVERY VALUE FUND | ||||||||||
PERSHING LLC | B | 56,302.5960 | 20.47 | |||||||
1 PERSHING PLZ | I | 1,055,624.6500 | 10.75 | |||||||
JERSEY CITY NJ 07399-0002 |
Schedule F-52
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS NEW DISCOVERY VALUE FUND – continued | ||||||||||
MARIL & CO FBO JG | I | 983,857.5390 | 10.02 | |||||||
C/O BMO HARRIS BANK NA ATTN MF | ||||||||||
480 PILGRIM WAY STE 1000 | ||||||||||
GREEN BAY WI 54304-5280 | ||||||||||
BRAKEWELL STEEL FABRICATORS INC 4 | R1 | 4,912.0290 | 30.89 | |||||||
717 17TH ST STE 1300 | ||||||||||
DENVER CO 80202-3304 | ||||||||||
CENTRALIA SCHOOL DIST #401 | R1 | 1,293.4730 | 8.13 | |||||||
717 17TH ST STE 1300 | ||||||||||
DENVER CO 80202-3304 | ||||||||||
MASSACHUSETTS FINANCIAL SERVICES COMPANY | R1 | 4,191.4420 | 26.36 | |||||||
111 HUNTINGTON AVENUE | R2 | 4,114.8300 | 6.51 | |||||||
BOSTON MA 02199-7632 | R4 | 4,103.6870 | 5.18 | |||||||
CHIRON AMERICA, INC. | R2 | 11,088.0880 | 17.55 | |||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
MBR CONSTRUCTION 401(K) PS PLAN | R2 | 7,659.3930 | 12.12 | |||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
PHARMA SAFE 401(K) PLAN | R2 | 5,014.5100 | 7.94 | |||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
GREAT-WEST TRUST CO LLC | R3 | 111,561.9440 | 45.37 | |||||||
TRUSTEE F EMPLOYEE BENEFITS CLIENTS 401K | R4 | 45,135.2150 | 56.96 | |||||||
8515 E ORCHARD RD # 2T2 | ||||||||||
GREENWOOD VLG CO 80111-5002 | ||||||||||
EMJAY CORP TRUSTEE FBO | R4 | 23,473.1360 | 29.62 | |||||||
FASCORE LLC RETIREMENT PLANS | ||||||||||
8515 E ORCHARD RD # 2T2 | ||||||||||
GREENWOOD VLG CO 80111-5002 | ||||||||||
MFS GROWTH ALLOCATION FUND | R6 | 7,142,590.2190 | 34.90 | |||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS MODERATE ALLOCATION FUND | R6 | 6,335,647.0290 | 30.96 | |||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS AGGRESSIVE GROWTH ALLOCATION FUND | R6 | 2,919,836.8840 | 14.27 | |||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS CONSERVATIVE ALLOC FUND | R6 | 2,096,916.8790 | 10.25 | |||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS NEW YORK MUNICIPAL BOND FUND | ||||||||||
PERSHING LLC | A | 1,906,731.8730 | 16.54 | |||||||
1 PERSHING PLZ | B | 27,379.1850 | 5.33 | |||||||
JERSEY CITY NJ 07399-0002 | C | 275,893.9390 | 11.46 | |||||||
MORGAN STANLEY SMITH BARNEY | A | 1,048,819.4400 | 9.10 | |||||||
HARBORSIDE FINANCIAL CENTER | C | 169,805.3370 | 7.05 | |||||||
JERSEY CITY NJ 07311 |
Schedule F-53
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS NORTH CAROLINA MUNICIPAL BOND FUND | ||||||||||
MORGAN STANLEY SMITH BARNEY | A | 1,482,617.5030 | 6.35 | |||||||
HARBORSIDE FINANCIAL CENTER | B | 18,487.9980 | 5.99 | |||||||
JERSEY CITY NJ 07311 | C | 533,826.0310 | 10.34 | |||||||
PERSHING LLC | A | 1,444,010.3370 | 6.18 | |||||||
1 PERSHING PLZ | B | 38,867.2020 | 12.59 | |||||||
JERSEY CITY NJ 07399-0002 | C | 533,550.3960 | 10.34 | |||||||
MFS PENNSYLVANIA MUNICIPAL BOND FUND | ||||||||||
PERSHING LLC | A | 1,825,829.5500 | 17.47 | |||||||
1 PERSHING PLZ | B | 137,002.3440 | 27.68 | |||||||
JERSEY CITY NJ 07399-0002 | ||||||||||
FNB NOMINEE CO | I | 763,922.6370 | 64.68 | |||||||
C/O 1ST COMMONWEALTH TRUST CO | ||||||||||
614 PHILADELPHIA ST | ||||||||||
INDIANA PA 15701-3904 | ||||||||||
MFS RESEARCH FUND | ||||||||||
PERSHING LLC | B | 52,633.5050 | 8.03 | |||||||
1 PERSHING PLZ | C | 216,178.6660 | 5.74 | |||||||
JERSEY CITY NJ 07399-0002 | ||||||||||
MORGAN STANLEY SMITH BARNEY | C | 233,373.4130 | 6.20 | |||||||
HARBORSIDE FINANCIAL CENTER | ||||||||||
JERSEY CITY NJ 07311 | ||||||||||
MID ATLANTIC TRUST CO | R1 | 803.1180 | 10.09 | |||||||
1251 WATERFRONT PL STE 525 | ||||||||||
PITTSBURGH PA 15222-4228 | ||||||||||
VOYA RETIREMENT INS & ANNUITY CO | R2 | 281,441.7420 | 39.54 | |||||||
1 ORANGE WAY B3N | ||||||||||
WINDSOR CT 06095-4773 | ||||||||||
RELIANCE TRUST CO TTEE | R2 | 3,885.5590 | 21.64 | |||||||
FBO ADP ACCESS LARGE MARKET 401K | ||||||||||
1100 ABERNATHY RD | ||||||||||
ATLANTA GA 30328-5620 | ||||||||||
GREAT-WEST LIFE & ANNUITY | R3 | 386,109.3880 | 27.25 | |||||||
FBO FUTURE FUNDS II | ||||||||||
8515 E ORCHARD RD # 2T2 | ||||||||||
GREENWOOD VLG CO 80111-5002 | ||||||||||
VOYA INSTITUTIONAL TRUST COMPANY | R3 | 137,462.0650 | 9.70 | |||||||
1 ORANGE WAY B3N | ||||||||||
WINDSOR CT 06095-4773 | ||||||||||
NATIONWIDE TRUST COMPANY, FSB | R4 | 1,215,162.0120 | 81.88 | |||||||
C/O IPO ACCOUNTING | ||||||||||
PO BOX 182029 | ||||||||||
COLUMBUS OH 43218-2029 | ||||||||||
MFS MODERATE ALLOCATION FUND | R6 | 12,345,243.0550 | 36.0 | |||||||
ATTN: LCC 3RD FL MFS GRP | ||||||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | 0 | |||||||||
MFS GROWTH ALLOCATION FUND | R6 | 10,381,005.3860 | 30.28 | |||||||
ATTN: LCC 3RD FL MFS GRP | ||||||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 |
Schedule F-54
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS RESEARCH FUND – continued | ||||||||||
MFS CONSERVATIVE ALLOC FUND | R6 | 4,635,209.8530 | 13.52 | |||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS AGGRESSIVE GROWTH ALLOCATION FUND | R6 | 3,762,687.7450 | 10.97 | |||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS RESEARCH INTERNATIONAL FUND | ||||||||||
ELAINE V HOWARD | 529B | 1,459.8390 | 9.41 | |||||||
3607 RUNNYMEDE CT | ||||||||||
OWENSBORO KY 42303-7819 | ||||||||||
PERSHING LLC | C | 329,605.0740 | 8.43 | |||||||
1 PERSHING PLZ | ||||||||||
JERSEY CITY NJ 07399-0002 | ||||||||||
MORGAN STANLEY SMITH BARNEY | C | 295,874.4710 | 7.57 | |||||||
HARBORSIDE FINANCIAL CENTER | ||||||||||
PLAZA 2 3RD FLOOR | ||||||||||
JERSEY CITY NJ 07311 | ||||||||||
MORI & CO | I | 16,006,021.6150 | 12.79 | |||||||
922 WALNUT ST | ||||||||||
KANSAS CITY MO 64106-1802 | ||||||||||
JOHN GILLIGAN FBO | R1 | 16,917.0300 | 10.87 | |||||||
FURNITURE SHOP 401K PSP & TRUST | ||||||||||
4259 S WESTERN BLVD | ||||||||||
CHICAGO IL 60609-2237 | ||||||||||
HARTFORD LIFE INS CO | R2 | 4,099,255.1380 | 43.32 | |||||||
PO BOX 2999 | R3 | 1,234,061.9780 | 16.99 | |||||||
HARTFORD CT 06104-2999 | ||||||||||
ADP ACCESS PRODUCT | R2 | 1,853,217.4430 | 19.59 | |||||||
1 LINCOLN ST | ||||||||||
BOSTON MA 02111-2900 | ||||||||||
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC | R4 | 1,199,736.2710 | 15.86 | |||||||
QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS | ||||||||||
100 MAGELLAN WAY # KW1C | ||||||||||
COVINGTON KY 41015-1987 | ||||||||||
MFS INT’L DIVERSIFICATION FUND | R6 | 104,190,209.6680 | 58.27 | |||||||
ATTN: LCC 3RD FL MFS GRP | ||||||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS MODERATE ALLOCATION FUND | R6 | 23,117,020.2000 | 12.93 | |||||||
ATTN: LCC 3RD FL MFS GRP | ||||||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS GROWTH ALLOCATION FUND | R6 | 22,547,469.3700 | 12.61 | |||||||
ATTN: LCC 3RD FL MFS GRP | ||||||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS SOUTH CAROLINA MUNICIAPAL BOND FUND | ||||||||||
MORGAN STANLEY SMITH BARNEY | A | 1,649,078.7920 | 11.46 | |||||||
HARBORSIDE FINANCIAL CENTER | ||||||||||
JERSEY CITY NJ 07311 |
Schedule F-55
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS SOUTH CAROLINA MUNICIAPAL BOND FUND – continued | ||||||||||
PERSHING LLC | B | 26,238.2140 | 7.84 | |||||||
1 PERSHING PLZ | ||||||||||
JERSEY CITY NJ 07399-0002 | ||||||||||
MFS STRATEGIC INCOME FUND | ||||||||||
PERSHING LLC | A | 2,454,586.3580 | 7.70 | |||||||
1 PERSHING PLZ | B | 749,339.9620 | 20.66 | |||||||
JERSEY CITY NJ 07399-0002 | C | 682,377.4200 | 11.61 | |||||||
MORGAN STANLEY SMITH BARNEY | C | 316,184.5550 | 5.38 | |||||||
HARBORSIDE FINANCIAL CENTER | ||||||||||
JERSEY CITY NJ 07311 | ||||||||||
MFS TECHNOLOGY FUND | ||||||||||
I | 313,315.5790 | 8.84 | ||||||||
PERSHING LLC | A | 786,600.0730 | 6.85 | |||||||
1 PERSHING PLZ | B | 113,719.7060 | 10.80 | |||||||
JERSEY CITY NJ 07399-0002 | C | 219,307.2530 | 7.18 | |||||||
MORGAN STANLEY SMITH BARNEY | I | 234,871.8010 | 6.63 | |||||||
HARBORSIDE FINANCIAL CENTER | ||||||||||
JERSEY CITY NJ 07311 | ||||||||||
EQUITABLE LIFE | R1 | 55,172.5830 | 47.87 | |||||||
500 PLAZA DR | ||||||||||
SECAUCUS NJ 07094-3619 | ||||||||||
MASSMUTUAL | R1 | 14,708.5110 | 12.76 | |||||||
PO BOX 48529 | R2 | 160,976.0260 | 24.63 | |||||||
ATLANTA GA 30362-1529 | R3 | 106,142.3180 | 12.11 | |||||||
PRECISION IT GROUP LLC 401K PSP & TRUST | R1 | 6,282.2320 | 5.45 | |||||||
1251 WATERFRONT PL STE 525 | ||||||||||
PITTSBURGH PA 15222-4228 | ||||||||||
VOYA RETIREMENT INS & ANNUITY CO | R2 | 119,992.7840 | 18.36 | |||||||
1 ORANGE WAY B3N | R6 | 370,445.4040 | 19.76 | |||||||
WINDSOR CT 06095-4773 | ||||||||||
HARTFORD LIFE INS CO | R2 | 47,866.1170 | 7.32 | |||||||
PO BOX 2999 | ||||||||||
HARTFORD CT 06104-2999 | ||||||||||
VERSABAR 401(K) PROFIT SHARING PLAN | R3 | 85,340.6640 | 9.73 | |||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
MANCHESTER SPORTS CENTER INC | R3 | 64,554.9920 | 7.36 | |||||||
401(K) PROFIT SHARING PLAN | ||||||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
DALLAS BASKETBALL LIMITED D.B.A. | R3 | 55,184.0590 | 6.29 | |||||||
DALLAS MAVERICKS | ||||||||||
100 MAGELLAN WAY | ||||||||||
COVINGTON KY 41015-1999 | ||||||||||
PIMS/PRUDENTIAL RETPLAN NOMINEE TRUSTEE CUSTODIAN | R3 | 110,247.4370 | 12.57 | |||||||
300 GRUNDFOS PUMPS CORPORATION | ||||||||||
2001 BUTTERFIELD RD STE 1700 | ||||||||||
DOWNERS GROVE IL 60515-1011 |
Schedule F-56
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS TECHNOLOGY FUND – continued | ||||||||||
ADP ACCESS PRODUCT | R3 | 51,509.7760 | 5.87 | |||||||
1 LINCOLN ST | ||||||||||
BOSTON MA 02111-2900 | ||||||||||
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC | R4 | 76,204.9190 | 24.02 | |||||||
QUALIFIED EMPLOYEE PLANS (401K) FINOPS-IC FUNDS | ||||||||||
100 MAGELLAN WAY # KW1C | ||||||||||
COVINGTON KY 41015-1987 | ||||||||||
ADP ACCESS PRODUC | R4 | 50,774.2000 | 16.00 | |||||||
1 LINCOLN ST | ||||||||||
BOSTON MA 02111-2900 | ||||||||||
PIMS/PRUDENTIAL RETPLAN NOMINEE TRUSTEE CUSTODIAN | R4 | 21,510.6360 | 6.78 | |||||||
006 SAN DIEGO UNIFIED PORT DISTRICT | ||||||||||
3165 PACIFIC HWY | ||||||||||
SAN DIEGO CA 92101-1128 | ||||||||||
GREAT-WEST TRUST COMPANY LLC TTEE FBO | R4 | 19,074.2960 | 6.01 | |||||||
EMPLOYEE BENEFITS CLIENTS 401K | ||||||||||
8515 E ORCHARD RD 2T2 | ||||||||||
GREENWOOD VLG CO 80111-5002 | ||||||||||
MFS TENNESSEE MUNICIPAL BOND FUND | ||||||||||
PERSHING LLC | A | 1,177,154.9050 | 11.81 | |||||||
1 PERSHING PLZ | B | 18,140.3730 | 13.12 | |||||||
JERSEY CITY NJ 07399-0002 | ||||||||||
MFS TOTAL RETURN BOND FUND | ||||||||||
KEVIN A CONN | 529A | 37,364.3430 | 13.32 | |||||||
230 MOUNT VERNON ST | ||||||||||
WEST NEWTON MA 02465-2519 | ||||||||||
MICHELLE G RAJOTTE | 529B | 2,654.6620 | 9.13 | |||||||
8717 DOWD CT | ||||||||||
WASHINGTON TOWNSHIP OH 45458-2957 | ||||||||||
CAROL A MAGRUDER | 529B | 2,507.3910 | 8.63 | |||||||
1300 NE 16TH AVE APT 408 | ||||||||||
PORTLAND OR 97232-4428 | ||||||||||
MACKENZIE K HARDER | 529B | 1,137.9210 | 7.83 | |||||||
6880 LEIBINGER LN | ||||||||||
GRANITE BAY CA 95746-9364 | ||||||||||
SCOTT R MILLER | 529B | 1,617.3950 | 5.56 | |||||||
331 E FREMONT DR | ||||||||||
TEMPE AZ 85282-6933 | ||||||||||
AMY E SPENCER | 529B | 1,558.5190 | 5.36 | |||||||
3688 DONALD AVE | ||||||||||
RIVERSIDE CA 92503-4343 | ||||||||||
SHELINA SOEURS LLC CORPORATION | 529B | 746.1450 | 5.12 | |||||||
JAY E STEMPEL | ||||||||||
PO BOX 660 | ||||||||||
GLOUCESTER MA 01931-0660 | ||||||||||
PERSHING LLC | B | 157,710.9540 | 6.04 | |||||||
1 PERSHING PLZ | C | 2,043,269.4580 | 14.37 | |||||||
JERSEY CITY NJ 07399-0002 |
Schedule F-57
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS TOTAL RETURN BOND FUND – continued | ||||||||||
MASSMUTUAL | R1 | 154,772.2600 | 54.64 | |||||||
PO BOX 48529 | ||||||||||
ATLANTA GA 30362-1529 | ||||||||||
MLS INC 401(K) PROFIT SHARING PLAN | R1 | 15,132.6120 | 5.34 | |||||||
1251 WATERFRONT PL STE 525 | ||||||||||
PITTSBURGH PA 15222-4228 | ||||||||||
HARTFORD LIFE INSURANCE COMPANY | R2 | 2,215,641.8880 | 48.27 | |||||||
SEPARATE ACCOUNT 401K PLAN | ||||||||||
PO BOX 2999 | ||||||||||
HARTFORD CT 06104-2999 | ||||||||||
MASSMUTUAL | R2 | 980,873.3580 | 21.37 | |||||||
PO BOX 48529 | R3 | 1,826,663.9320 | 21.37 | |||||||
ATLANTA GA 30362-1529 | ||||||||||
RELIANCE TRUST CO FBO | R3 | 57,662.4900 | 25.26 | |||||||
RETIREMENT PLANS SERVICED BY METLIF | ||||||||||
C/O FASCORE LLC | ||||||||||
8515 E ORCHARD RD # 2T2 | ||||||||||
GREENWOOD VLG CO 80111-5002 | ||||||||||
HARTFORD LIFE INSURANCE COMPANY | R3 | 1,633,692.7340 | 19.11 | |||||||
SEPARATE ACCOUNT | ||||||||||
ATTN UIT OPERATIONS | ||||||||||
PO BOX 2999 | ||||||||||
HARTFORD CT 06104-2999 | ||||||||||
TAYNIK & CO | R3 | 1,125,600.6990 | 13.17 | |||||||
CO STATE STREET BANK & TRUST | ||||||||||
1200 CROWN COLONY DR | ||||||||||
QUINCY MA 02169-0938 | ||||||||||
MATRIX TRUST COMPANY TRUSTEE FBO | R3 | 543,042.7670 | 6.35 | |||||||
BROWN RUDNICK LLP 401K PLAN | ||||||||||
PO BOX 52129 | ||||||||||
PHOENIX AZ 85072-2129 | ||||||||||
ADP ACCESS PRODUCT | R3 | 501,962.5000 | 5.87 | |||||||
1 LINCOLN ST | ||||||||||
BOSTON MA 02111-2900 | ||||||||||
JOHN HANCOCK TRUST COMPANY LLC | R4 | 2,140,927.1470 | 19.07 | |||||||
690 CANTON ST STE 100 | ||||||||||
WESTWOOD MA 02090-2324 | ||||||||||
DWS TRUST CO TTEE | R4 | 787,826.8950 | 8.51 | |||||||
FBO COMBE INC EMPLOYEES SAVINGS PLN | ||||||||||
ATTN SHARE RECON DEPT #061241 | ||||||||||
PO BOX 1757 | ||||||||||
SALEM NH 03079-1143 | ||||||||||
MFS MODERATE ALLOCATION FUND | R6 | 44,187,156.6290 | 33.34 | |||||||
ATTN: LCC 3RD FL MFS GRP | ||||||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS CONSERVATIVE ALLOC FUND | R6 | 41,894,379.7520 | 31.61 | |||||||
ATTN: LCC 3RD FL MFS GRP | ||||||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 |
Schedule F-58
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS TOTAL RETURN BOND FUND – continued | ||||||||||
MFS GROWTH ALLOCATION FUND | R6 | 13,799,478.1490 | 10.41 | |||||||
ATTN: LCC 3RD FL MFS GRP | ||||||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS LIFETIME INCOME FUND | R6 | 11,731,146.0690 | 8.85 | |||||||
ATTN: LCC 3RD FL MFS GRP | ||||||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS TOTAL RETURN FUND | ||||||||||
PERSHING LLC | A | 17,044,720.8350 | 6.60 | |||||||
1 PERSHING PLZ | B | 1,105,394.3910 | 10.02 | |||||||
JERSEY CITY NJ 07399-0002 | C | 5,938,129.3910 | 9.96 | |||||||
MORGAN STANLEY SMITH BARNEY | C | 3,421,020.5370 | 5.74 | |||||||
HARBORSIDE FINANCIAL CENTER | I | 2,144,532.1390 | 10.29 | |||||||
JERSEY CITY NJ 07311 | ||||||||||
MASSMUTUAL | R1 | 511,531.0140 | 68.15 | |||||||
PO BOX 48529 | R2 | 2,406,786.7740 | 21.59 | |||||||
ATLANTA GA 30362-1529 | R3 | 2,674,220.8360 | 16.35 | |||||||
R4 | 6,221,071.1000 | 38.70 | ||||||||
EQUITABLE LIFE | R1 | 45,443.3210 | 6.05 | |||||||
500 PLAZA DR | ||||||||||
SECAUCUS NJ 07094-3619 | ||||||||||
HARTFORD LIFE INSURANCE COMPANY | R2 | 3,474,210.1180 | 31.17 | |||||||
SEPARATE ACCOUNT | R3 | 1,486,536.4880 | 9.09 | |||||||
PO BOX 2999 | ||||||||||
HARTFORD CT 06104-2999 | ||||||||||
MASS MUTUAL LIFE INSURANCE CO | R2 | 1,323,141.3230 | 11.87 | |||||||
1295 STATE ST | R3 | 1,610,582.2300 | 9.85 | |||||||
SPRINGFIELD MA 01111-0001 | ||||||||||
ADP ACCESS PRODUCT | R2 | 887,111.4590 | 7.96 | |||||||
1 LINCOLN ST | ||||||||||
BOSTON MA 02111-2900 | ||||||||||
TAYNIK & CO | R3 | 1,102,215.0840 | 6.74 | |||||||
CO STATE STREET BANK & TRUST | ||||||||||
1200 CROWN COLONY DR | ||||||||||
QUINCY MA 02169-0938 | ||||||||||
LINCOLN RETPLAN SERVICES COMPANY | R6 | 619,479.8400 | 12.43 | |||||||
FBO FREEMAN HEALTH SYSTEM | ||||||||||
PO BOX 7876 | ||||||||||
FORT WAYNE IN 46801-7876 | ||||||||||
PIMS/PRUDENTIAL RETIREMENT | R6 | 818,439.1350 | 8.35 | |||||||
AS NOMINEE FOR THE TTEE/CUST PL 005 | ||||||||||
ROBERT WOOD JOHNSON HOSPITAL | ||||||||||
379 CAMPUS DRIVE | ||||||||||
SOMERSET NJ 08873-1161 | ||||||||||
GREAT-WEST TRUST CO LLC | R6 | 710,236.6130 | 7.29 | |||||||
TRUSTEE F EMPLOYEE BENEFITS CLIENTS 401K | ||||||||||
8515 E ORCHARD RD # 2T2 | ||||||||||
GREENWOOD VLG CO 80111-5002 |
Schedule F-59
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS TOTAL RETURN FUND – continued | ||||||||||
VOYA RETIREMENT INS & ANNUITY CO | R6 | 683,133.8710 | 6.97 | |||||||
1 ORANGE WAY B3N | ||||||||||
WINDSOR CT 06095-4773 | ||||||||||
MFS U.S. GOVERNMENT MONEY MARKET FUND*** | N/A | N/A | N/A | |||||||
MFS U.S. GOVERNMENT CASH RESERVE FUND | ||||||||||
MASSMUTUAL | A | 14,399,781.8880 | 11.01 | |||||||
PO BOX 48529 | ||||||||||
ATLANTA GA 30362-1529 | ||||||||||
AMY S MCMEEKIN | 529B | 41,725.3800 | 10.42 | |||||||
1497 DOYLE RD | ||||||||||
CEDARTOWN GA 30125-6649 | ||||||||||
ANDREW E WRIGHT | 529B | 16,619.9800 | 7.30 | |||||||
2255 COUNTY ROAD 30 | ||||||||||
COLLINSVILLE AL 35961-4274 | ||||||||||
ANGELA DERIGGS-WALTERS | 529B | 27,279.7050 | 6.82 | |||||||
30 FENDALE AVE APT 2 | ||||||||||
DORCHESTR CTR MA 02124-4618 | ||||||||||
KENT SCHUELE | 529B | 23,468.3200 | 5.86 | |||||||
1967 PROVIDENCE RD | ||||||||||
SEVIERVILLE TN 37876-0807 | ||||||||||
LOURDES M VILLANUEVA | 529B | 22,609.5170 | 5.65 | |||||||
22845 BAYWOOD DR | ||||||||||
CARSON CA 90745-4753 | ||||||||||
PETER MURPHY | 529B | 20,893.8070 | 5.22 | |||||||
856 ARMORY ST | ||||||||||
SPRINGFIELD MA 01107-1347 | ||||||||||
EDWARD D JONES & CO | 529C | 398,888.3180 | 5.44 | |||||||
12555 MANCHESTER RD | ||||||||||
SAINT LOUIS MO 63131-3729 | ||||||||||
PERSHING LLC | B | 6,222,125.1580 | 26.38 | |||||||
1 PERSHING PLZ | C | 3,884,046.4430 | 7.73 | |||||||
JERSEY CITY NJ 07399-0002 | ||||||||||
MASSMUTUAL | R1 | 11,908,452.5850 | 91.20 | |||||||
PO BOX 48529 | R2 | 50,899,905.3650 | 93.46 | |||||||
ATLANTA GA 30362-1529 | R3 | 36,602,757.6010 | 98.23 | |||||||
MASSACHUSETTS FINANCIAL SERVICES CO | R43 | 2,600,001.0000 | 84.22 | |||||||
111 HUNTINGTON AVENUE | ||||||||||
BOSTON MA 02199-7632 | ||||||||||
COUNSEL TRUST DBA MATC FBO | R45 | 397,672.2400 | 12.88 | |||||||
CHROME HEARTS LLC 401K PSP & TRUST | ||||||||||
1251 WATERFRONT PL STE 525 | ||||||||||
PITTSBURGH PA 15222-4228 | ||||||||||
MFS UTILITIES FUND | ||||||||||
PERSHING LLC | A | 12,914,672.3380 | 10.05 | |||||||
1 PERSHING PLZ | B | 1,107,087.8830 | 10.74 | |||||||
JERSEY CITY NJ 07399-0002 | C | 4,443,319.6750 | 11.11 | |||||||
I | 3,116,159.9270 | 11.44 |
Schedule F-60
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS UTILITIES FUND – continued | ||||||||||
MORGAN STANLEY SMITH BARNEY | B | 1,686,152.3580 | 16.36 | |||||||
HARBORSIDE FINANCIAL CENTER | C | 6,527,421.1490 | 16.33 | |||||||
JERSEY CITY NJ 07311 | I | 6,388,741.1390 | 23.46 | |||||||
MASSMUTUAL | R1 | 169,487.2510 | 31.09 | |||||||
PO BOX 48529 | R2 | 836,423.1700 | 17.55 | |||||||
ATLANTA GA 30362-1529 | R3 | 696,913.1510 | 11.13 | |||||||
EQUITABLE LIFE FOR SA #65 401(K) | R1 | 82,116.1870 | 15.06 | |||||||
500 PLAZA DR | ||||||||||
SECAUCUS NJ 07094-3619 | ||||||||||
NATIONWIDE TRUST COMPANY, FSB | R1 | 37,169.1040 | 6.82 | |||||||
C/O IPO PORTFOLIO ACCOUNTING | R4 | 392,995.4520 | 8.31 | |||||||
PO BOX 182029 | ||||||||||
COLUMBUS OH 43218-2029 | ||||||||||
MASS MUTUAL LIFE INSURANCE CO | R1 | 28,938.8800 | 5.31 | |||||||
1295 STATE ST | R2 | 494,751.5080 | 10.11 | |||||||
SPRINGFIELD MA 01111-0001 | R3 | 409,557.6630 | 6.54 | |||||||
AMERICAN UNITED LIFE GROUP RETIREMENT ANNUITY | R2 | 244,965.0650 | 5.00 | |||||||
PO BOX 368 | ||||||||||
INDIANAPOLIS IN 46206-0368 | ||||||||||
HARTFORD LIFE INSURANCE COMPANY | R3 | 1,127,561.4920 | 18.01 | |||||||
SEPARATE ACCOUNT | R4 | 393,310.6240 | 8.32 | |||||||
PO BOX 2999 | ||||||||||
HARTFORD CT 06104-2999 | ||||||||||
TRANSAMERICA LIFE INS COMPANY | R3 | 380,975.5720 | 13.15 | |||||||
1150 S OLIVE ST | ||||||||||
LOS ANGELES CA 90015-2211 | ||||||||||
TAYNIK & CO | R3 | 501,017.7180 | 8.00 | |||||||
CO STATE STREET BANK & TRUST | R4 | 953,032.8800 | 20.15 | |||||||
1200 CROWN COLONY DR | R6 | 1,028,232.4590 | 21.49 | |||||||
QUINCY MA 02169-0938 | ||||||||||
VANGUARD FIDUCIARY TRUST CO | R6 | 542,254.7980 | 11.34 | |||||||
PO BOX 2600 VM 613 | ||||||||||
VALLEY FORGE PA 19482-2600 | ||||||||||
VOYA RETIREMENT INS & ANNUITY CO | R6 | 383,000.9020 | 8.01 | |||||||
1 ORANGE WAY B3N | ||||||||||
WINDSOR CT 06095-4773 | ||||||||||
WELLS FARGO BNAK NA TRUSTEE | R6 | 246,621.7060 | 5.16 | |||||||
KERN COUNTY DEFFDCOMP PLAN | ||||||||||
8515 E ORCHARD RD # 2T2 | ||||||||||
GREENWOOD VLG CO 80111-5002 | ||||||||||
MFS VALUE FUND | ||||||||||
KENT P ELLIOTT | 529B | 1,634.9830 | 6.57 | |||||||
2027 SHIPWAY LN | ||||||||||
NEWPORT BEACH CA 92660-4334 | ||||||||||
SUE SHINOMIYA | 529B | 1,381.7650 | 5.55 | |||||||
5349 NW LIANNA WAY | ||||||||||
PORTLAND OR 97229-8971 | ||||||||||
PERSHING LLC | C | 2,959,380.1700 | 6.98 | |||||||
1 PERSHING PLZ | I | 81,058,025.9020 | 16.65 | |||||||
JERSEY CITY NJ 07399-0002 |
Schedule F-61
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS VALUE FUND – continued | ||||||||||
MASSMUTUAL | R1 | 192,094.8150 | 26.59 | |||||||
PO BOX 48529 | R2 | 1,260,111.0310 | 8.49 | |||||||
ATLANTA GA 30362-1529 | ||||||||||
HARTFORD LIFE INSURANCE COMPANY | R2 | 2,500,674.0790 | 15.36 | |||||||
SEPARATE ACCOUNT | ||||||||||
1 GRIFFIN ROAD NORTH | ||||||||||
WINDSOR CT 06095-1512 | ||||||||||
VOYA RETIREMENT INS & ANNUITY CO | R2 | 2,193,657.2700 | 13.47 | |||||||
1 ORANGE WAY B3N | ||||||||||
WINDSOR CT 06095-4773 | ||||||||||
ADP ACCESS PRODUCT | R2 | 1,886,188.8680 | 11.59 | |||||||
1 LINCOLN ST | ||||||||||
BOSTON MA 02111-2900 | ||||||||||
MASS MUTUAL LIFE INSURANCE CO | R2 | 1,027,441.3750 | 6.31 | |||||||
1295 STATE ST | ||||||||||
SPRINGFIELD MA 01111-0001 | ||||||||||
FIDELITY INVESTMENTS INSTITUTIONAL OPERATIONS CO INC | R3 | 5,166,492.5820 | 9.75 | |||||||
QUALIFIED EMPLOYEE PLANS 401K FINOPS-IC FUNDS | R4 | 21,541,050.8650 | 24.19 | |||||||
100 MAGELLAN WAY # KW1C | ||||||||||
COVINGTON KY 41015-1987 | ||||||||||
STATE STREET BANK TRUST CO TTEE VARIOUS RETIREMENT PLANS | R3 | 5,023,050.9470 | 9.48 | |||||||
440 MAMARONECK AVE | R4 | 6,037,371.8400 | 6.78 | |||||||
HARRISON NY 10528-2418 | ||||||||||
MFS GROWTH ALLOCATION FUND | R6 | 15,417,781.9690 | 8.83 | |||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS MODERATE ALLOCATION FUND | R6 | 13,328,406.9100 | 7.63 | |||||||
2 AVENUE DE LAFAYETTE | ||||||||||
BOSTON MA 02111-1750 | ||||||||||
MFS VIRGINIA MUNICIPAL BOND FUND | ||||||||||
MORGAN STANLEY SMITH BARNEY | B | 14,787.6720 | 15.49 | |||||||
HARBORSIDE FINANCIAL CENTER | C | 274,663.5160 | 11.31 | |||||||
PLAZA 2 3RD FLOOR | ||||||||||
JERSEY CITY NJ 07311 | ||||||||||
EMILY M ALLAN | B | 5,391.3860 | 5.65 | |||||||
7408 SPRING VILLAGE DR APT 322 | ||||||||||
SPRINGFIELD VA 22150-4491 | ||||||||||
PERSHING LLC | C | 160,116.1960 | 6.60 | |||||||
1 PERSHING PLZ | ||||||||||
JERSEY CITY NJ 07399-0002 | ||||||||||
NATIONAL FINANCIAL SERVICES LLC | C | 153,158.5260 | 6.31 | |||||||
499 WASHINGTON BLVD | ||||||||||
ATTN MUTUAL FUND DEPT 4TH FLOOR | ||||||||||
JERSEY CITY NJ 07310-2010 | ||||||||||
MFS WEST VIRGINIA MUNICIPAL BOND FUND | ||||||||||
MORGAN STANLEY SMITH BARNEY | A | 626,381.2670 | 6.14 | |||||||
HARBORSIDE FINANCIAL CENTER | ||||||||||
PLAZA 2 3RD FLOOR | ||||||||||
JERSEY CITY NJ 07311 |
Schedule F-62
Name and Address of Shareholder | Class of Shares | Number of Outstanding Shares Beneficially Owned | Percentage of Outstanding Shares of Noted Class Owned | |||||||
MFS WEST VIRGINIA MUNICIPAL BOND FUND – continued | ||||||||||
PERSHING LLC | B | 22,428.7540 | 27.42 | |||||||
1 PERSHING PLZ | ||||||||||
JERSEY CITY NJ 07399-0002 |
* | Information for the MFS Lifetime 2060 Fund has not been provided because it commenced investment operations after November 30, 2016. |
** | The fund only has one class of shares. |
*** | To the best of the fund’s knowledge, no shareholder beneficially owned more than 5% of any class of the fund as of November 30, 2016. |
Schedule F-63
EVERY SHAREHOLDER’S VOTE IS IMPORTANTIMPORTANT!
EASY VOTING OPTIONS: | ||||
VOTE ON THE INTERNET
www.proxy-direct.com
Follow the on-screen instructions
(until 10:00 a.m. Eastern Time
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VOTE BY TELEPHONE Call toll free: 1-800-337-3503
available 24 hours (until 10:00 a.m. Eastern Time
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VOTE BY MAIL Vote, sign and date this Proxy Card postage-paid envelope
by 10:00 a.m. Eastern Time onMarch 23, 2017) | ||||
VOTE IN PERSON Attend Shareholder Meeting 111 Huntington Avenue, Boston, on |
Please detach at perforation before mailing.
500 Boylston Street, Boston, Massachusetts 02116MFS® SERIES TRUST I, II, III, IV, V, VI, VII, VIII, IX, X, XI, XII, XIII, XV, XVI
MFS® MUNICIPAL SERIES TRUST MFS® INSTITUTIONAL TRUST MASSACHUSETTS INVESTORS GROWTH STOCK FUND
MASSACHUSETTS INVESTORS TRUST
SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON JANUARY 28, 2010MARCH 23, 2017
This proxy is solicited by and on behalf of the Board of Trustees of each Trust.
The signer of this proxy cardundersigned hereby appoints Christopher R. Bohane, John M. Corcoran, Timothy M. Fagan,Thomas H. Connors, Brian E. Langenfeld, Susan S. Newton,A. Pereira and SusanMatthew A. PereiraStowe and each of them separately, proxies, with power of substitution to each, and hereby authorizes each of them to represent, and to vote, as designated on the reverse side, at the Special Meeting of Shareholders of the Trusts, to be held at 111 Huntington Avenue, Boston, Massachusetts, on Thursday, January 28, 2010March 23, 2017 at 10:30 a.m., Boston time,Eastern Time, and at any adjournments thereof, all of the common shares of each series of the Trust that the undersigned would be entitled to vote if personally present. Only the Trust’s shareholders of record on November 13, 2009January 6, 2017 will be entitled to vote at the Trust’s Special Meeting of Shareholders.
THIS PROXY WHEN PROPERLY EXECUTED WILL BE VOTED IN THE MANNER DIRECTED HEREIN BY THE SIGNING SHAREHOLDER. IF NO DIRECTION IS MADE, THIS PROXY WILL BE VOTEDFOR THE PROPOSAL. IF ANY NOMINEE FOR TRUSTEE IS UNABLE TO SERVE OR FOR GOOD CAUSE WILL NOT SERVE, THE PROXIES ARE AUTHORIZED IN THEIR DISCRETION TO VOTE FOR THE ELECTION OF ANY OTHER PERSON IN PLACE OF SUCH NOMINEE.IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING.THE TRUSTEES RECOMMEND A VOTEFOR THE PROPOSAL ON THE REVERSE SIDE.MEETING OR ANY ADJOURNMENTS THEREOF.
YOUR VOTE IS IMPORTANT. WE WOULD APPRECIATE YOUR PROMPTLY VOTING, SIGNING AND RETURNING THE ENCLOSED PROXY CARD, WHICH WILL HELP AVOID THE ADDITIONAL EXPENSE OF A SECOND SOLICITATION. IF YOU DO NOT VOTE BY PHONE OR INTERNET, PLEASE SIGN AND RETURN THIS PROXY.SOLICITATION FOR YOUR TRUST. THE ENCLOSED ADDRESSED ENVELOPE REQUIRES NO POSTAGE AND IS PROVIDED FOR YOUR CONVENIENCE.
VOTE VIA THE INTERNET: www.proxy-direct.com VOTE VIA THE TELEPHONE: | ||||||||||
MFS_28421_012417
EVERY SHAREHOLDER’S VOTE IS IMPORTANT
Important Notice Regarding the Availability of Proxy Materials for the MFS
Special Meeting of Shareholders Meeting to Be Held on January 28, 2010.March 23, 2017.
The Proxy Statement and Proxy Card for this meeting is available at
https://www.proxy-direct.com/mfs20782mfs-28421
IF YOU VOTE ON THE INTERNET OR BY TELEPHONE,
YOU NEED NOT RETURN THIS PROXY CARD
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Fundname Drop-In 1 | Fundname Drop-In 2 | Fundname Drop-In 3 | ||
Fundname Drop-In 4 | Fundname Drop-In 5 | Fundname Drop-In 6 | ||
Fundname Drop-In 7 | Fundname Drop-In 8 | Fundname Drop-In 9 | ||
Fundname Drop-In 10 | Fundname Drop-In 11 | Fundname Drop-In 12 | ||
Fundname Drop-In 13 | Fundname Drop-In 14 | Fundname Drop-In 15 | ||
Fundname Drop-In 16 | Fundname Drop-In 17 | Fundname Drop-In 18 | ||
Fundname Drop-In 19 | Fundname Drop-In 20 | Fundname Drop-In 21 | ||
Fundname Drop-In 22 | Fundname Drop-In 23 | Fundname Drop-In 24 | ||
Fundname Drop-In 25 | Fundname Drop-In 26 | Fundname Drop-In 27 | ||
Fundname Drop-In 28 | Fundname Drop-In 29 | Fundname Drop-In 30 |
Please detach at perforation before mailing.
YOUR BOARD OF TRUSTEES RECOMMENDS ATO VOTE, “FOR” THE ELECTION OF ALL NOMINEES.
PLEASE MARK BOXESBLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS.SHOWN IN THIS Example:¢☒
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Proposals THE TRUSTEES THAT OVERSEE YOUR FUND RECOMMEND THAT YOU VOTE IN FAVOR OF PROPOSAL 1. |
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1. Election of Trustees. | FOR ALL | | WITHHOLD ALL | FOR ALL EXCEPT | | ||||||||||||||||||
01. Steven E. Buller | 02. John A. Caroselli | 03. Maureen R. Goldfarb | 04. David H. Gunning | ☐ | ☐ | ||||||||||||||||||
09. Maryanne L. Roepke | |||||||||||||||||||||||
WE URGE YOU TO SIGN, DATE AND MAIL THE ENCLOSED PROXY PROMPTLY
20782_111609_MFR
IMPORTANT PROXY INFORMATION
Your Vote Counts!To withhold authority to vote for any individual nominee(s), mark the box “FOR ALL EXCEPT” and write the nominee’s number on the line provided below.
2. To transact such other business as may properly come before the Meeting and any adjournment(s) or postponement(s) thereof.
Authorized Signatures — This section must be completed for your vote to be counted. — Sign and Date Below |
Date (mm/dd/yyyy) – Please print date below | Signature 1 – Please keep signature within the box | Signature 2 – Please keep signature within the box | ||||||||
/ / |
608999900109999999999
MFS FUNDS
IMPORTANT PROXY INFORMATION
Your Vote Counts!
PLEASE USE THE 14-DIGITCONTROL NUMBER&8-DIGITSECURITY CODE LISTED IN THE | ||||||||
Shareholder Meeting Notice – THIS IS NOT A PROXY – Please read carefully for voting instructions. |
Special Shareholder Meeting Notice
Important Notice Regarding the Availability of Proxy Materials for the MFS Funds Special Meeting of Shareholders to Be Held on March 23, 2017. |
As a shareholder, it is important for you to vote!
On the back of this notice,Notice, you will find a summary of the proposal that requires a shareholder vote at the Meeting.
This communication is NOT a form for voting and presents only an overview of the more complete proxy materials that are available to you on the Internet.Internet or by mail. We encourage you to access and review all of the important information contained in the proxy materials before voting.
The Notice of Special Meeting of Shareholders, the Proxy Statement for the Meeting isand the Form of Proxy Card are available at:
https://www.proxy-direct.com/mfs20782mfs-28421
If you want to receive a paper copy of the documentsproxy materials or an e-mailemail with a link to the documents,proxy materials, you must request them. There is no charge to you for requesting a copy. Paper materials will be mailed to the address on file within 3-businessthree business days of receipt of the request. Please make your request as soon as possible, but no later than 10-calendar days before the Meeting DateMarch 13, 2017, to facilitate timely delivery. The Special Meeting of Shareholders of MFS Funds will be held on March 23, 2017, at 10:30 a.m., EST, at the offices of each MFS Fund, 111 Huntington Avenue, Boston, MA 02199. To obtain directions to be able to attend the Meeting and vote in person, call 1-800-255-2606.
ONLINE MATERIAL ACCESS AND PAPER COPY REQUESTS CAN BE MADE UTILIZING ONE OF THE THREE METHODS BELOW.
YOU CAN ALSO USE ONE OF THESE THREE METHODS TO ELECT A PERMANENT DELIVERY PREFERENCE FOR FUTURE MEETINGS.
ACCESS MATERIALS AND VOTE, OR REQUEST PAPER DELIVERY OF MATERIALS
ACCESS MATERIALS AND VOTE OR REQUEST PAPER DELIVERY OF MATERIALS |
EASY ONLINE ACCESS –REQUEST BY INTERNET | ||||||
Log on to the Internet and go to:https://www.proxy-direct.com/ On this site you can view the Proxy Statement and Form of Proxy Card online, request paper copies, request an email with a link to the materials and/or set future delivery preferences. Just follow the steps outlined on this secure website. | ||||||
TELEPHONE REQUESTS - CALL 1-877-816-5331 Obtain paper copies of the Proxy Statement and/or Form of Proxy Card with an option to set future delivery preference by touch tone phone. Call toll free from the U.S. | E-MAIL
- Provide only your14-Digit Control Number and8-Digit Security Code as listed on this - If you want to elect to receive all future proxy materials in paper form or via |
PAPER COPY REQUESTS SHOULD BE MADE NO LATER THAN 10-CALENDAR DAYS BEFORE THE MEETING TO FACILITATE TIMELY DELIVERY.
PAPER COPY REQUESTS SHOULD BE MADE NO LATER THAN MARCH 13, 2017, TO FACILITATE TIMELY DELIVERY. |
MFS_28421_NA_012417
Special Meeting of Shareholders of your Fund(s) will be held on Thursday, January 28, 2010 at the place and time
indicated in the Proxy Statement
Your Fund Holdings:
FUNDS | FUNDS | FUNDS | ||
Fundname Drop-In 1 | Fundname Drop-In 2 | Fundname Drop-In 3 | ||
Fundname Drop-In 4 | Fundname Drop-In 5 | Fundname Drop-In 6 | ||
Fundname Drop-In 7 | Fundname Drop-In 8 | Fundname Drop-In 9 | ||
Fundname Drop-In 10 | Fundname Drop-In 11 | Fundname Drop-In 12 | ||
Fundname Drop-In 13 | Fundname Drop-In 14 | Fundname Drop-In 15 | ||
Fundname Drop-In 16 | Fundname Drop-In 17 | Fundname Drop-In 18 | ||
Fundname Drop-In 19 | Fundname Drop-In 20 | Fundname Drop-In 21 | ||
Fundname Drop-In 22 | Fundname Drop-In 23 | Fundname Drop-In 24 | ||
Fundname Drop-In 25 | Fundname Drop-In 26 | Fundname Drop-In 27 | ||
Fundname Drop-In 28 | Fundname Drop-In 29 | Fundname Drop-In 30 |
YOUR BOARD OF TRUSTEES RECOMMENDS THAT YOU VOTE “FOR” THE ELECTION OF ALL NOMINEES.
The proposal asks you:following matter will be considered at the Meeting:
1. | To elect |
01. Robert E. Butler,
02. Lawrence H. Cohn, M.D,
03. Maureen R. Goldfarb
04. David H. Gunning
05. William R. Gutow
06. Michael Hegarty
07. John P. Kavanaugh
08. Robert J. Manning
09. Robert C. Pozen
10. J. Dale Sherratt
11. Laurie J. Thomsen
12. Robert W. Uek
2. | To transact such other business as may properly come before the |
If you wish to attend and vote at the Meeting, please bring this Notice and proper identification with you to the Meeting.
Please refer to the Proxy Materials for further details on the proposal.
YOUR VOTE IS IMPORTANT NO MATTER HOW MANY SHARES YOU OWN |
Common Questions about Notice and Access
Why am I receiving a Notice of Internet Availability instead of a Proxy Card and Proxy Statement?
Your Fund(s) has elected to utilize a distribution model authorized by the U.S. Securities and Exchange Commission (“SEC”) in 2007. This model, known as Notice and Access, allows mutual funds and public companies to send you a Notice instead of a full set of printed proxy materials. As a shareholder, you can select the means by which you access those proxy materials. You can view the materials electronically via the Internet, or request a full set of printed materials for this Shareholder Meeting and all future shareholder meetings, or you can make that choice on a case by case basis.
How do I access the materials, set my preference for future shareholder meeting materials and record my vote?
On the front side of this Notice are easy to follow instructions on how to access proxy materials electronically or request a full set of printed materials. Once you are on the website or ordering on the phone, you can also make your selection for future meetings.
When you are ready to vote, electronic voting is available by Internet or Touch Tone Telephone by using the Control Number and Security Code on the front of this Notice. The Touch Tone voting phone number is different from the ordering phone number and is displayed on the website. If you want to vote via Mail, you will need to request a paper copy of the materials to receive a Proxy Card and Return Envelope.
If I request printed proxy materials, how long will it take for me to receive them?
The SEC rule requires that the materials be sent via first class mail within three business days of receipt of your request.
MFS_28421_NA_012317